![Sean Patrick Haley](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Profilo
Mr. Sean P.
Haley was previously employed as a Chief Compliance Officer & Senior Vice President by National Planning Corp., a Limited Partner by Edward D.
Jones & Co. LP, and a Chief Compliance Officer by National Planning Corp.
He received his undergraduate degree from California Polytechnic State University (San Luis Obispo).
Precedenti posizioni note di Sean Patrick Haley
Società | Posizione | Fine |
---|---|---|
National Planning Corp.
![]() National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Responsabile della Conformità | 30/04/2015 |
National Planning Corp. (Broker)
![]() National Planning Corp. (Broker) Investment Banks/BrokersFinance Founded in 1998, NPC of America is a registered broker/dealer headquartered in Santa Monica, California. The firm is a division of National Planning Corp. and Jackson National Life Insurance Co., an indirect subsidiary of London-based Prudential Plc. (NYSE: PUK). NPC of America is a member of FINRA and the SIPC. The firm clears their trades through Pershing LLC. | Responsabile della Conformità | 30/04/2015 |
Edward D. Jones & Co. LP
![]() Edward D. Jones & Co. LP Investment ManagersFinance Edward D. Jones & Co. LP is a broker-dealer and registered investment advisor located in St. Louis, Missouri. The firm is a subsidiary of the Jones Financial Cos. LLLP. Edward Jones provides financial services for individual investors and businesses in the US, Canada and the United Kingdom. Edward Jones registered as a broker–dealer in 1941 and as an investment adviser in 1993. The firm offers a full array of investment services. They cover stocks that perform over the long-term, focusing on US, Canadian and Western European companies with long, stable, operating histories. | Corporate Officer/Principal | 31/12/1999 |
Formazione di Sean Patrick Haley
California Polytechnic State University (San Luis Obispo) | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 3 |
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National Planning Corp.
![]() National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Finance |
National Planning Corp. (Broker)
![]() National Planning Corp. (Broker) Investment Banks/BrokersFinance Founded in 1998, NPC of America is a registered broker/dealer headquartered in Santa Monica, California. The firm is a division of National Planning Corp. and Jackson National Life Insurance Co., an indirect subsidiary of London-based Prudential Plc. (NYSE: PUK). NPC of America is a member of FINRA and the SIPC. The firm clears their trades through Pershing LLC. | Finance |
Edward D. Jones & Co. LP
![]() Edward D. Jones & Co. LP Investment ManagersFinance Edward D. Jones & Co. LP is a broker-dealer and registered investment advisor located in St. Louis, Missouri. The firm is a subsidiary of the Jones Financial Cos. LLLP. Edward Jones provides financial services for individual investors and businesses in the US, Canada and the United Kingdom. Edward Jones registered as a broker–dealer in 1941 and as an investment adviser in 1993. The firm offers a full array of investment services. They cover stocks that perform over the long-term, focusing on US, Canadian and Western European companies with long, stable, operating histories. | Finance |
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