![Suzanne Hickey](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Suzanne Hickey
Nessuna posizione attualmente
Profilo
Ms. Suzanne Hickey is Chief Compliance Officer and General Counsel for Commerce Street Capital, LLC.
Ms. Hickey's primary focus is on compliance matters for the Firm's FINRA registered broker dealer and SEC registered investment advisor.
In addition, Ms. Hickey handles general legal matters for CSC.
Ms. Hickey has been with Commerce Street since October of 2010.
Prior to joining the firm, she spent six years with the U.S.
Department of Labor's Employee Benefit Security Administration as a federal investigator for ERISA compliance matters.
Before attending law school, Ms. Hickey had a seventeen-year career in public finance investment banking and structured over $9 billion in tax-exempt and taxable debt issues for state and local issuers of all sizes.
Ms. Hickey has a BBA in Marketing and an MBA in Finance and Accounting from The University of Texas, Austin.
She received her JD from Texas Wesleyan University School of Law.
She is a member of the State Bar of Texas.
Precedenti posizioni note di Suzanne Hickey
Società | Posizione | Fine |
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Commerce Street Capital LLC
![]() Commerce Street Capital LLC Investment Banks/BrokersFinance Founded in 2007 by William Gross, Commerce Street Capital LLC is a registered broker/dealer located in Dallas, Texas with an additional office in Duluth, Georgia. The firm is wholly-owned subsidiary of Commerce Street Holdings LLC. Commerce Street Capital specializes in municipal and high-yield corporate bonds. | Consigliere Generale | - |
Formazione di Suzanne Hickey
The University of Texas at Austin | Masters Business Admin |
Texas Wesleyan University | Graduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Società collegate
Aziende private | 1 |
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Commerce Street Capital LLC
![]() Commerce Street Capital LLC Investment Banks/BrokersFinance Founded in 2007 by William Gross, Commerce Street Capital LLC is a registered broker/dealer located in Dallas, Texas with an additional office in Duluth, Georgia. The firm is wholly-owned subsidiary of Commerce Street Holdings LLC. Commerce Street Capital specializes in municipal and high-yield corporate bonds. | Finance |
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