William Jasper Raike

Founded in 1995, Woodstock Financial Group, Inc. is an SEC-registered broker/dealer and investment advisor located in Woodstock, Georgia. The firm was formerly known as Raike Financial Group, Inc. They are a subsidiary of Woodstock Holdings, Inc. Woodstock Financial Group is licensed in all 50 U.S. states and Puerto Rico. The firm is also licensed as an insurance agency in 44 states. Woodstock Financial Group provides an array of trading and execution services for their clients. They do not provide any internal research. In addition to insurance, advisory, financial planning and traditional brokerage services, the firm offers a variety of customized solutions for high net-worth clients and independent financial professionals.

Davenport & Co. LLC (Davenport) is an independent, SEC-registered investment advisor headquartered in Richmond, Virginia. Founded in 1863, Davenport manages separate accounts for individuals, institutions, ERISA plans, trusts, estates, corporations, and other types of entities. They also serve as the Advisor to various mutual funds.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.