Karen McMillan
Direttore/Membro del Consiglio presso Principal Exchange Traded Funds
Profilo
Karen H.
McMillan is the founder of Tyche Consulting LLC.
She currently holds positions as Director at Principal Funds, Inc., Independent Trustee at Principal Exchange Traded Funds, and Independent Trustee at Principal Diversified Select Real Asset Fund.
Her former positions include Managing Director at Patomak Global Partners LLC, General Counsel at Investment Company Institute, and Assistant Chief Counsel at US Securities & Exchange Commission.
She received her undergraduate degree from The College of William & Mary and her graduate degree from the University of Virginia School of Law.
Posizioni attive di Karen McMillan
Società | Posizione | Inizio |
---|---|---|
Principal Exchange Traded Funds
Principal Exchange Traded Funds Investment Trusts/Mutual FundsMiscellaneous Principal Exchange Traded Funds is an open-end management investment company that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities and in equity securities. The company currently consists of one series, the Principal EDGE Active Income ETF which is diversified. Principal Exchange Traded Funds was founded in 2013 and is headquartered in Des Moines, IA. | Direttore/Membro del Consiglio | 01/01/2014 |
Principal Diversified Select Real Asset Fund
Principal Diversified Select Real Asset Fund Investment Trusts/Mutual FundsMiscellaneous Principal Diversified Select Real Asset Fund engages as a diversified, closed-end management investment company. The firm intends to provide a long-term total return more than inflation. It also intends to achieve its investment objective by investing in investments related to real assets and real asset companies. The company was founded on March 16, 2010 and is headquartered in Des Moines, IA. | Direttore/Membro del Consiglio | 01/01/2019 |
Principal Funds, Inc. | Direttore/Membro del Consiglio | 01/01/2014 |
Precedenti posizioni note di Karen McMillan
Società | Posizione | Fine |
---|---|---|
Patomak Global Partners LLC
Patomak Global Partners LLC Miscellaneous Commercial ServicesCommercial Services Patomak Global Partners LLC provides strategic advice, compliance consulting and litigation and enforcement services. Its services include strategic regulatory advice, risk management and compliance and enforcement and litigation support. The firm’s clients include broker-dealers, registered investment advisers and funds, institutional investors, commercial banks and insurance companies, asset managers, private equity firms, hedge funds, publicly-traded companies, trade associations, and other business organizations. The company was founded by Paul Stewart Atkins in 2009 and is headquartered in Washington, DC. | Corporate Officer/Principal | 01/01/2021 |
Investment Company Institute
Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Consigliere Generale | 01/01/2014 |
US Securities & Exchange Commission | Corporate Officer/Principal | 01/01/1999 |
Tyche Consulting LLC | Fondatore | - |
Formazione di Karen McMillan
The College of William & Mary | Undergraduate Degree |
University of Virginia School of Law | Graduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 7 |
---|---|
Principal Exchange Traded Funds
Principal Exchange Traded Funds Investment Trusts/Mutual FundsMiscellaneous Principal Exchange Traded Funds is an open-end management investment company that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities and in equity securities. The company currently consists of one series, the Principal EDGE Active Income ETF which is diversified. Principal Exchange Traded Funds was founded in 2013 and is headquartered in Des Moines, IA. | Miscellaneous |
Investment Company Institute
Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Commercial Services |
US Securities & Exchange Commission | Finance |
Principal Diversified Select Real Asset Fund
Principal Diversified Select Real Asset Fund Investment Trusts/Mutual FundsMiscellaneous Principal Diversified Select Real Asset Fund engages as a diversified, closed-end management investment company. The firm intends to provide a long-term total return more than inflation. It also intends to achieve its investment objective by investing in investments related to real assets and real asset companies. The company was founded on March 16, 2010 and is headquartered in Des Moines, IA. | Miscellaneous |
Patomak Global Partners LLC
Patomak Global Partners LLC Miscellaneous Commercial ServicesCommercial Services Patomak Global Partners LLC provides strategic advice, compliance consulting and litigation and enforcement services. Its services include strategic regulatory advice, risk management and compliance and enforcement and litigation support. The firm’s clients include broker-dealers, registered investment advisers and funds, institutional investors, commercial banks and insurance companies, asset managers, private equity firms, hedge funds, publicly-traded companies, trade associations, and other business organizations. The company was founded by Paul Stewart Atkins in 2009 and is headquartered in Washington, DC. | Commercial Services |
Tyche Consulting LLC | |
Principal Funds, Inc. | Miscellaneous |
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- Insiders
- Karen McMillan