Andrew Peachment

Founded in 2010 by George Gosbee, AltaCorp Capital Inc. is an institutional financial advisory and brokerage firm headquartered in Calgary, Alberta, Canada. The firm offers a full spectrum of value-added financial and advisory services to corporations in across various stages of development. Their products and services include corporate mergers and acquisition advisory, equity financings, asset acquisitions and divestitures advisory, institutional sales and trading and institutional equity research. AltaCorp Capital focuses on key drivers of the Western Canadian economy that are global in scope including energy, agri-industry and diversified industries, with overlap into interdependent subsectors. The firm's research includes macro analysis, theme pieces, daily notes, corporate reviews, quarterly and annual overviews and other relevant market/sector issues. AltaCorp Capital's Institutional Sales and Trading team has expertise in both national and global trading markets and are fully integrated within an expansive network of long-standing relationships with institutional clients. They offer execution in trading securities and relevant and timely placing of new offers/issues. The firm also offers execution in institutional block trading and an industry leading technical platform. AltaCorp maintains a strategic relationship with ATB Financial, a full-service financial institution headquartered in Edmonton, Alberta.

Dundee Capital Markets, Inc. provided financing and advisory services. It focused on specific sectors namely, resources, comprising mining, energy, forestry, fertilizers and agriculture, real estate, and infrastructure. The company was founded in December 10, 2010 and was headquartered in Toronto, Canada.

National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe.

Part of Duke Energy Corp., Duke Energy Trading & Marketing LLC is an electric utility. The company is based in Charlotte, NC.

MNP LLP engages in the provision of accounting, taxation, and advisory services. It offers consulting; corporate finance; enterprise risk; corporate and consumer insolvency; and valuation, forensics, and litigation support. The company was founded in 1958 and is headquartered in Calgary, Canada.

Stonehenge Capital Co. LLC is a national specialty finance company and venture capital firm headquartered in Baton Rouge, Louisiana. The firm was founded in 1999 by the executive management and key professionals of Banc One Capital Markets as a spin-off from Bank One. Stonehenge Capital Co. manages several regionally-targeted private equity and mezzanine investment funds through offices in Alabama, Colorado, Florida, Louisiana, Missouri, New York, Ohio, Texas and Wisconsin.

Art Center College of Design offers undergraduate and graduate courses in art and design disciplines. The company also offers public programs on design education to students of all ages and levels of experience. The college was founded in June 2004 and is headquartered in Pasadena, CA.

Part of JPMorgan Chase & Co., JPMorgan Canada is a financing bank. The company is based in Toronto, Canada.

McDaniel & Associates Consultants Ltd. provides geological studies, reserves evaluations, resource assessments, economic evaluations and petroleum engineering studies. The firm also offers advisory services and technical studies. The company was founded by Rod McDaniel in 1955 and is headquartered in Calgary, Canada.

Part of UBS Group AG, UBS Bank (Canada) operates as a nationally chartered commercial bank. The company is based in Toronto, Canada. The CEO of the Canadian company is Sarah Bevan.

The Investment Industry Association of Canada is a member-based professional association that aims to advance the growth and development of the Canadian investment industry. The association is based in Toronto, Canada. Ian Russell has been the CEO of the Canadian company since 2006.

iTech US, Inc. provides information technology services. It offers IT consulting, IT staffing, custom software, data warehouse, and mobile resources services. The company was founded by Kishore Khand in 2001 and is headquartered in South Burlington, VT.

SmartWorks LLC provides project development and staff augmentation services to the healthcare, banking, finance, telecommunication, and aviation industries. Its services include custom software development, information technology staffing, and mobile app development. The company was founded in 2003 and is headquartered in Edison, NJ.

Canaccord Genuity Corp. (CGC) is the broker/dealer subsidiary of Canaccord Genuity Group, Inc., (TSE: CF; OTCMKTS: CCORF) in Canada. The firm was founded in 2010 and is locally known as Financière Canaccord ltée. Headquartered in Vancouver, CGC offers corporate and institutional clients with versatile and responsive sales and execution services that range from Institutional Equities and International Equities to Electronic Trading and Fixed Income. Their sales & trading team execution capabilities encompass a wide range of products and services such as Equities, ADR’s, OTC, ETF’s, Fixed Income, Options, Preferreds, Investment Companies.

SVB Wealth LLC (SVBW) is a SEC-registered investment advisor and wealth management firm headquartered in Boston, Massachusetts. The firm was founded in 2006 as BP Wealth Management LLC and changed their name to Boston Private Wealth LLC in 2015 and SVB Wealth LLC in 2022. In 2023, they became a wholly owned, non-bank subsidiary of First-Citizens Bank & Trust Co., which in turn, is a wholly owned subsidiary of First Citizens Bancshares, Inc. (NASDAQ: FCNCA). SVBW offers a comprehensive and customized set of wealth management and investment management services to high net-worth individuals, families, trusts and organizations, including foundations and endowments.

Gala Capital Partners LLC(Gala Capital Partners) is a private equity firm founded in 1982 by Anand Gala. The firm is headquartered in California.

MiddleGround Management LP (MiddleGround Capital) is a private equity firm founded in 2018 by John Stewart and Lauren Mulholland. The firm is headquartered in Lexington, Kentucky.

Stifel Nicolaus Canada, Inc. (Stifel Canada) is a Canadian broker-dealer subsidiary of Stifel Financial Corp. (NYSE: SF) in the US. Headquartered in Toronto, Stifel Canada provides institutional sales and trading to corporate clients and institutional investors. The firm also offers a much broader suite of products and services, while remaining the same group of dedicated professionals serving Canadian capital markets.

RiseIT Solutions, Inc. is a software and technology services company that empowers businesses worldwide. The private company is based in Addison, TX. The company's mission is to elevate businesses by providing dedicated solutions. The company offers a range of services to help businesses achieve their goals. The CEO of the company is Kishore Khandavalli.

Mayo Clinic Platform (Mayo Clinic) is a venture capital firm subsidiary of Mayo Clinic founded in 2019. The firm is headquartered in Rochester, Minnesota.

Performance Trust Capital Partners LLC (Performance Trust) is a registered broker-dealer headquartered in Chicago, Illinois. The firm was founded by Richard S. Berg and Philip M. Nussbaum in 1994. It is a subsidiary of PT Financial Cos. LLC. Performance Trust offers a wide range of financial advisory and investment banking services for community financial institutions.

GCM Customized Fund Investment Group LP (GCM Customized Fund Investment Group) is a private equity subsidiary of Grosvenor Capital Management LP founded in 1999. The firm is headquartered in Chicago, Illinois.