Steve Bates
Fondatore presso Financial Industry Regulatory Authority, Inc.
Provenienza dei contatti di primo grado di Steve Bates
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
64
| Non-Profit Organization | Miscellaneous Commercial Services | 64 |
APCO Capital LLC
 APCO Capital LLC Investment ManagersFinance APCO Capital LLC (APCO Capital) is a private equity firm founded in 2010 by Glenn Boschetto. The firm is headquartered in Salt Lake City, Utah.
7
| Private Company | Investment Managers | 7 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Steve Bates tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Corporate Officer/Principal | |
| SCHLUMBERGER LIMITED | Contract Drilling | Corporate Officer/Principal | |
Citicorp Banking Corp.
 Citicorp Banking Corp. Regional BanksFinance Citicorp Banking Corp. provides mortgage bankers and loan correspondents' services. The company was founded in 1979 and is headquartered in New Castle, DE. | Regional Banks | Corporate Officer/Principal | |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
BNY Clearing Services LLC
 BNY Clearing Services LLC Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BNY Clearing Services LLC is a company that provides transaction exchange clearing services. The company is based in New York, NY. | Investment Banks/Brokers | Chief Operating Officer | |
| MEDICINOVA, INC. | Pharmaceuticals: Major | Corporate Officer/Principal | |
Almirall LLC
 Almirall LLC Pharmaceuticals: MajorHealth Technology Almirall LLC manufactures and distributes pharmaceutical products. Its products include tablets, gel, ointment, lotion, and topical cream. The company was founded by Jay Gooding and Craig Ballaron in 2004 and is headquartered in Exton, PA. | Pharmaceuticals: Major | Corporate Officer/Principal | |
| Thunderbird School of Global Management | College/University | Masters Business Admin | |
| RING ENERGY, INC. | Integrated Oil | Director/Board Member | |
| BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | Corporate Officer/Principal | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Graduate Degree | |
| Stanford University | College/University | Undergraduate Degree Undergraduate Degree | |
Euroclear Bank SA/NV
 Euroclear Bank SA/NV Regional BanksFinance Euroclear Bank SA/NV provides settlement and related securities services for cross-border transactions involving domestic and international bonds, equities, investment funds and derivatives. It offers asset classes, banking services, corporate actions, primary issuance, tax and settlement services. The company was founded in 2000 and is headquartered in Brussels, Belgium. | Regional Banks | Director/Board Member | |
BSMG Worldwide
 BSMG Worldwide Advertising/Marketing ServicesCommercial Services Part of Interpublic Group of Cos., Inc., BSMG Worldwide is a company that provides corporate consulting, marketing, and public relations services. The company is based in New York, NY. | Advertising/Marketing Services | Director/Board Member | |
Pershing Securities Ltd.
 Pershing Securities Ltd. Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., Pershing Securities Ltd. is a brokerage firm that provides brokerage services. The company is based in London, UK. The British company was founded in 1990. Geoffrey Charles Towers has been the CEO of the company since 2015. | Investment Banks/Brokers | Chief Executive Officer | |
BHF Securities Corp
 BHF Securities Corp Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BHF Securities Corp is a company that provides clearing services. BHF Securities Corp is based in New York, NY. BHF Securities was acquired by BNY Clearing Services LLC from ING Groep NV on July 11, 2000. | Investment Banks/Brokers | Chief Executive Officer | |
| Brigham Young University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Canisius College | College/University | Undergraduate Degree | |
| Claremont McKenna College | College/University | Undergraduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Graduate Degree | |
| Hastings College | College/University | Graduate Degree | |
APCO Worldwide LLC
 APCO Worldwide LLC Miscellaneous Commercial ServicesCommercial Services APCO Worldwide LLC engages in the provision of advisory and advocacy communications consultancy solutions. It offers communications, public affairs, government relations, legal, risk, organizational transformation, international relations, corporate responsibility, and brand marketing services. The company was founded by Margery Kraus in 1984 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Managed Funds Association
 Managed Funds Association Miscellaneous Commercial ServicesCommercial Services Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
| The National Investment Banking Association | Director/Board Member | ||
National Semiconductor (Maine), Inc.
 National Semiconductor (Maine), Inc. SemiconductorsElectronic Technology National Semiconductor (Maine), Inc. develops and manufactures silicon diffused transistors and other semiconductor devices. The company was founded on October 1, 1957 and is headquartered in South Portland, ME. | Semiconductors | Corporate Officer/Principal | |
Euroclear SA/NV
 Euroclear SA/NV Investment Banks/BrokersFinance Euroclear SA/NV engages in domestic and cross border settlement services for bond and mutual fund transactions. It provides settlement, safe-keeping and servicing of domestic and cross-border securities for bonds, equities and derivatives to investment funds. The company was founded 1968 and is headquartered in Brussels, Belgium. | Investment Banks/Brokers | Director/Board Member | |
| WindRiver Group Cos. | Corporate Officer/Principal | ||
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Cortina Partners LLC
 Cortina Partners LLC AirlinesTransportation Cortina Partners LLC owns and operates companies in the air medical, textiles, adventure travel, and addiction treatment sectors. The private company is based in Salt Lake City, UT. | Airlines | Private Equity Investor Private Equity Investor | |
Objective Capital Partners LLC
 Objective Capital Partners LLC Investment ManagersFinance Objective Capital Partners LLC is an investment banking and valuation company that specializes in providing tenacious investment banking services for middle-market companies. The private company is based in San Diego, CA. The company's services include sell-side M&A, valuation, buy-side M&A, capital raise, and strategic planning. | Investment Managers | Corporate Officer/Principal | |
Talapo Therapeutics, Inc.
 Talapo Therapeutics, Inc. BiotechnologyHealth Technology Talapo Therapeutics, Inc. operates as a biotechnology company. The company is headquartered in The company is headquartered in, CA. | Biotechnology | Chief Executive Officer | |
FCG Worldwide Ltd.
 FCG Worldwide Ltd. Financial ConglomeratesFinance FCG Worldwide Ltd. operates as an investment holding firm. The company was founded on June 19, 2015 and is headquartered in London, the United Kingdom. | Financial Conglomerates | Director/Board Member | |
| Pepperdine Graziadio Business School | College/University | Masters Business Admin | |
| HISTOGEN INC. | Biotechnology | Director/Board Member | |
| Boys & Girls Clubs of San Dieguito | Chief Executive Officer | ||
| NTB Financial Corp | Director of Finance/CFO |
Statistiche
Distribuzione geografica
| Stati Uniti | 44 |
| Regno Unito | 4 |
| Belgio | 3 |
| Canada | 2 |
Settori
| Finance | 20 |
| Consumer Services | 15 |
| Health Technology | 5 |
| Commercial Services | 5 |
| Industrial Services | 2 |
Posizioni
| Director/Board Member | 185 |
| Corporate Officer/Principal | 169 |
| Independent Dir/Board Member | 53 |
| Undergraduate Degree | 49 |
| President | 40 |
Contatti più connessi
| Insiders | |
|---|---|
| Gary Wunderlich | 30 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| William G. Stanley | 17 |
| Brian Woodland | 17 |
| Frank J. la Salla | 15 |
| Lance Drummond | 15 |
| Eric W. Noll | 14 |
| Timothy Scheve | 14 |
| Ronald Boschetto | 13 |
| Scott Curtis | 13 |
| Bret D. Sanders | 12 |
| Kevin Centofanti | 11 |
| Brian J. Pitz | 11 |
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- Insiders
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