![Kenneth R. Smith](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Kenneth R. Smith
Responsabile della Conformità presso Alden Associates, Inc.
Provenienza dei contatti di primo grado di Kenneth R. Smith
Entità | Tipo di entità | Settore Industriale | |
---|---|---|---|
Equalize Community Development Fund
![]() Equalize Community Development Fund Investment Trusts/Mutual FundsMiscellaneous Equalize Community Development Fund is a closed-end, non-diversified management investment company, which engages in the provision of current income, consistent with the preservation of capital, and to enable institutional fund investors to claim favorable regulatory consideration of their investment. The firm is also involved in investing primarily in a portfolio of loans that are eligible for Community Reinvestment Act of 1977 treatment as community development loans or qualified investments. The company was founded on July 29, 2013 and is headquartered in Wayne, PA.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
MCG Securities LLC
![]() MCG Securities LLC Investment ManagersFinance Founded in 2012, MCG securities LLC is an investment research firm located in Wayne, Pennsylvania. The firm does business as Merion Capital Group and is a subsidiary of R5 Partners, Inc.
6
| Subsidiary | Investment Managers | 6 |
Alden Associates, Inc.
![]() Alden Associates, Inc. Electronics/Appliance StoresRetail Trade Alden Associates, Inc. engages in the provision of computers, networking equipment, and peripherals. The company was founded in 1984 and is headquartered in Bellevue, WA.
3
| Private Company | Electronics/Appliance Stores | 3 |
Bluestone Capital Management LLC
![]() Bluestone Capital Management LLC Investment ManagersFinance Bluestone Capital Management LLC (Bluestone) is a SEC-registered investment advisor and hedge fund manager headquartered in Wayne, Pennsylvania. The firm was founded in 2010 and is a subsidiary of R5 Partners, Inc. Bluestone provides advisory and investment management services to institutional investors and (primarily) high-net-worth individuals.
1
| Subsidiary | Investment Managers | 1 |
Alden Capital Management LLC
![]() Alden Capital Management LLC Investment ManagersFinance Alden Capital Management LLC provides investment advice. The private company is based in Bellevue, WA. The CEO of the company is Lee Albert Calfo.
1
| Private Company | Investment Managers | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Kenneth R. Smith tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
---|---|---|---|
M&T Securities, Inc.
![]() M&T Securities, Inc. Investment Banks/BrokersFinance Part of M&T Bank Corp., M&T Securities, Inc. provides brokerage services. The company is based in Buffalo, NY. | Investment Banks/Brokers | Corporate Officer/Principal | |
J. Alden Associates, Inc.
![]() J. Alden Associates, Inc. Investment Banks/BrokersFinance J. Alden Associates, Inc. is an independent firm that was founded in 1995. The company is based in Jenkintown, PA and offers a wide range of services including individual account management, institutional research, investment banking, private placement offerings, wholesaling services, retirement plans, equity trading, fixed income trading, and options trading, among other broker/dealer and RIA capabilities. The firm has 65 advisors spread across 14 districts and states and offers a robust platform for its advisors built around competitive payouts, with access to unique investment products and a compliance program. | Investment Banks/Brokers | Director of Research - Equity | |
Freimark Blair & Co., Inc.
![]() Freimark Blair & Co., Inc. Investment Banks/BrokersFinance Freimark Blair & Co., Inc. is a security brokerage firm. The private company is based in Ramsey, NJ. The company was founded in 1982 by Andrew Richard Blair and Donald Henry Freimark. Donald Henry Freimark has been the CEO since 1982. | Investment Banks/Brokers | Corporate Officer/Principal | |
M Holdings Securities, Inc.
![]() M Holdings Securities, Inc. Investment ManagersFinance M Holdings Securities, Inc. (M Securities) is a SEC-registered investment advisor and broker/dealer headquartered in Portland, Oregon. The firm was founded in 2000 and is a wholly-owned subsidiary of M Financial Holdings, Inc. (dba M Financial Group). M Securities provides advisory services to a wide variety of clients which includes but not limited to individuals, charitable organizations, corporations, and other business entities, retirement plans (such as 401(k) plan sponsors and pension plans) and trusts. | Investment Managers | Compliance Officer | |
University of Notre Dame | College/University | Undergraduate Degree | |
Citigroup Global Markets, Inc.
![]() Citigroup Global Markets, Inc. Investment Banks/BrokersFinance Citigroup Global Markets, Inc. engages in the provision of brokerage, investment banking, and asset management services to individuals, businesses, and governments. The company was founded by Julie E. Silcock and is headquartered in New York, NY. | Investment Banks/Brokers | Corporate Officer/Principal | |
Broadview Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member | |
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin | |
George Washington University | College/University | Masters Business Admin | |
Hamilton Lane Advisors LLC
![]() Hamilton Lane Advisors LLC Investment ManagersFinance Hamilton Lane Advisors LLC (Hamilton Lane) is a private equity firm founded in May 1991. The firm is headquartered in Pennsylvania with additional offices located in London, Hong Kong, Rio de Janeiro, San Francisco, San Diego, New York, Ft. Lauderdale, Tel Aviv, Tokyo, Las Vegas and Seoul. | Investment Managers | Private Equity Investor | |
Wilmerding Licensing Corp.
![]() Wilmerding Licensing Corp. Miscellaneous Commercial ServicesCommercial Services Westinghouse Electric Corp. engages in the distribution and marketing of home appliances. It offers air purification, bakeware and baking tools, blenders and juicers, ceiling fans, cookers and steamers, cooking utensils, cookware, electric cooktops, electric kettles, food preparation, and fryers. The company was founded by George Westinghouse in 1886 and is headquartered in Pittsburgh, PA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Universal Process Equipment
![]() Universal Process Equipment Electronic Equipment/InstrumentsElectronic Technology Universal Process Equipment remanufactures process equipment. The private company is based in Robbinsville, NJ. | Electronic Equipment/Instruments | Director of Finance/CFO | |
Boenning & Scattergood, Inc.
![]() Boenning & Scattergood, Inc. Investment ManagersFinance Boenning & Scattergood, Inc. (dba 1914 Advisors) is a SEC-registered investment advisor headquartered in West Conshohocken, Pennsylvania. The firm was founded in 1914 and is a subsidiary of Boenning & Scattergood Holdings, Inc. 1914 Advisors provides personalized fee-based financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. | Investment Managers | Corporate Officer/Principal | |
B. Riley Securities, Inc.
![]() B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies. | Investment Banks/Brokers | Corporate Officer/Principal Institutional Sales | |
Bentley University | College/University | Undergraduate Degree | |
Rutgers State University of New Jersey | College/University | Masters Business Admin | |
Emerald Asset Management, Inc.
![]() Emerald Asset Management, Inc. Investment ManagersFinance Part of Emerald Asset Management Employee Stock Ownership Trust, Emerald Asset Management, Inc. is a diversified investment management holding company that manages client funds through its subsidiaries. The company is based in Lancaster, PA. The company's subsidiaries include Emerald Advisers LLC, Emerald Mutual Fund Advisers Trust, Emerald Separate Account Management LLC, and Emstone Advisers LLC. The company's investment philosophy is research-focused and it primarily focuses on growth-oriented equity investing and income-oriented investing. The company manages assets worth approximately $3.80 billion as of December 31, 2022. The company was founded by Joseph Edward Besecker and he has been the CEO since incorporation. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Loyola University Maryland, Inc. | College/University | Graduate Degree | |
Franklin & Marshall College | College/University | Undergraduate Degree | |
Trinity College (Connecticut) | College/University | Undergraduate Degree | |
New York University | College/University | Masters Business Admin | |
The Pennsylvania State University | College/University | Undergraduate Degree | |
University of Connecticut | College/University | Undergraduate Degree | |
Boenning & Scattergood, Inc. (Broker)
![]() Boenning & Scattergood, Inc. (Broker) Investment Banks/BrokersFinance Boenning & Scattergood, Inc. (Broker) (Boenning & Scattergood-Broker) is the registered broker-dealer division of Boenning & Scattergood, Inc., a financial services firm headquartered in West Conshohocken, Pennsylvania. The firm was founded by Henry D. Boenning in 1914. Boenning & Scattergood-Broker provides retail investors, municipal clients, and institutions a full complement of financial services, including retail brokerage, investment advisory, equity research, equity and fixed income sales and trading, investment banking, public finance, and option strategy. | Investment Banks/Brokers | Director of Research - Equity Analyst-Equity Institutional Sales | |
Axos Bank
![]() Axos Bank Regional BanksFinance Axos Bank provides consumer and wholesale banking services through online. Its brands include Bank of Internet USA, UFB direct, bank X, netbank and apartment bank. It offers premier online banking and financial services including business banking, home loans, commercial and industrial lending. The company was founded by Jerry L. Englert and Gary Lewis Evans in 1999 and is headquartered in San Diego, CA. | Regional Banks | Corporate Officer/Principal | |
CV Brokerage, Inc.
![]() CV Brokerage, Inc. Investment Banks/BrokersFinance Founded in 1965, CV Brokerage, Inc. is a broker/dealer located in West Conshohocken, Pennsylvania. The firm is a CV Brokerage is a 100% woman-owned broker/dealer specializing in agency only, best execution services for institutions, fund-of-funds, hedge funds, pensions, endowments, foundations and high net-worth investors. | Investment Banks/Brokers | Analyst-Equity | |
Legg Mason & Co. LLC (New York) | Corporate Officer/Principal | ||
Oyster Consulting LLC
![]() Oyster Consulting LLC Miscellaneous Commercial ServicesCommercial Services Oyster Consulting LLC provides expert consulting, outsourcing, and software solutions to the financial services industry. The private company is based in Glen Allen, VA, and has subsidiaries in the United States. The company's platform incorporates alerts, trade blotter, and profiles to monitor client and employee trade activity at various levels. The company's experts offer industry experience and technical expertise to provide guidance for compliance, operations, finance, and strategy. Oyster Consulting was founded by Buddy Doyle and Robert Hall, with Buddy Doyle serving as the CEO since incorporation. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Crummer Graduate School of Business | College/University | Corporate Officer/Principal | |
University of Maryland | College/University | Undergraduate Degree | |
The Secura Group LLC
![]() The Secura Group LLC Investment ManagersFinance Part of LECG LLC, The Secura Group LLC provides financial consulting services. The company is based in Vienna, VA. The company was founded by Bill M. Isaac. The Secura Group was acquired by LECG LLC on March 16, 2007 for $9.50 million. | Investment Managers | Corporate Officer/Principal | |
Commerce Street Capital LLC
![]() Commerce Street Capital LLC Investment Banks/BrokersFinance Founded in 2007 by William Gross, Commerce Street Capital LLC is a registered broker/dealer located in Dallas, Texas with an additional office in Duluth, Georgia. The firm is wholly-owned subsidiary of Commerce Street Holdings LLC. Commerce Street Capital specializes in municipal and high-yield corporate bonds. | Investment Banks/Brokers | Analyst-Equity | |
Telsey Advisory Group LLC
![]() Telsey Advisory Group LLC Investment Banks/BrokersFinance Founded by Dana Telsey in 2008, Telsey Advisory Group LLC (TAG) is an independent equity research and consulting firm focused on the consumer sector, including retail and apparel companies and restaurants. They provide hedge funds, mutual funds, private equity firms and private and public consumer companies the detailed analysis and market context that is necessary to make strategic and investment decisions. TAG covers both US-based and international companies across the consumer landscape, including apparel manufacturers, children and teen retailers, consumer electronics, department stores, discounters, home furnishings, luxury goods, off-price retailers, quick service and specialty restaurants and specialty apparel retailers. Their consulting services include acquisition due diligence, benchmarking, competitive analyses, financial analysis, investor relations functions, market assessments, and valuation. | Investment Banks/Brokers | Sales & Marketing |
Statistiche
Distribuzione geografica
Stati Uniti | 42 |
Settori
Finance | 25 |
Consumer Services | 14 |
Commercial Services | 3 |
Miscellaneous | 2 |
Electronic Technology | 2 |
Posizioni
Director/Board Member | 36 |
Corporate Officer/Principal | 32 |
President | 14 |
Analyst-Equity | 10 |
Undergraduate Degree | 9 |
Contatti più connessi
- Borsa valori
- Insiders
- Kenneth R. Smith
- Connessioni Società