John Carter
Direttore/Membro del Consiglio presso RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
Provenienza dei contatti di primo grado di John Carter
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Transamerica Partners Funds Group II
23
| Umbrella Fund | Investment Trusts/Mutual Funds | 23 |
Transamerica Investment Management LLC
 Transamerica Investment Management LLC Investment ManagersFinance Founded in 2000, Transamerica Investment Management LLC is a registered investment advisor located in Los Angeles with additional offices in San Francisco and Dayton, Ohio. The firm is a of Transamerica Corp. and their ultimate parent is AEGON NV (NYSE: AEG), a multinational insurance organization headquartered in The Hague, The Netherlands. Transamerica Investment Management provides fee-based investment management to retail and institutional clients. Their institutional clients include corporations, foundations, endowments, hospitals, religious organizations, public funds and Taft-Hartley accounts. The firm also manages 22 mutual funds.
20
| Extinct | Investment Managers | 20 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 | |
Rivernorth Funds
13
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 13 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
| Mutual Fd-Closed End | Financial Conglomerates | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance Transamerica Asset Management, Inc. (TAM) is a registered investment advisor headquartered in Denver, Colorado. The firm was founded in 1996 and formerly known as Transamerica Fund Advisors, Inc. and as WRL Investment Management, Inc. They are a subsidiary of Transamerica Life Insurance Co., ultimately held by Aegon NV (AMS: AGN) in The Netherlands. TAM provides investment management and investment advisory services to investment companies registered under the 1940 Act. They also provide investment advisory services to a foreign registered investment company, privately-offered pooled investment vehicles that are not registered under the 1940 Act, such as the MFTC Trust and WT CITs, and an affiliated recordkeeper.
9
| Subsidiary | Investment Managers | 9 |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
AFSG Securities Corp.
 AFSG Securities Corp. Life/Health InsuranceFinance Part of Aegon NV, AFSG Securities Corp. provides life insurance services. The company is based in Cedar Rapids, IA.
1
| Subsidiary | Life/Health Insurance | 1 |
Transamerica Funds
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Carillon Series Trust
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a John Carter tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
Macquarie Investment Management Business Trust
 Macquarie Investment Management Business Trust Investment ManagersFinance Macquarie Investment Management Business Trust (MIMBT) is a SEC-registered investment advisor headquartered in Philadelphia, Pennsylvania. The firm was founded in 1988 and formerly known as Delaware Management Business Trust. They are a subsidiary of Delaware Investment Management Co. LLC, ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MIMBT advises a variety of institutional clients. The firm also provides investment services to certain affiliates and acts as a sub-advisor to unaffiliated sponsors and investment products. | Investment Managers | Trading-Equity Analyst-Equity Analyst-Equity | |
Janus Henderson Investors US LLC
 Janus Henderson Investors US LLC Investment ManagersFinance Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal | |
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary Compliance Officer Treasurer | |
| Transamerica Asset Allocation Variable Funds | Director/Board Member Director/Board Member General Counsel Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Compliance Officer Corporate Officer/Principal Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director of Finance/CFO Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | ||
| Financial Investors Trust | Investment Trusts/Mutual Funds | Treasurer President Corporate Officer/Principal | |
Raymond James & Associates, Inc.
 Raymond James & Associates, Inc. Financial ConglomeratesFinance Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal Analyst-Equity | |
| ALPS Variable Investment Trust | Compliance Officer Director/Board Member Treasurer Treasurer Director/Board Member Corporate Officer/Principal President Compliance Officer Treasurer | ||
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The company is based in Beachwood, NJ. | Miscellaneous Commercial Services | President Corporate Officer/Principal Director/Board Member | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President Compliance Officer Treasurer Corporate Secretary Corporate Secretary | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Corporate Officer/Principal President Sales & Marketing Corporate Officer/Principal | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | President Corporate Secretary Compliance Officer Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Secretary | |
| Transamerica Fund Services, Inc. | Chief Administrative Officer Director/Board Member General Counsel Chief Executive Officer General Counsel Corporate Officer/Principal Comptroller/Controller/Auditor | ||
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Corporate Secretary Compliance Officer Corporate Officer/Principal Director of Finance/CFO Corporate Secretary Corporate Secretary | |
Transamerica Financial Advisors, Inc.
 Transamerica Financial Advisors, Inc. Investment ManagersFinance Transamerica Financial Advisors, Inc. (TFA) is a dually registered investment advisor and broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1991 and is directly owned by AUSA Holding LLC, ultimately held by AEGON NV (NYSE: AEG, AMS: AGN), an international life insurance, pensions and asset management company based in The Netherlands. TFA provides investment advisory services to individuals, employer retirement plans, corporations or other businesses, trusts, estates and charitable organizations. | Investment Managers | General Counsel Director of Research - Equity | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Corporate Secretary Compliance Officer Treasurer | |
| FTAM Funds Distributor, Inc. | Director/Board Member General Counsel President | ||
Rivernorth Securities LLC
 Rivernorth Securities LLC Investment Banks/BrokersFinance Rivernorth Securities LLC is an American company. | Investment Banks/Brokers | Director/Board Member Chief Executive Officer | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Director/Board Member Corporate Secretary | |
| RiverNorth Core Opportunity Fund | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| RiverNorth DoubleLine Strategic Income Fund | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| RiverNorth/Oaktree High Income Fund | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Graduate Degree Doctorate Degree | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Treasurer Compliance Officer Treasurer | |
| University of California, Los Angeles | College/University | Masters Business Admin Undergraduate Degree | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | President Corporate Secretary Compliance Officer Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal Corporate Secretary | |
| University of California, Berkeley | College/University | Masters Business Admin Undergraduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree Masters Business Admin | |
| University of Michigan | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| University of South Florida | College/University | Graduate Degree Undergraduate Degree | |
University of Colorado Foundation, Inc.
 University of Colorado Foundation, Inc. Miscellaneous Commercial ServicesCommercial Services University of Colorado Foundation, Inc. provides financial support to charitable causes. It raises private funds from outside for support the University's strategic initiatives. The firm manages investments such as endowment funds and charitable trusts. The company was founded in 1967 and is headquartered in Boulder, CO | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Director/Board Member Compliance Officer Corporate Officer/Principal | |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Investment Managers | Compliance Officer Chief Executive Officer President Analyst-Equity General Counsel | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | President Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor Director/Board Member General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Director/Board Member Chief Operating Officer Sales & Marketing Director/Board Member | |
Morningstar Investment Management LLC
 Morningstar Investment Management LLC Investment ManagersFinance Morningstar Investment Management LLC is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1999 and is a wholly-owned subsidiary of Morningstar, Inc. (NASDAQ: MORN). Morningstar Investment Management offers various investment advisory services that focus on their core capabilities in asset allocation, investment selection, and portfolio construction to financial or other institutions. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Granite Investment Partners LLC
 Granite Investment Partners LLC Investment ManagersFinance Granite Investment Partners LLC (Granite) is an independent, SEC-registered investment advisor and wealth management firm headquartered in El Segundo, California. Granite was founded in 2009 and offers investment advisory services to institutional clients which include employee benefit plans, foundations, endowment, government entities and private funds well as high-net-worth individuals. | Investment Managers | Analyst-Equity Analyst-Equity Founder Analyst-Equity Portfolio Manager-Equities Corporate Officer/Principal | |
Aegon USA Investment Management LLC
 Aegon USA Investment Management LLC Investment ManagersFinance Aegon USA Investment Management LLC, do-business-as Aegon Asset Management US (Aegon AM US), is a SEC-registered investment advisor headquartered in Cedar Rapids, Iowa. The firm was founded in 2001 and is a direct subsidiary of Aegon USA Asset Management Holding LLC and their ultimate parent is Aegon NV (AMS: AGN, NYSE: AEF) in The Netherlands. Aegon AM US provides discretionary and non-discretionary investment management products and services in similar and different investment strategies to affiliated and unaffiliated institutional clients. | Investment Managers | Portfolio Manager-Fixed Income Head-Fixed Income Invts Portfolio Manager-Fixed Income Portfolio Manager-Equities Portfolio Manager-Fixed Income | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Treasurer Director/Board Member President Compliance Officer Treasurer | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Compliance Officer Director of Finance/CFO Director/Board Member Treasurer Compliance Officer | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | President Treasurer Treasurer Corporate Secretary | |
| Paralel Technologies LLC | Chief Executive Officer Compliance Officer Corporate Officer/Principal Compliance Officer | ||
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | President Corporate Officer/Principal President | |
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member |
Statistiche
Distribuzione geografica
| Stati Uniti | 50 |
Settori
| Finance | 19 |
| Miscellaneous | 18 |
| Consumer Services | 7 |
| Commercial Services | 3 |
Posizioni
| Director/Board Member | 211 |
| Corporate Officer/Principal | 178 |
| President | 80 |
| Independent Dir/Board Member | 55 |
| Treasurer | 51 |
Contatti più connessi
| Insiders | |
|---|---|
| Mitchell Johnson | 29 |
| Tom Swank | 29 |
| Jeremy May | 28 |
| J. Hutchens | 25 |
| David Swanson | 23 |
| Sareena Khwaja-Dixon | 21 |
| Jerry Raio | 19 |
| Patrick Galley | 19 |
| Christopher Moore | 19 |
| Jill Kerschen | 16 |
| Tom Carter | 16 |
| John Oakes | 16 |
| Jonathan Mohrhardt | 16 |
| Leo Hill | 15 |
| Fred G. Steingraber | 15 |
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