Profilo
Bradley John Swenson currently holds six positions as Director-Compliance Services at Paralel Technologies LLC, Chief Compliance Officer at Reaves Utility Income Fund, and Chief Compliance Officer at three Clough Global funds.
He is also the President & Chief Compliance Officer at Paralel Distributors LLC.
In the past, he served as President & CEO at Clough Global Opportunities Fund and Clough Global Dividend & Income Fund, President at Clough Global Equity Fund, President at ALPS Funds Services, Inc., COO at ALPS Holdings, Inc., Treasurer at RiverNorth Opportunities Fund, Inc., and President at TruePeak Consulting LLC.
Posizioni attive di Bradley Swenson
| Società | Posizione | Inizio |
|---|---|---|
| REAVES UTILITY INCOME FUND | Responsabile della Conformità | 19/09/2022 |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Responsabile della Conformità | 17/04/2023 |
| CLOUGH GLOBAL EQUITY FUND | Responsabile della Conformità | 17/04/2023 |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Responsabile della Conformità | 17/04/2023 |
Paralel Technologies LLC
Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Responsabile della Conformità | 01/05/2022 |
Paralel Distributors LLC | Presidente | 01/05/2022 |
Precedenti posizioni note di Bradley Swenson
| Società | Posizione | Fine |
|---|---|---|
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | Presidente | 01/06/2021 |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Direttore operativo | 01/01/2019 |
| CLOUGH GLOBAL EQUITY FUND | Presidente | - |
| ░░░░░░ ░░░░░░ ░░░░░░░░ ░░░ ░░░░░░ ░░░░ | ░░░░░░░░░░░░░░ ░░░░░░░░ | - |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 9 |
|---|---|
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | Miscellaneous |
Reaves Utility Income Fund
Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Dividend & Income Fund
Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Equity Fund
Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Opportunities Fund
Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
RiverNorth Opportunities Fund Inc.
RiverNorth Opportunities Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Finance |
Paralel Technologies LLC
Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Technology Services |
Paralel Distributors LLC |
















