Jim Dowd

UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

LVFAR Green Technology Corp. operates as a development stage company. It was organized as a vehicle to investigate and, if such investigation warrants, acquire a target company or business seeking the perceived advantages of being a publicly held corporation. The firm’s principal business is to achieve long-term growth potential through a combination with a business rather than immediate, short-term earnings. The company was founded on October 14, 2010 and is headquartered in Shenzhen, China.

North Capital Investment Technology, Inc. engages in the provision of technology and business process consulting services to investment management firms and broker-dealers. The company was founded on June 12, 2015 and is headquartered in Salt Lake City, UT.

iSelect Fund Management LLC (iSelect Fund) is a venture capital firm founded in 2012 by Nicholas Schopp, Carter Williams and Scott Levine. The firm is headquartered in St. Louis, Missouri.

UBS AG (Investment Management) (UBS-IM) is the Swiss investment management division of UBS AG, itself a subsidiary of UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. Formerly known as UBS Global Asset Management Switzerland, the firm was founded in 1998 when Union Bank of Switzerland and Swiss Bank Corporation merged. Headquartered in Zurich and has additional office in Basel, UBS-IM manages a range of investment funds and offers investment management services for institutional, corporate and private clients.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Ellenoff Grossman & Schole LLP provides legal services. The private company is based in New York, NY and has subsidiaries in China. The company was founded by Douglas S. Ellenoff.

Part of Deutsche Bank AG, Deutsche Bank Corp. is a company based in New York, NY.

North Capital, Inc. is an independent, SEC-registered investment advisor headquartered in Salt Lake City, Utah. The firm was founded by James P. Dowd in 2008. North Capital provides financial planning and investment advisory solutions to individuals, families and institutions.

GPB Capital Holdings LLC (GPB Capital) is a private equity firm founded in 2013 by David C Gentile. The firm is headquartered in New York.

North Capital Funds Trust is open-end investment company. Its investment adviser is North Capital, Inc. The company was founded on December 10, 2018 and is headquartered in Salt Lake City, UT.

LawCloud LLC, formerly known as iDisclose, is a leading platform in the crowdfunding and legal disclosure space. LawCloud is based in New York, NY and was founded by Georgia Quinn and Douglas S. Ellenoff. LawCloud also automates the document drafting process for law firms, increasing internal efficiencies while reducing client costs. The company helps crowdfunding platforms and law firms with a variety of SEC filings, including Form ID, Form D, Form C, Form C/A, Form C/U, Form C-AR, Form C-TR, PPM, and 1-A, as well as offering legal documents for entrepreneurs and businesses. Founded in 2015, the company offers legal document solutions for small businesses, including regulatory, deal, HR, and other useful business documents.

Crowdfund Capital Advisors LLC specializes in handling large amounts of data from online brokers/dealers and investment platforms. The private company is based in Denver, CO and was founded in 2012 by Jason W. Best, Zak Cassady-Dorion, and Sherwood Neiss. The company has developed a proprietary software and a data quality team to effectively acquire and manage data. Crowdfund Capital Advisors has provided strategic insights to government agencies, financial institutions, regulators, and multilateral organizations.

ESQvest LLP (ESQvest) is a venture capital firm founded in 2014. The firm is headquartered in New York.

D3VC Ventures Management Co. LLC (D3VC Ventures) is a venture capital firm. The firm is headquartered in Denver, Colorado.

Addita Advisory LLC is a strategic advisory firm that focuses on sales and marketing strategies, corporate structures, and operating efficiencies. The private company is based in Fairfield, CT and was founded in 2018 by Craig Goos. The company's mission is to create value for clients by providing intentional and strategic advice.