Royce Roque Suba
Nessuna posizione attualmente
Profilo
Royce Suba is a Vice President at Hall Capital Partners LLC where he focuses on Compliance Management.
In conjunction with the Chief Compliance Officer, he formulates and implements compliance policies and addresses compliance issues.
Prior to joining the firm in 2011, Mr. Suba spent nearly four years with investment adviser Wentworth, Hauser and Violich as Legal and Compliance Manager.
He previously worked as Regulatory Affairs Counsel for MarketCounsel, LLC advising registered investment advisers and hedge fund managers.
He began his career as a tax consultant for high-net-worth individuals and corporations at Prager & Fenton and PricewaterhouseCoopers.
Mr. Suba earned a B.A.
from the University of California at Berkeley, a J.D.
from the University of California at Davis School of Law, and an M.S.
in Business Administration from San Diego State University,.
He is a member of the State Bar of California and is an Investment Adviser Certified Compliance Professional.
Precedenti posizioni note di Royce Roque Suba
| Società | Posizione | Fine |
|---|---|---|
WHV Investments, Inc.
 WHV Investments, Inc. Investment ManagersFinance Founded in 1937, WHV Investments, is a registered investment advisor headquartered in San Francisco, California. The firm is wholly-owned by Laird Norton Investment Management, Inc., a holding company that is owned by Laird Norton Co. LLC. The firm manages discretionary and non-discretionary accounts that are invested in equity securities for the following types of clients: institutional clients (including proprietary and third-party mutual funds, pension and profit sharing plans, trusts, estates, charitable organizations, governmental entities, business entities, and private funds) and individual clients; clients in broker-sponsored wrap programs or wrap fee programs; clients in UMA Programs; and sponsors of UMA Programs where they provide the advisory services to the sponsors rather than to the underlying UMA clients. | Consigliere Generale | 31/12/2010 |
PricewaterhouseCoopers LLP
 PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Consulente / Consigliere | - |
MarketCounsel LLC
 MarketCounsel LLC Miscellaneous Commercial ServicesCommercial Services MarketCounsel LLC provides business and regulatory compliance consulting services. Its services include RIA incubator program, compliance management, and custom consulting. The company was founded by Brian S. Hamburger in 2000 and is headquartered in Englewood, NJ. | Corporate Officer/Principal | - |
Hall Capital Partners LLC
 Hall Capital Partners LLC Investment ManagersFinance Hall Capital Partners LLC (HCP) is an independent, SEC-registered investment advisor and wealth management firm headquartered in San Francisco, California. The firm was founded by Kathryn Hall in 1994. HCP advises on and manages multi-asset class portfolios for families, endowments, foundations, and other clients. | Responsabile della Conformità | - |
Formazione di Royce Roque Suba
| University of California, Berkeley | Undergraduate Degree |
| University of California, Davis | Graduate Degree |
| San Diego State University | Graduate Degree |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 4 |
|---|---|
WHV Investments, Inc.
WHV Investments, Inc. Investment ManagersFinance Founded in 1937, WHV Investments, is a registered investment advisor headquartered in San Francisco, California. The firm is wholly-owned by Laird Norton Investment Management, Inc., a holding company that is owned by Laird Norton Co. LLC. The firm manages discretionary and non-discretionary accounts that are invested in equity securities for the following types of clients: institutional clients (including proprietary and third-party mutual funds, pension and profit sharing plans, trusts, estates, charitable organizations, governmental entities, business entities, and private funds) and individual clients; clients in broker-sponsored wrap programs or wrap fee programs; clients in UMA Programs; and sponsors of UMA Programs where they provide the advisory services to the sponsors rather than to the underlying UMA clients. | Finance |
Hall Capital Partners LLC
Hall Capital Partners LLC Investment ManagersFinance Hall Capital Partners LLC (HCP) is an independent, SEC-registered investment advisor and wealth management firm headquartered in San Francisco, California. The firm was founded by Kathryn Hall in 1994. HCP advises on and manages multi-asset class portfolios for families, endowments, foundations, and other clients. | Finance |
MarketCounsel LLC
MarketCounsel LLC Miscellaneous Commercial ServicesCommercial Services MarketCounsel LLC provides business and regulatory compliance consulting services. Its services include RIA incubator program, compliance management, and custom consulting. The company was founded by Brian S. Hamburger in 2000 and is headquartered in Englewood, NJ. | Commercial Services |
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Commercial Services |
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