Ricky Schwartz
Analista-Rendimento Fisso presso Angel Oak Capital Advisors LLC
Provenienza dei contatti di primo grado di Ricky Schwartz
Entità | Tipo di entità | Settore Industriale | |
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Robert H. Smith School of Business
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| College/University | Other Consumer Services | 47 |
Angel Oak Capital Advisors LLC
Angel Oak Capital Advisors LLC Investment ManagersFinance Angel Oak Capital Advisors LLC (Angel Oak) is a SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded in 2009 by Michael Fierman, Sreeniwas Prabhu and Brad Friedlander. They are directly owned by Angel Oak Asset Management Holdings LLC, which is owned by Angel Oak Companies LP. Angel Oak provides investment advisory services to mutual funds and private funds as well as separate managed accounts. The firm is a signatory to the United Nations-supported Principles for Responsible Investment (PRI).
26
| Subsidiary | Investment Managers | 26 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Ricky Schwartz tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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ANGEL OAK DYNAMIC FINANCIAL STRATEGIES INCOME TERM TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Secretary Corporate Secretary | |
University of Georgia | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
ANGEL OAK FINANCIAL STRATEGIES INCOME TERM TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Secretary | |
University of Maryland | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
Angel Oak Credit Opportunities Term Trust
Angel Oak Credit Opportunities Term Trust Investment Trusts/Mutual FundsMiscellaneous Angel Oak Credit Opportunities Term Trust is a newly organized, non-diversified, closed-end management investment fund. It plans to invest primarily in residential mortgage-backed, commercial mortgage-backed, asset-backed, and high yield securities; unsecured consumer loans; collateralized loan and debt obligations; and residential loans and mortgages. The company was founded in 2021 and is headquartered in Atlanta, GA. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Corporate Secretary | |
Angel Oak Strategic Credit Fund
Angel Oak Strategic Credit Fund Investment Trusts/Mutual FundsMiscellaneous Angel Oak Strategic Credit Fund is a closed-end investment fund/investment trust. Its investment objective is to invest in credit default swaps, total return swaps, interest rate swaps, equity swaps, currency swaps, options on foregoing swaps, and other types of swaps. The company is headquartered in Atlanta, GA. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Director/Board Member Corporate Secretary | |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
Angel Oak Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member | |
Truist Securities, Inc.
Truist Securities, Inc. Investment Banks/BrokersFinance Truist Securities, Inc. is a registered broker-dealer headquartered in Atlanta, Georgia. The firm was founded in 1894 as SunTrust Robinson Humphrey, Inc. In 2020, the firm was renamed following the integration of SunTrust Robinson Humphrey and BB&T Capital Markets. The firm is a subsidiary of Truist Financial Corp. (NYSE: TFC) and is an active market maker in equity and fixed-income products. Truist Securities delivers a comprehensive range of strategic advisory, capital raising, risk management, and financing solutions, as well as a dynamic suite of sales, trading, and research services in both fixed-income and equity. Their strategies are carefully tailored to meet the needs and vision of their clients. | Investment Banks/Brokers | Corporate Officer/Principal Sales & Marketing Corporate Officer/Principal | |
RBC Capital Markets LLC
RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
University of Washington
University of Washington Other Consumer ServicesConsumer Services University of Washington functions as a College/University. The company is headquartered in Seattle, WA. | College/University | Masters Business Admin Undergraduate Degree | |
Georgia State University | College/University | Masters Business Admin Undergraduate Degree | |
Mercer University | College/University | Masters Business Admin Masters Business Admin | |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Investment Banks/Brokers | Market Strategist Analyst-Equity | |
Stifel, Nicolaus & Co., Inc.
Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
T. Rowe Price Associates, Inc. (Investment Management)
T. Rowe Price Associates, Inc. (Investment Management) Investment ManagersFinance T. Rowe Price Associates, Inc. (Price Associates) is a registered investment advisor and mutual fund manager headquartered in Baltimore, Maryland. The firm was founded by Thomas Rowe Price, Jr. in 1937. They are a subsidiary of the T. Rowe Price Group, Inc. (NASDAQ: TROW), which was formed in 2000 as the publicly traded parent holding company of Price Associates and their affiliated entities. Price Associates offers a variety of mutual funds, sub-advisory services and separate account management for individual and institutional investors, retirement plans and financial intermediaries. | Investment Managers | Analyst-Fixed Income Corporate Officer/Principal | |
Georgia College & State University | College/University | Undergraduate Degree Undergraduate Degree | |
Barclays Capital, Inc.
Barclays Capital, Inc. Investment Banks/BrokersFinance Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team. | Investment Banks/Brokers | Analyst-Fixed Income Corporate Officer/Principal | |
Columbia Business School | College/University | Masters Business Admin Masters Business Admin | |
GE Financial Assurance Holdings LLC
GE Financial Assurance Holdings LLC Investment ManagersFinance GE Financial Assurance Holdings, Inc. used to provide administrative, customer assistance and other services. The company was a provider of array of life, pension, annuity and mutual fund products as well as more immediate financial instruments such as auto insurance and supplemental health coverage. The company was headquartered in Richmond, VA. | Investment Managers | Analyst-Fixed Income Corporate Officer/Principal | |
JPMorgan Securities LLC
JPMorgan Securities LLC Investment ManagersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Wells Fargo Securities LLC
Wells Fargo Securities LLC Investment ManagersFinance Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Angel Oak Cos. LLC
Angel Oak Cos. LLC Investment ManagersFinance Angel Oak Cos. LLC is a financial services company based in Atlanta, GA and has subsidiaries in Canada, United States and Cayman Islands. Angel Oak Companies offers a range of financial services including asset management, investment advisory, mutual funds, lending and financial institution consulting. The private company was founded in 2008 and is led by CEOs Michael Allen Fierman and Sreeniwas Vikram Prabhu. | Investment Managers | Chief Executive Officer Chief Executive Officer | |
Rutgers State University of New Jersey | College/University | Graduate Degree Undergraduate Degree | |
ANGEL OAK MORTGAGE REIT, INC. | Real Estate Investment Trusts | Chairman Chief Executive Officer | |
Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
CAPITAL ENVIRONMENT HOLDINGS LIMITED | Environmental Services | Chairman | |
University of International Business & Economics | College/University | Undergraduate Degree | |
Beijing Capital Group Co., Ltd.
Beijing Capital Group Co., Ltd. Investment ManagersFinance Beijing Capital Group Co., Ltd. develops real estate properties. Its businesses also include environmental protection, infrastructure, and financial services. The firm offers water treatment services, waste management, expressway and rail transport construction and operation, and investment fund services. The company was founded by XiaoGuang Liu on October 26, 1994 and is headquartered in Beijing, China. | Investment Managers | Corporate Officer/Principal | |
BEIJING CAPITAL ECO-ENVIRONMENT PROTECTION GROUP CO., LTD. | Water Utilities | Director/Board Member | |
Beijing MTR Corp. Ltd. | Director/Board Member | ||
Beijing Capital Waste Management NZ Ltd. | Chairman | ||
Beijing Infrastructure Investment Co., Ltd.
Beijing Infrastructure Investment Co., Ltd. Financial ConglomeratesFinance Beijing Infrastructure Investment Co., Ltd. engages in the investment and management of rail transportation infrastructures. Its business activities include planning and construction of rail transportation, asset and investment management, and development and management of real estate properties. The company was founded on February 10, 1981 and is headquartered in Beijing, China. | Financial Conglomerates | Corporate Officer/Principal | |
FIRST CAPITAL SECURITIES CO., LTD. | Investment Managers | Chairman | |
Qinhuangdao Star Light Technology Co. Ltd.
Qinhuangdao Star Light Technology Co. Ltd. Trucks/Construction/Farm MachineryProducer Manufacturing Qinhuangdao Star Light Technology Co. Ltd. is a Chinese company that manufactures fugitive dust environmental protection products. The private company is based in Hebei, China. | Trucks/Construction/Farm Machinery | Chairman | |
Beijing State-owned Capital Operation & Management Co., Ltd.
Beijing State-owned Capital Operation & Management Co., Ltd. Investment ManagersFinance Beijing State-owned Capital Operation & Management Co., Ltd. engages in investment and investment management. The company was founded on December 30, 2008 and is headquartered in Beijing, China. | Investment Managers | Chief Executive Officer | |
Tianjin Jingjin Expressway Co. Ltd. | Director/Board Member | ||
ECO Industrial Environmental Engineering Pte Ltd.
ECO Industrial Environmental Engineering Pte Ltd. Miscellaneous Commercial ServicesCommercial Services ECO Industrial Environmental Engineering Pte Ltd. provides consultancy and third-party environmental laboratory services. Its services include toxic, hazardous, industrial and commercial waste management services, wastewater sludge treatment and industrial and laboratory services. The firm offers its services to industrial and commercial customers from industries such as petrochemical, pharmaceutical, oil and gas, power generation, electronics, marine, engineering, and semiconductor. The company was founded in 1995 and is headquartered in Singapore. | Miscellaneous Commercial Services | Director/Board Member | |
KPMG Huazhen LLP
KPMG Huazhen LLP Miscellaneous Commercial ServicesCommercial Services Part of KPMG International Cooperative, KPMG Huazhen LLP is a Chinese company that provides accounting services. The company is based in Beijing, China. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Beijing Dayue Consulting Co. Ltd.
Beijing Dayue Consulting Co. Ltd. Miscellaneous Commercial ServicesCommercial Services Beijing Dayue Consulting Co. Ltd. provides management consulting services. The private company is based in Beijing, China. | Miscellaneous Commercial Services | Director/Board Member | |
BOE TECHNOLOGY GROUP COMPANY LIMITED | Electronic Equipment/Instruments | Director/Board Member | |
Wells Fargo Clearing Services LLC
Wells Fargo Clearing Services LLC Investment ManagersFinance Wells Fargo Clearing Services LLC (WFCS) is a SEC-registered investment advisor and wealth management firm headquartered in St. Louis, Missouri. The firm was founded 1852 and formerly known as Wells Fargo Advisors LLC. They are a subsidiary of Wachovia Securities Financial Holdings LLC, a non-bank indirect subsidiary of Wells Fargo & Co. (NYSE: WFC), a financial and bank holding company. Wells Fargo Advisors is a trade name used by Wells Fargo Advisors Financial Network LLC and Wells Fargo Clearing Services LLC. WFCS provides investment advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. They also act as portfolio manager for certain wrap fee advisory programs. | Investment Managers | Director of Finance/CFO | |
Rainier Investment Management LLC
Rainier Investment Management LLC Investment ManagersFinance Rainier Investment Management LLC (Rainier) is a SEC-registered investment advisor headquartered in Seattle, Washington. The firm was founded in 1989 and in December 2017, they became a wholly-owned subsidiary of Manning & Napier Group LLC, which is owned by Manning & Napier, Inc. (NYSE: MN). Rainier provides portfolio management services to corporations, foreign corporations, registered investment companies, collective investment trusts, foreign funds such as UCITs, and other US and international institutions. | Investment Managers | Analyst-Fixed Income | |
Millennium Management LLC
Millennium Management LLC Investment ManagersFinance Millennium Management LLC is a SEC-investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Israel 'Izzy' Englander in 1989 and is a subsidiary of MLM Trust B LLC, itself a subsidiary of MLM Trust B. Millennium Management provides discretionary investment advisory services to private investment funds. | Investment Managers | Analyst-Equity | |
1919 Investment Counsel LLC
1919 Investment Counsel LLC Investment ManagersFinance 1919 Investment Counsel LLC (1919ic) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm was founded in 2005 and is a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF). On November 2014, Stifel acquired 1919ic from Legg Mason, Inc. Prior to and as a result of this acquisition, the firm changed its name from Legg Mason Investment Counsel LLC to 1919 Investment Counsel LLC. 1919ic provides comprehensive investment counsel services to both individual and institutional clients, and financial planning and family office services to individual clients. | Investment Managers | Portfolio Manager-Fixed Income | |
KPMG LLP (Michigan)
KPMG LLP (Michigan) Miscellaneous Commercial ServicesCommercial Services Part of KPMG International Cooperative, KPMG LLP (Michigan) is a company based in Detroit, MI. | Miscellaneous Commercial Services | Corporate Officer/Principal |
Statistiche
Distribuzione geografica
Stati Uniti | 36 |
Cina | 13 |
Hong Kong | 2 |
Nuova-Zelanda | 2 |
Singapore | 2 |
Settori
Finance | 26 |
Consumer Services | 10 |
Miscellaneous | 6 |
Commercial Services | 5 |
Industrial Services | 2 |
Posizioni
Undergraduate Degree | 72 |
Corporate Officer/Principal | 62 |
Masters Business Admin | 39 |
Analyst-Equity | 39 |
Director/Board Member | 33 |
Contatti più connessi
Insiders | |
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Li Shun Wu | 17 |
Sreeni Prabhu | 14 |
Kara Sasse | 9 |
Sam Dunlap | 9 |
Lu Chang | 9 |
Hunter Somerville | 9 |
Cheryl Pate | 9 |
John R. Hsu | 8 |
Matthew Frankel | 8 |
Josephine A. Lewis | 7 |
Meghan McGuire McGee | 7 |
Alessandra Farnum | 7 |
Harkaran Talwar | 7 |
Jason Fernandez | 6 |
Namit Sinha | 6 |
- Borsa valori
- Insiders
- Ricky Schwartz
- Connessioni Società