Tommy F. Herity

Mr. Herity joined Sloan Securities Corp.
early in 2008 as Chief Compliance Officer.
In that role, he overseees all compliance related activities at the firm, ensuring regulatory compliance within the industry's dynamic and ever changing regulatory landscape.
Prior to joining Sloan, he held the position of Chief Compliance Officer for Northeast Securities, serving in this capacity for five years.
Mr. Herity began his securities industry career in 1986 with Ernst & Company through its acquisition by Investec and subsequent name change to Investec Ernst & Company.
He gained a broad securities operations background eventually rising to become a Manager of sixteen professionals in the margin department supporting Correspondent Clearing, Retail and Prime Broker accounts.
Mr. Herity holds the Series 7, 63 & 24 securities licenses and resides in Bergen County, New Jersey with his wife and two children where he is active in his church and community.