Stacey Gillespie

Cowen Investment Management LLC (Cowen Investment Management) is a venture capital subsidiary of Cowen, Inc. founded in 1997. The firm is headquartered in New York.

The Middlefield Banking Co. provides banking services. It provides personal and commercial banking services. The firm offers personal and business checking accounts, savings, investments, online banking, online bill pay, mortgages, loans, reorder checks, remote merchant deposit, and loans and lines of credit; investments, which include brokerage services, insurance, retirement and planning and tools. The company was founded on September 16, 1901 and is headquartered in Middlefield, OH.

Part of PennyMac Financial Services, Inc., PNMAC Capital Management LLC is a company that provides investment advisory services. The company is based in Westlake Village, CA. The company was founded by Stanford L. Kurland. The CEO is David A. Spector.

VII Peaks-KBR Co-Optivist Income BDC II, Inc. is a non-diversified closed-end management investment company, which engages in the investment on discounted corporate debt; senior secured term loan and equity-linked debt securities of public and private companies that trade on the secondary loan market for institutional investors; and provide distributions to investors. The company was founded in August 3, 2011 and is headquartered in Walnut Creek, CA.

Apollo Diversified Real Estate Fund is a non-diversified closed-end management investment company. The firm's investment objective is to generate a return comprised of both current income and capital appreciation with moderate volatility and low correlation to the broader markets. The company was founded on November 5, 2013 and is headquartered in New York, NY.

Rsi Solutions LLC develops computer software solutions. The private company is based in San Mateo, CA.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Risk Solutions International LLC provides operational risk management solutions. The firm help business, educational, and government entities understand and respond to risks that threaten critical operating functions in an unpredictable environment. The company was founded by Neil H. Kaufman, Duane A. Lohn, and Scott A. Corzine in 2009 and is headquartered in New York, NY.

Griffin Capital Corp. engages in investment activities. The company offers real estate, commercial and investing services. The company was founded by Kevin Alan Shields in 1995 and is headquartered in El Segundo, CA.

Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.

Part of ABC Employee Stock Ownership Plan, Anchor State Bank is a financial institution based in Anchor, IL. The bank has been serving the central region for 125 years, surviving through two world wars, the great depression, several financial downturns, and other national calamities.

Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPF&S) is a global investment banking firm, SEC-registered investment advisor, broker-dealer, and futures commission merchant headquartered in New York City. The firm is a subsidiary of BAC North America Holding Co., ultimately held by Bank of America Corp. (NYSE: BAC). MLPF&S provides investment advisory services to individuals, trusts, estates, charitable organizations, banks, insurance companies, thrift institutions, pension and profit-sharing plans, corporations and other types of business.

Part of ABC Employee Stock Ownership Plan, Anchor Bancorporation, Inc. (Illinois) is a bank holding company based in Anchor, IL. The company's description is simply that it is a bank holding company.

ECHO Health, Inc. offers revolutionary payment solutions for healthcare payers. It serves to health care, property and casualty, and speaciality insurance industries. The company was founded by William Davis in 1997 and is headquartered in Westlake, OH.

Apollo Diversified Credit Fund is a closed-end interval fund. Its objective is to generate a return comprised of current income and capital appreciation focusing on current income with low volatility and low correlation to the broader market. The company was founded on April 5, 2016 and is headquartered in El Segundo, CA.

Apollo Real Estate Fund Adviser LLC (AREFA) is an investment management firm headquartered in New York City. Formerly known as Griffin Capital Advisor LLC, the firm was founded by Kevin Shields in 1995 and is a subsidiary of Apollo Real Estate Fund Adviser Holdings LLC. AREFA acts as the sponsor and portfolio manager of Apollo Diversified Real Estate Fund, a closed-end interval fund.

Griffin Capital Credit Advisor LLC provides investment advisory services. The private company is based in El Segundo, CA. The CEO of the company is Kevin Alan Shields.

Arca U.S. Treasury Fund is a continuously offered, diversified, closed-end management investment company that intends to operate as an interval fund. It offers ArCoins as a digital securities. The company was founded on November 2, 2018 and is headquartered in Los Angeles, CA.

YieldStreet Prism Fund, Inc. is an closed-end management investment company. Its objective is to generate current income and, as a secondary objective, capital appreciation. The company is headquartered in New York, NY.