Li Zeng

HSBC Global Asset Management (Hong Kong) Ltd. (HSBC-GAM HK) is the wholly-owned asset management subsidiary of The HongKong & Shanghai Banking Corp. Ltd. and is indirectly owned by HSBC Holdings Plc (LON: HSBA, ADR: HSBC.PRA) in Great Britain. Headquartered in Hong Kong, the firm originated in 1973 as a banking branch and became part of HSBC Asset Management in 1994. The current firm, formerly known as HSBC Investments (Hong Kong) Ltd., was founded in 2005 when the group's investment management business was reorganized. HSBC-GAM HK provides investment management services to corporate clients, private individuals and institutions.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Founded in 1980, Mehta Partners LLC is a research firm located in New York City. The universe Mehta monitors includes biopharmaceutical companies in the U.S., Europe, Japan and emerging markets including Brazil, China, Eastern Europe and India. They cover 400 companies that are classified by geography and maturity.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

RBC Global Asset Management (Asia) Ltd. (RBC Asia) is the Hong Kong-based investment management subsidiary of RBC Global Asset Management, Inc., itself a subsidiary of Royal Bank of Canada (TSE, NYSE: RY), a multinational financial services company headquartered in Canada. Formerly known as RBC Investment Management (Asia) Ltd., the firm changed their name to RBC Global Asset Management (Asia) Ltd. in 2019. Founded in 1969, RBC Asia provides services such as advisory services and the management of mutual funds and discretionary portfolios to high-net worth individuals, institutional and niche corporate clients.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

Part of Deutsche Bank AG, Deutsche Bank AG (Hong Kong) is a financial institution that has been connecting worlds for 65 years. The company is based in Hong Kong, Hong Kong, and serves as the hub for corporate and commercial clients. The company's asset management division, DWS, is a market leader in Hong Kong with a broad product offering. Its corporate bank division is an established market leader in transaction banking, with a presence in 60 countries, including an extensive footprint in HK. The investment bank provides strategic advice to corporate and institutional clients, focusing on the bank’s traditional strengths in financing, advisory, fixed income, and currencies, together with a focused equity capital markets business. The private bank focuses on private customers across all segments as well as business clients, and in HK, this division is represented by a highly competitive wealth manager. The Chinese company was founded in 1958, and its CEO is Werner Steinmüller.

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

Part of UBS Group AG, UBS AG (Hong Kong Branch) is a Chinese company that provides investment banking securities dealing services. The company is based in Hong Kong, Hong Kong.

UBS Wealth Management (Hong Kong) (UBSWM-HK) is the Hong Kong-based wealth management division of UBS AG (Hong Kong Branch), a subsidiary of UBS AG (NYSE: UBS) in Switzerland. UBSWM-HK provides private banking and wealth management services including strategic wealth planning, liquidity solutions, retirement planning and succession planning to high-net worth individuals.

BOCI Research Ltd. is an investment research firm headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of BOCI Asia Ltd., ultimately held by Chinese government’s China Investment Corp. BOCI Research primarily provides research reports and analysis on China with a focus on telecommunications, property, media, retail, technology, energy, oil and gas, metals and mining, utilities, financials, and transport and logistics sectors.

Dymon Asia Capital (HK) Ltd. (Dymon Asia HK) is the Hong Kong-based alternative investment management subsidiary of Dymon Asia Capital Ltd., which is headquartered in Cayman Islands. Dymon Asia HK manages strategies across public and private markets in Asia and globally.

Part of Citigroup, Inc., Citibank (Hong Kong) Ltd. is a Chinese banking company that provides banking services. The company is based in Hong Kong, Hong Kong. Vicky Kong has been the CEO of the company since 2022.

CPP Investment Board Infrastructure is an infrastructure is a private equity firm, a subsidiary of Canada Pension Plan Investment Board founded in 1997. The firm is headquartered in Toronto, Canada.

Part of Julius Bär Gruppe AG, Bank Julius Bär & Co. Ltd. is a banking company based in Zurich, Switzerland. The Swiss company provides banking services. Philipp Rickenbacher has been the CEO of the company since 2009.

Yishengbio Co., Ltd. is an investment holding company that engages in the research and development, manufacture, and sale of vaccines and therapeutic biologics for infectious diseases and cancer. It focuses on the PIKA immunomodulation technology platform and production, sale of YSJA rabies vaccine. Its geographical segment include Mainland China, and other countries. The company was founded by Yi Zhang on November 16, 2020 and is headquartered in China.

Part of SAS Rue la Boétie, Credit Agricole Securities (Asia) Ltd is a Chinese company that works on various corporates' projects such as initial public offerings, privatisations, capital increases, and issues of convertible bonds and other equity-linked securities. The company is based in Hong Kong, Hong Kong. The company is a part of Group Crédit Agricole's integrated finance and investment banking, asset servicing, and wealth management offering for large clients. Frederik Jean Lucien Coyault has been the CEO of the company since 2017. Credit Agricole Securities (Asia was acquired by Crédit Agricole Corporate & Investment Bank SA from NatWest Group Plc on November 25, 2016.

Part of UBS Group AG, UBS (China) Ltd. provides retail and commercial banking services. The company is based in Beijing, China.