James A. Tricarico
Direttore/Membro del Consiglio presso Securities Industry & Financial Markets Association, Inc.
Provenienza dei contatti di primo grado di James A. Tricarico
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen.
72
| Private Company | Miscellaneous Commercial Services | 72 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a James A. Tricarico tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
The Jones Financial Cos. LLLP
 The Jones Financial Cos. LLLP Investment Banks/BrokersFinance The Jones Financial Cos. LLLP engages in the provision of securities brokerage services. It operates under the United States and Canada geographical segments. The company was founded on June 5, 1987 and is headquartered in St. Louis, MO. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| RAYMOND JAMES FINANCIAL, INC. | Investment Managers | Chief Executive Officer President | |
| MORGAN STANLEY | Investment Managers | Chief Operating Officer Corporate Officer/Principal | |
The Options Clearing Corp.
 The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Chief Executive Officer Director/Board Member Chief Operating Officer Director/Board Member | |
Knight Capital Group, Inc.
 Knight Capital Group, Inc. Investment Banks/BrokersFinance Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ. | Investment Banks/Brokers | Director/Board Member Chief Operating Officer Chairman | |
Charles Schwab & Co., Inc.
 Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Investment Managers | Chief Tech/Sci/R&D Officer Corporate Officer/Principal Corporate Officer/Principal | |
| University of Notre Dame | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | President Corporate Officer/Principal | |
| University of Virginia | College/University | Undergraduate Degree Undergraduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Graduate Degree | |
| University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
NYSE Chicago, Inc.
 NYSE Chicago, Inc. Investment Banks/BrokersFinance NYSE Chicago, Inc. offers technology based national securities exchange services. It provides business to transact in all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX acts as a venue for hedge funds, options market markers, quantitative, professional and active individual traders that require immediate and automated execution. The firm provides services through its technology products including CHXBD, CHX SHARE and SNAP. The company was founded in 1882 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| University of Missouri | College/University | Undergraduate Degree Masters Business Admin | |
Burr & Forman LLP
 Burr & Forman LLP Miscellaneous Commercial ServicesCommercial Services Burr & Forman LLP engages in the provision of business and litigation services. Its business division specializes in alternative and renewable energy, antitrust, avoidance actions, business and succession planning, commercial and corporate finance, commercial real estate finance, construction law-business, debtor in possession financing, distressed mergers and acquisitions, economic development, employee benefits, entertainment, financial institution regulation, franchise and sales representation, healthcare, insurance regulation, and intellectual property. The company is headquartered in Birmingham, AL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| The Catholic University of America | College/University | Graduate Degree Graduate Degree | |
| Indiana University | College/University | Undergraduate Degree Undergraduate Degree | |
| The University of Chicago | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
| Marquette University | College/University | Undergraduate Degree Undergraduate Degree | |
| Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
| New York University | College/University | Undergraduate Degree Graduate Degree Masters Business Admin | |
American Bar Association
 American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
American Securities Association
 American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member Director/Board Member | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| The Wharton School of the University of Pennsylvania | College/University | Graduate Degree Undergraduate Degree Masters Business Admin | |
Gibbons PC
 Gibbons PC Miscellaneous Commercial ServicesCommercial Services Gibbons P.C. provides legal services. It offers business and commercial litigation, corporate, government affairs, criminal defense and employment law. The company was founded in 1926 and is headquartered in Newark, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal Director/Board Member | |
American Bankers Association, Inc.
 American Bankers Association, Inc. Miscellaneous Commercial ServicesCommercial Services American Bankers Association, Inc. represents, assists and provides support services to banks of different sizes and charters. Its membership includes community, regional, and money center banks and holding companies, as well as savings associations, trust companies, and savings banks. The company was founded in 1875 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member Corporate Officer/Principal | |
Robert W. Baird & Co., Inc.
 Robert W. Baird & Co., Inc. Investment ManagersFinance Robert W. Baird & Co., Inc. operates as a wealth management, capital markets, private equity and asset management firm. It offers equity research, corporate restructuring, mergers and acquisitions, public financing and fixed income services. The firm serves individual, corporate, institutional and municipal clients. The company was founded by Robert Wilson Baird in 1919 and is headquartered in Milwaukee, WI. | Investment Managers | Corporate Officer/Principal Chief Operating Officer | |
New York State Society of Certified Public Accountants
 New York State Society of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services New York State Society of Certified Public Accountants is a non-profit organization. It provides a membership program for certified public accountants that offers in-person and online networking opportunities, Continuing Professional Education courses and conferences, the CPA Journal, and other publications. The company was foudned in 1897 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Pace University | College/University | Undergraduate Degree Director/Board Member | |
New Jersey State Bar Association
 New Jersey State Bar Association Miscellaneous Commercial ServicesCommercial Services New Jersey State Bar Association operates as a not-for-profit organization. It educates the public to enhance awareness of the legal system. The company was founded in June 1899 and is headquartered in New Brunswick, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
FMR LLC
 FMR LLC Investment ManagersFinance FMR LLC engages in the provision of financial and investment services. It offers financial planning and advice, wealth management, retirement plans, trading and brokerage services, and investment products. The company was founded by Edward C. Johnson II in 1946 and is headquartered in Boston, MA. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
Virtu Americas LLC
 Virtu Americas LLC Investment Banks/BrokersFinance Virtu Americas LLC is an SEC-registered broker/dealer headquartered in New York City and was founded in 2012. The firm is a direct subsidiary of Virtu Strategic Holdings LLC and their ultimate parent is Virtu Financial, Inc. (NASDAQ: VIRT). Virtu provides brokerage services to their clients. | Investment Banks/Brokers | Corporate Officer/Principal Chairman | |
Futures Industry Association
 Futures Industry Association Miscellaneous Commercial ServicesCommercial Services Futures Industry Association operates an international swaps and derivatives association. The non-profit company is based in Washington and has subsidiaries in the United States. Walt Lukken has been the CEO of the American company since 2012. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
New York Stock Exchange
 New York Stock Exchange Investment Banks/BrokersFinance Part of Intercontinental Exchange, Inc., New York Stock Exchange is a stock exchange. The company is based in New York, NY. The CEO of the company is Susan M. DeGiulio. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
| Federal Reserve Bank of New York | General Government | Chief Operating Officer Corporate Officer/Principal | |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Director/Board Member |
Statistiche
Distribuzione geografica
| Stati Uniti | 49 |
| Svizzera | 2 |
Settori
| Finance | 21 |
| Consumer Services | 15 |
| Commercial Services | 15 |
| Government | 2 |
Posizioni
| Corporate Officer/Principal | 278 |
| Director/Board Member | 205 |
| Undergraduate Degree | 64 |
| Chairman | 49 |
| President | 46 |
Contatti più connessi
| Insiders | |
|---|---|
| Ronald Kruszewski | 30 |
| James Rosenthal | 24 |
| Thomas Michael Joyce | 24 |
| Joe Sullivan | 22 |
| Brian S. Hamburger | 22 |
| Karen Peetz | 22 |
| John D. Meserve | 22 |
| Lucia R. Riddle | 20 |
| Paul Reilly | 18 |
| Howard Spindel | 16 |
| Naureen Hassan | 15 |
| Kim Fleming | 13 |
| Timothy Hockey | 13 |
| Joe Sweeney | 13 |
| Mike E. Bosway | 13 |
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