Provenienza dei contatti di primo grado di James A. Toes
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Security Traders Association, Inc.
11
| Non-Profit Organization | 11 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a James A. Toes tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
| WELLS FARGO ADVANTAGE FUNDS - ALLSPRING INCOME OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Advanced Reconnaissance Corp.
 Advanced Reconnaissance Corp. Electronic Equipment/InstrumentsElectronic Technology Advanced Reconnaissance Corp. engages in the research, development, and production of advanced multispectral and hyper spectral sensor systems. Its sensing systems automatically detect hard-to-see objects and concealed threats, and its solutions provide real-time processing and assessment of critical conditions. The firm provides solutions and services to commercial and military customers through its offices in New York and Maryland. The company was founded on February 28, 2012 by Mark Westfield, Sheng-Huei Chang and Joseph J. Jamin and is headquartered in Fishkill, NY. | Electronic Equipment/Instruments | Founder | |
| ALLSPRING UTILITIES AND HIGH INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Mesirow Financial, Inc.
 Mesirow Financial, Inc. Investment ManagersFinance A subsidiary of Mesirow Financial Holdings, Inc., Mesirow Financial, Inc. is a broker/dealer headquartered in Chicago with an additional office in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Mesirow was founded in 1937 by Norman Mesirow. | Investment Managers | Trading-Equity | |
The NASDAQ Stock Market LLC
 The NASDAQ Stock Market LLC Investment Banks/BrokersFinance The NASDAQ Stock Market LLC provides securities listing, trading and information products and services. The company is headquartered in Rockville, MD. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member | |
Nasdaq ISE LLC
 Nasdaq ISE LLC Investment Banks/BrokersFinance Nasdaq ISE LLC operates equity and trading options exchange. It transformed the options industry by creating efficient markets through innovative market structure and technology. It provides investors with a transparent marketplace for price and liquidity discovery on centrally cleared options products. The company was founded by David Krell in May 2000 and is headquartered in New York, NY. | Investment Banks/Brokers | Director/Board Member | |
| NNRF INC. | Investment Trusts/Mutual Funds | Chief Executive Officer | |
EPEC Biofuels Holdings, Inc.
 EPEC Biofuels Holdings, Inc. Chemicals: SpecialtyProcess Industries EPEC Biofuels Holdings, Inc. engages in the production, distribution, and utilization of ethanol. The company was founded in October 9 2008 and is headquartered in Plantation, FL. | Chemicals: Specialty | Director/Board Member | |
Nasdaq GEMX LLC
 Nasdaq GEMX LLC Investment Banks/BrokersFinance Part of Nasdaq, Inc., Nasdaq GEMX LLC operates as a securities exchange. The company is based in New York, NY. Thomas A. Wittman has been the CEO of the company since 2016. | Investment Banks/Brokers | Director/Board Member | |
Southern Methodist University
 Southern Methodist University Other Consumer ServicesConsumer Services Southern Methodist University is a private university near the center of Dallas, SMU offers undergraduate, graduate, and professional programs through seven schools in the humanities and sciences, business, the performing, visual, and communication arts, engineering, education and human development, law, and theology. | College/University | Undergraduate Degree | |
| AGORA HOLDINGS, INC. | Financial Conglomerates | President | |
| ALLSPRING MULTI-SECTOR INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Syringex Medical, Inc.
 Syringex Medical, Inc. Industrial ConglomeratesProducer Manufacturing Part of Business Warrior Corp., Syringex Medical, Inc. holds patents to a retractable needle syringe which it intends to manufacture and market. The company is based in Glen Cove, NY. The company was founded by Kevin H. Kading. | Industrial Conglomerates | Founder | |
EASDAQ NV
 EASDAQ NV Investment Banks/BrokersFinance Easdaq NV is engaged in the operation of a pan-European market. The firm trades under the name Equiduct. The company was founded by Jos Peeters on September 30, 1996 and is headquartered in Leuven, Belgium. | Investment Banks/Brokers | Corporate Officer/Principal | |
| ACCELERATED TECHNOLOGIES HOLDING CORP. | Packaged Software | Chief Executive Officer | |
| DePaul University | College/University | Undergraduate Degree | |
| Pace University | College/University | Undergraduate Degree | |
| St. John's University | College/University | Undergraduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree | |
| University of Oregon | College/University | Undergraduate Degree | |
| University of Portland | College/University | Graduate Degree | |
Paulson Investment Co. LLC (Broker)
 Paulson Investment Co. LLC (Broker) Investment Banks/BrokersFinance Founded by Chet Paulson in 1978, Paulson Investment Co., Inc. is an independent brokerage firm and investment banking firm located in headquartered in Portland, Oregon. They are a Paulson Capital Corp. (NASDAQ: PLCC). Paulson Investment Co. provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of FINRA/SIPC. | Investment Banks/Brokers | Founder | |
ClearBridge Investments LLC
 ClearBridge Investments LLC Investment ManagersFinance ClearBridge Investments LLC is a SEC-registered investment advisor headquartered in New York City. They are a subsidiary of Legg Mason, Inc., ultimately held by Franklin Resources, Inc. (NYSE: BEN). The firm was founded in 2005 as ClearBridge Advisors, which operated through Citigroup Asset Management NA, and was acquired by Legg Mason that year. They changed their name to ClearBridge Investments LLC in 2012. ClearBridge Investments manages separate accounts for both institutional and retail clients. The firm also acts as adviser or sub-adviser to the ClearBridge Funds which are part of the Legg Mason family of mutual funds. | Investment Managers | Trading-Equity | |
NYSE Euronext, Inc.
 NYSE Euronext, Inc. Financial ConglomeratesFinance NYSE Euronext operates financial markets and provides trading solutions. It offers an array of products and services in cash equities, futures, options, swaps, exchange-traded products, bonds, clearing operations, market data, commercial technology solutions and carbon trading, all designed to meet the evolving needs of investors, issuers, financial institutions and market participants. The company was founded by Jean-François Théodore in 2007 and is headquartered in New York, NY. | Financial Conglomerates | Corporate Officer/Principal | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
| DIRECT MARKETS HOLDINGS CORP | Finance/Rental/Leasing | President | |
Schwab Capital Markets LP
 Schwab Capital Markets LP Investment Banks/BrokersFinance Schwab Capital Markets LP provides security brokerage services. The company is headquartered in Piscataway, NJ | Investment Banks/Brokers | Chief Operating Officer | |
| SAFER SHOT, INC. | Aerospace & Defense | Director/Board Member | |
Finlogik, Inc.
 Finlogik, Inc. Packaged SoftwareTechnology Services FinlogiK, Inc. engages in the development and provision pf financial software solutions. It offers investment engineering, data analysis, and self-directed investing. The company was founded on January 31, 2008 and is headquartered in Montreal, Canada. | Packaged Software | Corporate Officer/Principal | |
| National Organization of Investment Professionals | Director/Board Member | ||
| Carolina Security Traders Association, Inc. | Corporate Officer/Principal Corporate Officer/Principal | ||
| UBS Investment Bank (Stamford) | Corporate Officer/Principal | ||
| Tahoe Trading LLC | Founder | ||
| Tahoe Technology Solutions | Founder | ||
| CKL Associates, Inc. | Director/Board Member | ||
| United Aerospace, Inc. | Chief Executive Officer | ||
| The Security Traders Association of New York, Inc. | Corporate Officer/Principal Corporate Officer/Principal | ||
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin | |
| Nasdaq MRX LLC | Director/Board Member | ||
| Society of Financial Analysts of Houston | Corporate Officer/Principal |
Statistiche
Distribuzione geografica
| Stati Uniti | 47 |
| Canada | 3 |
| Belgio | 2 |
Settori
| Finance | 17 |
| Miscellaneous | 9 |
| Consumer Services | 9 |
| Electronic Technology | 3 |
| Technology Services | 3 |
Posizioni
| Director/Board Member | 32 |
| Corporate Officer/Principal | 29 |
| Chairman | 9 |
| Founder | 9 |
| President | 8 |
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