Tracy L. Dotolo
Direttore Finanziario/CFO presso Foreside Management Services LLC
Provenienza dei contatti di primo grado di Tracy L. Dotolo
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Foreside Financial Group LLC
 Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.
62
| Holding Company | Packaged Software | 62 |
Datum One Series Trust
 Datum One Series Trust Finance/Rental/LeasingFinance Datum One Series Trust operates as a pooled investment company, which has created and issued shares in one or more series. The company is headquartered in Chicago, IL.
9
| Umbrella Fund | Finance/Rental/Leasing | 9 |
Alpha Core Strategies Fund
 Alpha Core Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Core Strategies Fund acts as a closed-end, diversified management investment company. The Fund’s investment objective is to achieve risk-adjusted rates of return through investment in a diversified portfolio of assets. It operates as a “Fund-of-Funds” investing, either directly or indirectly, in a group of funds or other pooled investment vehicles (Sub-Funds) managed by investment advisers selected by the Fund’s investment manager. The Fund seeks to provide investors with exposure to alternative investment strategies by investing in diversified markets and instruments. The company is headquartered in Chicago, IL.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
Equity Long/Short Opportunities Fund
 Equity Long/Short Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Equity Long/Short Opportunities Fund is a Hedge Fund. The company was founded on May 13, 2011 and is headquartered in Chicago, IL.
6
| Extinct | Investment Trusts/Mutual Funds | 6 |
Foreside Fund Officer Services LLC
 Foreside Fund Officer Services LLC Financial ConglomeratesFinance Foreside Fund Officer Services LLC provides investment services. The private company is based in Columbus.
6
| Private Company | Financial Conglomerates | 6 |
Harding Loevner Funds, Inc.
3
| Umbrella Fund | Investment Trusts/Mutual Funds | 3 |
Foreside Management Services LLC
 Foreside Management Services LLC Miscellaneous Commercial ServicesCommercial Services Foreside Management Services LLC provides management and administrative services. The private company is based in Portland, ME.
1
| Private Company | Miscellaneous Commercial Services | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Tracy L. Dotolo tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
| ASA GOLD AND PRECIOUS METALS LIMITED | Investment Trusts/Mutual Funds | Compliance Officer | |
| THE CHINA FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Treasurer | |
Global Managers Trust
 Global Managers Trust Investment Trusts/Mutual FundsMiscellaneous Global Managers Trust is an open-end management investment company. The company was founded on November 6, 2014 and is headquartered in Columbus, OH. | Investment Trusts/Mutual Funds | Treasurer | |
| Northern Funds | Investment Trusts/Mutual Funds | Corporate Secretary President | |
| STATE STREET CORPORATION | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member | |
| THE TAIWAN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Director of Finance/CFO | |
| M Fund, Inc. | Investment Trusts/Mutual Funds | Compliance Officer | |
| SABA CAPITAL INCOME & OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Compliance Officer Director of Finance/CFO | |
| SELECTIVE INSURANCE GROUP, INC. | Property/Casualty Insurance | Director/Board Member | |
Northern Institutional Funds
 Northern Institutional Funds Investment Trusts/Mutual FundsMiscellaneous Northern Institutional Funds operates as a open-end investment fund/unit trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Corporate Secretary President | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Director/Board Member | |
| CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
UMB Fund Services, Inc.
 UMB Fund Services, Inc. Financial ConglomeratesFinance At UMB Fund Services, they recognize the unique challenges clients face. Their goal is to leave clients free to focus on client's primary goals: investment performance and growing assets under management. Having confidence in Client's back office will enhance client's ability to deliver on these goals. Their cutting-edge combination of service, product depth and technology is designed to deliver the unparalleled customer experience the kind clients expect and deserve. In today's marketplace, clients need more than a provider; clients need a partner that recognizes they are a critical part of how clients do business and treats client's business as if it were their own. That's how they do business at UMB Fund Services, and how they deliver on their brand promise. | Financial Conglomerates | Compliance Officer | |
| CALAMOS GLOBAL TOTAL RETURN FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Ultimus Fund Solutions LLC
 Ultimus Fund Solutions LLC Investment ManagersFinance Ultimus Fund Solutions LLC provides investment firms with customizable, full-service administration, accounting, and investor servicing solutions. Ultimus Fund Solutions was founded in 1999 by Bob G. Dorsey, Mark Seger, and John Splain, and is based in Cincinnati, OH. The company's services include portfolio administration and accounting, modern investor servicing tools, comprehensive compliance programs, tax, auditing, and distribution support. Ultimus Fund Solutions helps investment managers launch and operate successful ETFs, and provides tax reporting services to funds, co-investment entities, general partners, and management companies. The company also offers outsourcing management company administration services solutions, which reduce the resources needed to support an in-house accounting team. The company has subsidiaries in the United States and Russian Federation. Gary Tenkman has been the CEO of the company since 2014. | Investment Managers | Compliance Officer | |
| Citi Fund Services Ohio, Inc. | Corporate Officer/Principal General Counsel | ||
| CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
The Salvation Army
 The Salvation Army Investment Trusts/Mutual FundsMiscellaneous The Salvation Army is a non-profit organization. It is an international movement which is part of the universal Christian church. The organization was founded by William Booth in 1865 and is headquartered in London, the United Kingdom. | Investment Trusts/Mutual Funds | Director/Board Member | |
SSgA Funds Management, Inc.
 SSgA Funds Management, Inc. Investment ManagersFinance SSgA Funds Management, Inc. (SSgA FM) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1978 and is a subsidiary of State Street Global Advisors, Inc., ultimately held by State Street Corp. (NYSE: STT). SSgA FM provides investment advisory services to US investment companies and certain pooled investment vehicles. | Investment Managers | Corporate Officer/Principal | |
RSM US LLP
 RSM US LLP Miscellaneous Commercial ServicesCommercial Services RSM US LLP engages in the provision of accounting services. It offers audit, tax, consulting, and wealth management services. The firm serves the energy, government, life sciences, manufacturing, private equity, and real estate and construction industries. The company was founded by Ira B. McGladrey in 1926 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Deutsche Bank Trust Company Americas
 Deutsche Bank Trust Company Americas Regional BanksFinance Deutsche Bank Trust Company Americas operates as a state chartered commercial bank. The firm offers loan origination and other forms of credit, clearing activities, currency, fiduciary, custody transactions, commercial banking, financial, and trust services. The company was founded on March 5, 1903 and is headquartered in New York, NY. | Regional Banks | Director/Board Member | |
| Husson University | College/University | Undergraduate Degree | |
| Princeton University | College/University | Undergraduate Degree Graduate Degree | |
Dechert LLP
 Dechert LLP Miscellaneous Commercial ServicesCommercial Services Dechert LLP provides legal services. It serves the chemical, construction, finance and real estate, energy, insurance, and health sectors. The firm's practice areas include business restructuring and reorganization, commercial litigation, corporate and securities, energy, finance and real estate, financial services, mergers and acquisitions, and private equity. The company was founded in 1875 and is headquartered in Philadelphia, PA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member | |
Illinois Venture Capital Association
 Illinois Venture Capital Association Miscellaneous Commercial ServicesCommercial Services Illinois Venture Capital Association engages in providing services such as education, networking, industry events, roundtable discussions and government lobbying. The company is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Director/Board Member | |
The Northern Trust Co.
 The Northern Trust Co. Regional BanksFinance The Northern Trust Co. provides investment management, asset, fund administration, fiduciary and banking solutions. The company is headquartered in Chicago, IL. | Regional Banks | General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| CALAMOS GLOBAL DYNAMIC INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Bankers Trust & Co.
 Bankers Trust & Co. Investment Trusts/Mutual FundsMiscellaneous Part of Deutsche Bank AG, Bankers Trust & Co. is a company that provides trust services. The company is based in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
| Cayman Partners LLC | Founder | ||
M Financial Investment Advisers, Inc.
 M Financial Investment Advisers, Inc. Other Consumer ServicesConsumer Services M Financial Investment Advisers, Inc. functions as a college or university. The private company is based in Portland, OR. | Other Consumer Services | Compliance Officer | |
| FlexShares Trust | Investment Trusts/Mutual Funds | Corporate Secretary | |
| Foreside Compliance Services LLC | Corporate Officer/Principal Compliance Officer Compliance Officer | ||
Clarity Capital KCPS Ltd.
 Clarity Capital KCPS Ltd. Investment ManagersFinance Clarity Capital KCPS Ltd. (KCPS Clarity) is a wealth management firm headquartered in Ramat Gan, Israel. The firm was founded in 2007 as KCPS Private Wealth Management Ltd. They are majority owned by KCPS Clarity Capital Group Ltd. KCPS Clarity provides investment management services on both a discretionary and nondiscretionary basis to a diverse array of separate account clients, which include high net worth individuals and institutions. | Investment Managers | Director/Board Member | |
50 South Capital Advisors LLC
 50 South Capital Advisors LLC Investment ManagersFinance 50 South Capital Advisors LLC (50 South Capital Advisors) is a private equity firm founded in 2000 by Robert P. Morgan and Bradley M. Dorchinecz. The firm is headquartered in Chicago, Illinois. | Investment Managers | Founder | |
Bates Group LLC
 Bates Group LLC Miscellaneous Commercial ServicesCommercial Services Bates Group LLC provides information technology services. The firm’s solutions include IT project management, enterprise architecture and IT governance. It serves department of defense and U.S. government agencies. The company was founded in 2002 and is headquartered in Daytona Beach, FL. | Miscellaneous Commercial Services | Director/Board Member | |
| CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TERM TRUST | Investment Trusts/Mutual Funds | Director/Board Member | |
A3 Alternative Income Fund
 A3 Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous A3 Alternative Credit Fund is a non-diversified, closed-end management investment company that is operated as an interval fund. Its investment objective is to seek total return through investments that offer regular income or the potential for price appreciation. The company was founded on May 9, 2019 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Compliance Officer | |
Northern Trust Investments, Inc.
 Northern Trust Investments, Inc. Regional BanksFinance Part of Northern Trust Corp., Northern Trust Investments, Inc. operates as a non-depository trust institution. The company is based in Chicago, IL. | Regional Banks | Compliance Officer Director/Board Member Corporate Officer/Principal | |
Flowstone Opportunity Fund
 Flowstone Opportunity Fund Investment ManagersFinance Flowstone Opportunity Fund, a fund of funds, invests across the globe in venture capital, buyout and mezzanine funds. | Investment Managers | Director of Finance/CFO Compliance Officer | |
AIM ETF Products Trust
 AIM ETF Products Trust Finance/Rental/LeasingFinance AIM ETF Products Trust operates as an open-end management investment company. Its investment types include Flexible Exchange options, cash equivalents and temporary investments, other investment companies, exchange-traded funds, and futures contracts. The company was founded on December 17, 2019 and is headquartered in Minneapolis, MN. | Finance/Rental/Leasing | Director of Finance/CFO | |
State Street Global Advisors
 State Street Global Advisors Investment ManagersFinance State Street Global Advisors (State Street Global Advisors) is a private equity subsidiary of State Street Corp. founded in 1978. The firm is headquartered in Boston, Massachusetts. | Investment Managers | Corporate Officer/Principal | |
Calamos Global Convertible & Dynamic Income Trust
 Calamos Global Convertible & Dynamic Income Trust Investment Trusts/Mutual FundsMiscellaneous Calamos Global Convertible Dynamic Income Trust is a closed-end mutual fund that engages in the provision of management investment services. Its objective is to seek total return. The fund was founded on July 1, 2021 and is headquartered in Naperville, IL. | Investment Trusts/Mutual Funds | Director/Board Member |
Statistiche
Distribuzione geografica
| Stati Uniti | 49 |
| Regno Unito | 2 |
| Israele | 2 |
Settori
| Miscellaneous | 19 |
| Finance | 19 |
| Commercial Services | 8 |
| Consumer Services | 4 |
| Technology Services | 2 |
Posizioni
| Director/Board Member | 115 |
| Corporate Officer/Principal | 40 |
| Compliance Officer | 35 |
| Independent Dir/Board Member | 16 |
| Director of Finance/CFO | 11 |
Contatti più connessi
| Insiders | |
|---|---|
| Lloyd Wennlund | 18 |
| JoAnn Lilek | 17 |
| Guy Talarico | 15 |
| Jack P. Huntington | 11 |
| Patrick Keniston | 11 |
| Robert Doherty | 10 |
| Craig R. Carberry | 9 |
| Eric Rakowski | 8 |
| Robert P Morgan | 7 |
| Monique Labbe | 7 |
| John J. Masterson | 7 |
| Richard Berthy | 7 |
| Kenneth Kalina | 6 |
| David Loevner | 6 |
| Brandon Kipp | 5 |
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- Insiders
- Tracy L. Dotolo
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