Nick Neilio
Responsabile della Conformità presso Forefront Analytics LLC
Profilo
Mr. Nicholas Neilio, CPA, is a Chief Compliance Officer at Forefront Analytics LLC.
He is responsible for the day-to-day development and administration of the Firm’s regulatory and investment compliance program, as well as implementing and managing the Firm’s operational due diligence reviews of existing and potential hedge fund managers.
He is also responsible for leadership and oversight of the back-office related activities of the Firm, which includes fund financial reporting, trade reconciliation, profit and loss, and other various functions such as managing relationships with third party service providers.
Nick has nineteen years’ experience in operations, strategy, and compliance, and is a member of the Firm’s Management, Investment, IT, Compliance, and Best Execution Committees.
Prior to joining Forefront in 2008, he worked for a public accounting firm and its registered investment adviser (RIA) affiliate.
During this time, he specialized in federal, state, and local tax compliance, FINRA regulatory filings and audit support for broker dealers, and portfolio accounting at the RIA.
Mr. Neilio has a B.S.
in accounting from Wesley College and is currently a member of the American Institute of Certified Public Accountants (AICPA), New Jersey Society of Certified Public Accountants (NJSCPA), and Pennsylvania Institute of Certified Public Accountants (PICPA).
Posizioni attive di Nick Neilio
Società | Posizione | Inizio |
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Forefront Analytics LLC
Forefront Analytics LLC Investment ManagersFinance Forefront Analytics LLC (Forefront) is an independent asset management firm headquartered in West Conshohocken, Pennsylvania. The firm was founded in 2010 by Christopher Geczy and William Thompson. Forefront provides consulting, investment advisory, and investment management services to ultra-high-net worth individuals and families, investment limited partnerships, trusts, corporations, and other business entities. | Responsabile della Conformità | 01/01/2009 |
Formazione di Nick Neilio
Wesley College (Mississippi) | Undergraduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
Aziende private | 1 |
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Forefront Analytics LLC
Forefront Analytics LLC Investment ManagersFinance Forefront Analytics LLC (Forefront) is an independent asset management firm headquartered in West Conshohocken, Pennsylvania. The firm was founded in 2010 by Christopher Geczy and William Thompson. Forefront provides consulting, investment advisory, and investment management services to ultra-high-net worth individuals and families, investment limited partnerships, trusts, corporations, and other business entities. | Finance |
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