Phil D. O'Connell

BCT International, Inc. prints and sells greeting cards. The firm's products include business cards, letterheads, business forms, rubber stamps, brochures, rack cards, presentation folders, calendars, advanced finishing, and labels. The company was founded by Henry A. Johnson in 1975 and is headquartered in Fort Lauderdale, FL.

Consulier Engineering, Inc. develops healthcare software. The company was founded in June 1985 and is headquartered in Stuart, FL.

III Capital Management (III) is a privately-held, SEC-registered investment advisor and hedge fund manager headquartered in Boca Raton, Florida. The firm was founded by Warren Mosler and Clifford Viner in 1993 as III Offshore Advisors. III advises private investment funds that are offered to institutional investors and high net-worth, financially sophisticated individuals. They also advise certain managed accounts and dedicated funds (SIFs) for certain large, sophisticated institutional investors.

Drummond Co., Inc. engages in mining, purchasing, processing, and selling of coal and coal-based derivatives. It operates foundry coke plants for use in automotive, construction, smelting, rock wool insulation, and sugar industries. The firm also offers petroleum-based products, including lubricants, oils, hydraulics, on-road, and off-road fuels. The company was founded by Heman E. Drummond in 1935 and is headquartered in Birmingham, AL.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

Magna Entertainment Corp. owns and operates horse racetracks. It supplies live racing content to the inter-track, off-track, and account wagering markets. The company was founded n March 4, 1999 and is headquartered in Aurora, Canada.

Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market.

Headquartered in New York City, Monarch Capital Group LLC is a full-service, investment-banking firm specializing in identifying small- and micro-cap investment opportunities with substantial growth potential. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Monarch is a member of the NASD and the SIPC.

AVM LP provides brokerage, trading, and administrative services. It specializes in back office, middle office, trade support, and risk reporting services. The company was founded by Warren Bruce Mosler and Clifford George Viner in 1983 and is headquartered in Boca Raton, FL.

JPMorgan Asset Management (UK) Ltd. (JPMAM-UK) is the wholly owned, Great Britain-based investment arm of JPMorgan Asset Management International Ltd., ultimately held by JPMorgan Chase & Co. (NYSE: JPM) in the US. The firm was founded in 1974 and formerly known as JPMorgan Fleming Asset Management. They changed their name to JPMorgan Asset Management UK Ltd. in 2005. Headquartered in London, JPAM-UK provides investment advisory services to institutional clients, both US and non-US.

William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients.

Part of III Capital Management, III Associates is a company that provides investment advice. The company is based in Boca Raton, FL.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Part of Stanley Black & Decker, Inc., Mac Tools, Inc. is a worldwide supplier of automotive hand tools, toolboxes, power tools, electronics, and shop equipment. The company is based in Westerville, OH. Mac Tools defines quality, innovation, and service.

Part of LKQ Corp., Advanced Auto Recycling, Inc. is a company that provides automotive recycling and OEM replacement parts sales. The company is based in Cumberland, RI. Advanced Auto Recycling was acquired by LKQ Corp. on October 31, 2005 for $11.20 million.

Founded in 1990 by Liam Dalton, Axiom Capital Management, Inc. is a full-service broker/dealer located in New York City. The firm offers traditional fixed-income and equity services including separately managed accounts through mutual funds, hedge funds, fund of funds and exchange funds. They serve high net-worth individuals, pension plans, profit sharing plans and other institutions. Axiom Capital Management is member of FINRA/SIPC. Axiom assists start-up and transitional hedge funds in selecting the prime broker best suited for their funds. The firm's services include: soft dollar reimbursements, execution of foreign market derivatives, turnkey information technology infrastructure solutions. Axiom can meet the needs of hedge funds worth up to $1 billion. Axiom is an experienced soft-dollar broker. The firm works their large, diverse institutional customer base to arrange equitable and compliant soft-dollar agreements. The firm's trading desk adheres to the highest compliance standards combining state-of-the-art technology and experienced traders to deliver quality executions in most domestic and international products.

Part of Brandt, Inc., Laidlaw Equities, Inc. is a company that provides additional corporate services such as senior management, commercial positions, business development, advisory work, and strategic partnering. The company is based in New York, NY. Laidlaw & Company® has a nearly 200-year legacy of independent investment banking and securities brokerage, offering comprehensive investment banking services to emerging growth companies and wealth management services to institutions and individuals worldwide. The company also has a growing network of offices.

Rendina Healthcare Real Estate provides healthcare real estate development services. Its services include advice, acquire, design, develop, lease and manage. The company is headquartered in Jupiter, FL.

Resources Global Professionals, Inc. operates as a professional services firm. Its services include finance and accounting, internal audit, human capital, information management, supply chain management, and legal services. The company was founded in 1996 and is headquartered in Irvine, CA.

National Futures Association is a self-regulatory organization for the derivatives industry. The non-profit company is based in Chicago, IL. The company's focus is on providing innovative and effective regulatory programs. The company was founded by Leonid Adolfovich Melamed.

Founded in 2008, TriPoint Global Equities LLC is a broker/dealer located in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. TriPoint Global Equities is a member of FINRA and the SIPC.

Trotter Controls provides embedded controls and printed circuit board designing services. The private company is based in Fort Worth, TX.

Part of JPMorgan Chase & Co., JPMorgan Futures, Inc. is a company that offers security brokerage services. The company is based in New York, NY.