Kate Poverman
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Profilo
Ms. Kate Poverman is Chief Compliance Officer at Boston Common Asset Management LLC.
She is responsible for overseeing Boston Common Asset Management’s compliance policies and procedures, helping to maintain the company’s high ethical standards and its focus on best industry practices.
After practicing complex financial and securities litigation in Chicago for several years, Ms. Poverman moved to Boston and joined the U.S.
Securities and Exchange Commission as senior enforcement counsel in 1993.
In 1996, she joined Eaton Vance Management as a compliance attorney.
She returned to the SEC in 1998, and was the Assistant Regional Administrator of Enforcement of the Boston office when she left the SEC in 2003.
Ms. Poverman graduated from the Law School at the University of Chicago in 1986.
Precedenti posizioni note di Kate Poverman
| Società | Posizione | Fine |
|---|---|---|
SEC, Inc.
 SEC, Inc. Information Technology ServicesTechnology Services SEC, Inc. provides enterprise-wide clinical information systems. SEC was acquired by GE Medical Systems Information Technologies, Inc. on November 20, 2000. | Corporate Officer/Principal | 31/12/2003 |
Eaton Vance Management
 Eaton Vance Management Investment ManagersFinance Eaton Vance Management (EVM) is a registered mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1979 when Eaton & Howard merged with Vance, Sanders & Co. Prior to March 2021, they were a wholly-owned subsidiary of Eaton Vance Corp. Their direct owner is Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). EVM provides investment advice to institutional clients, mutual funds, other pooled investment vehicles, and retail separately managed accounts. | Corporate Officer/Principal | 31/12/1997 |
Boston Common Asset Management LLC
 Boston Common Asset Management LLC Investment ManagersFinance Boston Common Asset Management LLC (Boston Common) is an independent, employee-owned, SEC-registered investment advisor headquartered in Boston, Massachusetts with an additional office in San Francisco, California. The firm was founded by Geeta B. Aiyer in 2002. Boston Common provides discretionary investment management services to charitable organizations, pension and profit sharing plans, state entities, taxable and tax-exempt institutional clients, high net-worth individuals, commingled investment vehicles and mutual funds. | Responsabile della Conformità | - |
Formazione di Kate Poverman
| The University of Chicago | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 3 |
|---|---|
Boston Common Asset Management LLC
Boston Common Asset Management LLC Investment ManagersFinance Boston Common Asset Management LLC (Boston Common) is an independent, employee-owned, SEC-registered investment advisor headquartered in Boston, Massachusetts with an additional office in San Francisco, California. The firm was founded by Geeta B. Aiyer in 2002. Boston Common provides discretionary investment management services to charitable organizations, pension and profit sharing plans, state entities, taxable and tax-exempt institutional clients, high net-worth individuals, commingled investment vehicles and mutual funds. | Finance |
Eaton Vance Management
Eaton Vance Management Investment ManagersFinance Eaton Vance Management (EVM) is a registered mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1979 when Eaton & Howard merged with Vance, Sanders & Co. Prior to March 2021, they were a wholly-owned subsidiary of Eaton Vance Corp. Their direct owner is Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). EVM provides investment advice to institutional clients, mutual funds, other pooled investment vehicles, and retail separately managed accounts. | Finance |
SEC, Inc.
SEC, Inc. Information Technology ServicesTechnology Services SEC, Inc. provides enterprise-wide clinical information systems. SEC was acquired by GE Medical Systems Information Technologies, Inc. on November 20, 2000. | Technology Services |
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