Patrice Marie Daniels

GAMCO Asset Management, Inc. (GAMCO) is a SEC-registered investment advisor headquartered in Rye, New York. The firm was founded by Mario Gabelli in 1977 and is a wholly-owned subsidiary of GAMCO Investors, Inc. (NYSE: GBL). GAMCO offers investment management services to employee benefit plans, endowments, foundations, corporations, limited partnerships, trusts, estates, domestic and offshore investment companies (generally as sub-advisor) and private investors. They also act as manager for third-party wrap programs.

MUFG Union Bank, NA (dba Union Bank) is a private banking firm headquartered in San Francisco, California. The firm was founded in 1953 and in 2021 they became a subsidiary of MUFG Americas Holdings Corp., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. Union Bank provides an array of financial services to wealthy individuals & families, executives, professional service firms, and mission-driven organizations.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Longbow Research LLC is an independent investment research firm headquartered in Independence, Ohio. The firm was founded by David S. MacGregor in 2003 to provide the institutional equity research market with a high quality, independent product, free from the many conflicts of interest that plague bulge-bracket research. Longbow Research provides insights and research coverage on publicly-traded mid-cap companies in the industrial/basic materials, consumer and technology sectors.

ICON ECI Fund Fifteen, L.P. (the 'Partnership') was formed on September 23, 2010 as a Delaware limited partnership. The Partnership has elected to be treated as a partnership for federal income tax purposes. ICON Capital Corp., a Delaware limited liability company serves as the manager of the Partnership. The Partnership is a newly organized direct financing fund that will primarily make investments in domestic and global companies, which investments will primarily be structured as debt and debt-like financings (such as loans and leases) that are collateralized by equipment and other corporate infrastructure (collectively, 'Capital Assets') utilized by such companies to operate their businesses, as well as other strategic investments in or collateralized by Capital Assets that its General Partner believes will provide it with a satisfactory, risk-adjusted rate of return. In addition, it intends to use the offering proceeds to pay fees and expenses and establish a cash reserve. The General Partner will make investment decisions on its behalf and manage its business. Additionally, the General Partner has a 1% interest in its profits, losses, cash distributions and liquidation proceeds.

Mirador Financial, Inc. operates as a digital lending platform. Its technology supports a fully integrated, digital approach to borrower acquisition, loan application process and decisioning and borrower communication. The firm provides services to the banks, credit unions, non-profit lenders and small businesses. The company was founded by Trevor Dryer and William Beaver in 2013 and is headquartered in Portland, OR.

Mentis Holdings LLC provides healthcare services. The company is headquartered in Bellaire, TX.

NCP Management Holdings, Inc. (New Capital Partners) is a private equity firm founded in 2001 by Jim Little and James Outland. The firm is headquartered in Birmingham, Alabama.

CitiCapital Group LLC provides equipment finance business lines, including healthcare, private label equipment, material handling, franchise & construction equipment finance and bankers leasing services. The company has operations in Canada and the US. It is headquartered in Brooklyn, NY.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

Ventana Capital Management LLC (Ventana Capital) is a venture capital firm founded in 1984 by Tom O. Gephart. The firm is headquartered in Rancho Santa Margarita, California.

Disguise, Inc. designs, manufactures, and markets costumes and accessories. It introduces nearly 350 new costumes every year. The company was founded in 1987 and is headquartered in Poway, CA.

ICON Capital LLC provides financial leasing services. It offers operating & finance leasing, sale-leasebacks, structured & customized financings and portfolio acquisitions services. The company was founded in 1985 and is headquartered in New York, NY.

Part of Citigroup, Inc., Citicorp Securities, Inc. provides security brokerage services. The company is based in New York, NY.

Barings LLC (Barings) is a private equity firm a subsidiary of Barings LLC founded in 1992. The firm is headquartered in Boston, Massachusetts.

Energy Impact Partners LLC (Energy Impact Partners) is a private equity firm founded in 2014 by Steven Hellman. The firm is headquartered in New York.

Comcast Ventures LLC is a Venture Capital firm, a subsidiary of Comcast Corp founded in the year 2011 by Sam H Schwartz and Julian A Brodsky. The firm headquartered in Philadelphia.

Founded in 1962, Raymond James Financial, Inc. (NYSE: RJF) is a diversified holding company headquartered in St. Petersburg, Florida. The firm provides services to individuals, corporations and municipalities through their wholly-owned subsidiaries: Raymond James & Associates, Raymond James Financial Services and Raymond James Ltd. Raymond James operates through eight segments: Private Client Group (PCG); Capital Markets; Asset Management; Raymond James Bank (RJ Bank); Emerging Markets; Securities Lending; Proprietary Capital; and Other. The Private Client Group segment provides securities transaction and financial planning services to client accounts through the branch office systems of the company's subsidiaries. The Capital Markets segment's activities consist primarily of equity and fixed income products and services. The Asset Management segment provides asset management services for individual investment portfolios and mutual funds. The RJ Bank segment provides corporate, residential and consumer loans, as well as Federal Deposit Insurance Corp. insured deposit accounts, to clients of the company's broker-dealer subsidiaries and to the general public. The Emerging Markets segment operates securities brokerage, investment banking, asset management and equity research businesses. The Securities Lending segment conducts its business through the borrowing and lending of securities from and to other broker-dealers, financial institutions and other counterparties. The Proprietary Capital segment consists of the company's principal capital and private equity activities, including various direct and third-party private equity and merchant banking investments. Raymond James' capital markets reach within the financial institutions segment focuses on community and regional banks and thrifts including equity research, sales, trading and investment banking resources and services. Raymond James is one of the largest research organizations in the brokerage industry and serves institutional investors domestically and abroad. The firm's capital markets activities are based on insightful, timely and comprehensive equity research. They publish research on over 1,000 companies in their core industries. Raymond James seeks attractive niches within broader industries and then covers these sectors deeply to develop differentiated sector expertise and relationships. Although their focus is mid- and small-cap companies, their coverage includes large, medium and small companies across each sector. Raymond James' Institutional Trading division is organized into 3 specialty departments: Sales Trading, Principal trading and Agency Trading. Their Sales Trading division covers over 800 domestic and 1,300 international financial institutions throughout North America and Europe. The firm's Principal Trading division consists of industry-focused teams and their OTC Principal Trading department makes markets in over 680 domestic stocks, 85% of which are covered by Raymond James Institutional Research department. Their Agency Trading department services the trading needs of over 5,500 financial advisors located in 2,500 retail offices across the US.

Core Innovation Capital (Core Innovation) is a venture capital firm founded in 2009 by Arjan Schutte. The firm is headquartered in Los Angeles, California.

BriovaRx Infusion Services LLC provides home infusion solutions. It offers pharmacy and nursing, patient advocacy and reimbursement support, immune globulin therapy, administrative services, treatment management, patient education, care provider resources and clinical care research services. The firm also offers care exchange capabilities, hemophilia and managed care services. The company was founded by Ted Kramm and Kathee Kramm in July 2008 and is headquartered in Lenexa, KS.

SCA Pharmaceuticals LLC provides sterile admixture services and pre-filled oral syringes. It specializes in preparing sterile pharmaceuticals customized for hospitals and healthcare facilities. The firm offers outsourcing services for cardiovascular, pain management and anesthesia. The company was founded by Gene Graves and is headquartered in Little Rock, AR.

Course Key, Inc. provides classroom and enterprise solutions. The firm offers CourseKey which provides time and attendance, assessments and evaluations, learning communities, eBooks, and data visualization. The company was founded by Luke Sophinos, Ryan Vanshur, and Marc Barron in August 2015 and is headquartered in San Diego, CA.

Part of James Hardie Industries Plc, James Hardie Building Products, Inc. is a world leader in fiber cement siding and backerboard. The company, based in Mission Viejo, CA, invented fiber cement siding products in the early 1980s as a durable, low-maintenance alternative to wood and vinyl. James Hardie products are known for their innovation and versatility, offering a variety of design possibilities and specific performance attributes relative to the climate where the product is being used. With a favorable reputation within the industry, James Hardie has been specified in some of the country's most prestigious projects. In addition to its contribution to the building industry, the company has also been nationally recognized for its philanthropy and is the winner of the 2020 Crystal Vision Award, presented by World Vision.

GE Healthcare, Inc. manufactures and distributes diagnostic imaging agents and radiopharmaceuticals for imaging modalities that are used in medical imaging procedures. It offers dyes that are used in magnetic-resonance-imaging procedures. The firm also manufactures medical diagnostic equipment including CT image machines. It develops healthcare technological solutions for medical imaging and information technologies, medical diagnostics, patient monitoring systems, disease research, drug discovery and biopharmaceutical manufacturing. The company was founded in 1994 and is headquartered in Princeton, NJ.

LBC Credit Management LP (LBC Credit Partners) is a private equity subsidiary of Independence Capital Partners LLC, founded in 2005 by John J. Brignola and Nathaniel R. Cohen. The firm is headquartered in Philadelphia, Pennsylvania.

Excellere Capital Management LLC (Excellere Partners) is a private equity firm founded in 2006 by David L. Kessenich and Rob A. Martin. The firm is headquartered in Denver, Colorado.