Tom Veale

Wells Fargo Advisors Financial Network LLC (WFAFN) is a SEC-registered investment adviser headquartered in St. Louis, Missouri. Founded in 2001, the firm is a subsidiary of Wachovia Securities Financial Holdings LLC and is a non-bank affiliate of Wells Fargo & Co. (NYSE: WFC), a financial holding company and bank holding company created in 1852. WFAFN provides advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also sponsors several wrap fee advisory programs.

BlackRock Investment Management LLC (BIM) is a SEC-registered investment advisor headquartered in Princeton, New Jersey. The firm was founded in 1999 and is a subsidiary of Trident Merger LLC, ultimately held by BlackRock, Inc. (NYSE: BLK). BIM manages assets for institutional and high net worth clients, separate accounts, pooled investment vehicles and US registered investment companies. They also sponsor an SMA (wrap fee) program.

Floris Capital Management LLC (Floris Capital Management) is a private equity firm founded in 2017 by Skip Motsenbocker & Will Senn. The firm is headquartered in San Diego, California.

Part of SignalPoint Asset Management LLC, Walnut Capital Management is a company that provides wealth management, investment and planning solutions. The company is based in Madison, WI.

Part of StateHouse Holdings, Inc., Ul Holdings, Inc. is an investment holding company. The company is based in San Diego, CA. Edward M. Schmults has been the CEO of the company since 2021. Ul Holdings was acquired by StateHouse Holdings, Inc. on March 01, 2022 for $33.11 million.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).