Profilo
Joe oversees compliance for Nuveen.
He leads a global team of professionals responsible for developing and driving a comprehensive compliance program supporting all of Nuveen’s businesses.
Joe came to Nuveen from Fidelity Investments, where he held several compliance leadership positions over a 14-year period.
He served as Head of Compliance for Fidelity’s retail brokerage, employer retirement services, wholesale fund distribution and the correspondent clearing and capital markets businesses.
Joe was also Deputy CCO within Fidelity’s Enterprise Compliance group, during which he was instrumental in the design and implementation of Fidelity’s federally mandated compliance programs for investment companies and advisers.
Prior to Fidelity, Joe was with Citibank for seven years, where he held a variety of positions, including Group Compliance Officer for emerging markets, capital markets and corporate finance activities in New York and London.
Joe graduated with a B.S.B.A.
in Finance from the University of Denver.
Posizioni attive di Joe Castro
Società | Posizione | Inizio |
---|---|---|
Nuveen (Private Equity)
Nuveen (Private Equity) Investment ManagersFinance Nuveen (Private Equity) (Nuveen) subsidiary of TIAA founded in 1898 by John Nuveen. The firm is headquartered in Kansas City, Missouri. | Direttore/Membro del Consiglio | 01/01/2011 |
Precedenti posizioni note di Joe Castro
Società | Posizione | Fine |
---|---|---|
Fidelity Investments Tax-Exempt Services Co. | Investitore di Private Equity | 31/12/2011 |
Citibank, NA (United Kingdom)
Citibank, NA (United Kingdom) Investment ManagersFinance Citibank, NA (United Kingdom) (Citibank UK) is the Great Britain-based wealth management arm of Citibank NA (New York), which is ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in London, Citibank UK was founded in 1920 and provides wealth management products such as investment funds, structured products, foreign exchange, insurance products, bonds and equities. | Consigliere Generale | 31/12/1997 |
Esperienze
Posizioni ricoperte
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 3 |
---|---|
Nuveen (Private Equity)
Nuveen (Private Equity) Investment ManagersFinance Nuveen (Private Equity) (Nuveen) subsidiary of TIAA founded in 1898 by John Nuveen. The firm is headquartered in Kansas City, Missouri. | Finance |
Fidelity Investments Tax-Exempt Services Co. | |
Citibank, NA (United Kingdom)
Citibank, NA (United Kingdom) Investment ManagersFinance Citibank, NA (United Kingdom) (Citibank UK) is the Great Britain-based wealth management arm of Citibank NA (New York), which is ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in London, Citibank UK was founded in 1920 and provides wealth management products such as investment funds, structured products, foreign exchange, insurance products, bonds and equities. | Finance |
- Borsa valori
- Insiders
- Joe Castro