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Thomas Garth Shiffer
Responsabile della Conformità presso Cadence Wealth Management LLC
Provenienza dei contatti di primo grado di Thomas Garth Shiffer
Entità | Tipo di entità | Settore Industriale | |
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IDS Life Insurance Co.
![]() IDS Life Insurance Co. Insurance Brokers/ServicesFinance IDS Life Insurance Co. provided insurance services. It was a life insurance company with four wholly-owned operating subsidiaries: IDS Life Insurance Company of New York, American Partners Life Insurance Company, American Enterprise Life Insurance Company and American Centurion Life Assurance Company. The company was headquartered in Minneapolis, MN.
6
| Extinct | Insurance Brokers/Services | 6 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Thomas Garth Shiffer tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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C.L. King & Associates, Inc.
![]() C.L. King & Associates, Inc. Investment Banks/BrokersFinance Founded in 1972 by Candace King, C.L. King & Associates, Inc. is a self-clearing, service-oriented broker/dealer and investment bank located in Albany, New York with additional offices in Boston and New York City. The firm delivers investment research, equity and fixed-income sales and trading, prime brokerage, investment advisor and clearing services to institutional and high net-worth clients and to other broker/dealers. For corporations, they underwrite securities and provide strategic advice in connection with mergers, acquisitions, strategic alternatives and valuation. C.L. King & Associates is a member of FINRA and the SIPC. C.L. King & Associates follows 120 names in 9 sectors. They seek to discover uncovered investment opportunities by seeking out companies that may be ignored by other Wall Street research providers and by identifying value and growth that may be unrecognized by institutional equity investors. The firm provides comprehensive trading services including capital commitment, market making and listed block positioning for their institutional equity clients. C.L. King & Associates' fixed-income group focuses on trading fixed-income securities, primarily in the secondary market. They offer a broad cross section of agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals, CDs and preferred stock to other broker/Dealers and institutional investors. The firm's investment banking group provides strategic M&A advice and capital raising services to emerging and mid-cap companies, both public and private. In addition, they act as a WBE underwriter in stock and bond offerings by large corporate issuers. C.L. King & Associates' corporate services group offers specialized services to assist corporate clients and their executives in handling delicate stock holding matters. Their services include guiding clients through restricted stock/rule 144 transactions, developing customized rule 10b5-1 trading plans and managing corporate share repurchase programs. The firm's equity research is based on a fundamental, value-oriented approach that focuses on small- and mid-cap companies. The firm offers research on the following sectors: special situations, building materials companies, specialty retail/apparel/footwear, industrials/cyclicals, restaurants/franchising, business services/staffing companies, telecommunications equipment and medical technology/devices/supplies. | Investment Banks/Brokers | Institutional Sales | |
R. W. Pressprich & Co.
![]() R. W. Pressprich & Co. Investment Banks/BrokersFinance R. W. Pressprich & Co. (RWP) is an employee-owned institutional broker-dealer headquartered in New York City. Founded in 1909, RWP’s principal focus is to provide fixed-income relative value and market timing research for clients. | Investment Banks/Brokers | Analyst-Fixed Income | |
Ameriprise Financial Services LLC
![]() Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Investment Banks/Brokers | President Corporate Officer/Principal | |
Trinity Fiduciary Partners LLC
![]() Trinity Fiduciary Partners LLC Investment ManagersFinance Trinity Fiduciary Partners LLC (Trinity) is a SEC-registered investment advisor headquartered in Arlington, Texas. The firm was founded by Samuel Saladino in 2005 and is principally owned by IWP Holdings LLC. Trinity serves as the advisor to a registered mutual fund, a private faith-based real estate fund, separate accounts, and private alternative funds. | Investment Managers | Portfolio Manager-Equities | |
University of Southern California
![]() University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Graduate Degree | |
The University of Chicago | College/University | Masters Business Admin | |
University of California, Irvine | College/University | Undergraduate Degree | |
University of Maryland | College/University | Undergraduate Degree | |
Englewood Hospital & Medical Center, Inc.
![]() Englewood Hospital & Medical Center, Inc. Hospital/Nursing ManagementHealth Services Englewood Hospital & Medical Center, Inc. provides healthcare services. It offers allergy, anesthesiology, bloodless medicine and surgery, cardiology, dermatology, diabetes, emergency medicine, endocrinology, hyperbaric medicine, infectious disease, joint replacement center, and laboratory and pathology services. The company was founded in 1988 and is headquartered in Englewood, NJ. | Hospital/Nursing Management | Director/Board Member | |
Concord University | College/University | Undergraduate Degree | |
American Express Financial Advisors, Inc. | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | ||
DeWaay Financial Network LLC
![]() DeWaay Financial Network LLC Investment Banks/BrokersFinance DeWaay Financial Network LLC engages in the provision of brokerage services. The company is headquartered in Johnston, IA. | Investment Banks/Brokers | Corporate Officer/Principal | |
Concord Wealth Partners LLC
![]() Concord Wealth Partners LLC Investment ManagersFinance Concord Wealth Partners LLC (CWP) is a SEC-registered investment advisor and wealth management firm headquartered in Abingdon, Virginia. The firm was founded by J. Wade Lopez in 2002 as Lopez Wealth Management LLC. They are owned by Concord Wealth Holdings LLC. CWP provides investment advisory services to individuals, high net-worth individuals, corporations, trusts, estates and charitable organizations. | Investment Managers | Chief Executive Officer | |
Onyx Bridge Wealth Group LLC
![]() Onyx Bridge Wealth Group LLC Investment ManagersFinance Onyx Bridge Wealth Group LLC (Onyx Bridge) is an independent asset management firm headquartered in Tarrytown, New York. The firm was founded by Jared Cohen in 2019. Onyx Bridge provides investment management services to individual and institutional clients. | Investment Managers | Chief Executive Officer | |
Ipsen Advisor Group LLC
![]() Ipsen Advisor Group LLC Investment ManagersFinance Ipsen Advisor Group LLC is an independent, SEC-registered investment advisor headquartered in Little Rock, Arkansas. Founded in 2021, the firm develops customized financial solutions to address individuals, families and businesses' unique financial goals. | Investment Managers | Compliance Officer |
Statistiche
Distribuzione geografica
Stati Uniti | 18 |
Settori
Finance | 11 |
Consumer Services | 6 |
Health Services | 2 |
Posizioni
Corporate Officer/Principal | 13 |
Undergraduate Degree | 3 |
Chief Executive Officer | 2 |
Founder | 2 |
President | 2 |
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