Jim Komoszewski

Founded in 1998, NPC of America is a registered broker/dealer headquartered in Santa Monica, California. The firm is a division of National Planning Corp. and Jackson National Life Insurance Co., an indirect subsidiary of London-based Prudential Plc. (NYSE: PUK). NPC of America is a member of FINRA and the SIPC. The firm clears their trades through Pershing LLC.

Jackson National Life Insurance Co. engages in the provision of retirement fund management and life insurance services. Its products include variable and fixed index annuities. The company was founded in 1961 and is headquartered in Lansing, MI.

The Travelers Insurance Co. used to offer individual annuities, individual life insurance, institutional protection and asset accumulation products. The company's principal individual products included traditional life, universal and variable life insurance, fixed and variable annuities, as well as income annuities. The company's two reportable business segments were Travelers Life & Annuity and Primerica. Travelers Life & Annuity was licensed to sell and market its individual products in all 50 states, the District of Columbia, Canada, Puerto Rico, Guam, the Bahamas, US and British Virgin Islands. The company was headquartered in Hartford, CT

Minneapolis-based U.S. Bancorp Piper Jaffray Ventures is a subsidiary of Piper Jaffray Cos. (NYSE: PJC)

Founded in 1985, Investment Centers of America, Inc. (ICA) is a registered investment advisor and broker/dealer located in Appleton, Wisconsin. North Dakota. The firm is an indirect wholly-owned subsidiary of Prudential plc (LSE: PRU), a publicly traded international financial services company headquartered in the UK. Their clients include individuals, corporate entities, trusts, and pension plans and their participants, and corporate entities. ICA is affiliated by common ownership with ? variety of financial services companies, including: National Planning Corporation, IFC Holdings, Inc. d/b/a INVEST Financial Corp., SII Investments, Inc. Curian Clearing LLC, Jackson National Asset Management LLC, Jackson National Life Distributors LLC, Brooke Life Insurance Co., PPM America, and M&G Investment Management Ltd.^

AdvisorNet Financial, Inc. (AdvisorNet) is a SEC-registered investment adviser and holding firm headquartered in Minnetonka, Minnesota. The firm was founded in 1959 and do-business-as AdvisorNet Wealth Partners. AdvisorNet offers investment management services to individuals, trusts and for-profit and non-profit business entities.