Warren Dai

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

Yan Chai Hospitalprovides acute and extended care services. Its services include medical, social, education, charitable fund and columbarium. The company was founded in 1973 and is headquartered in Hong Kong.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

ICBC International Research Ltd. (ICBC Research) is a broker/dealer subsidiary of ICBC International Holdings Ltd., which is owned by Industrial & Commercial Bank of China Ltd. (SHA: 601398). ICBC Research provides research reports to international investors. The firm is headquartered in Hong Kong.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

China Renaissance Securities (Hong Kong) Ltd. (CR Hong Kong) is a securities brokerage firm headquartered in Hong Kong. The firm was founded in 2005 and is a subsidiary of China Renaissance Holdings Ltd. (HKG: 1911) in China. CR Hong Kong provides a full suite of services that covers investment banking, securities sales and trading, equity research, and more.

Mizuho Securities Asia Ltd. is the Hong Kong-based brokerage subsidiary of Mizuho Securities Co., Ltd., ultimately owned by Mizuho Financial Group, Inc. (TYO: 8411), a banking holding company headquartered in Japan. Founded in 1999, Mizuho Securities Asia provides sales, trading and execution in equity, equity-linked and convertible products across Asia, Japan and US markets for corporate, fund and institutional investors. The firm also provides a full range of fixed income products including sales and trading of investment grade and high-yield credit; government bonds; and securitization and structured products covering the full range of investors and issuers, such as asset managers, central banks, financial institutions, corporates and alternative managers.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

KGI Asia Ltd. is the brokerage subsidiary of KGI Securities Co., Ltd., which is wholly owned by China Development Financial Holding Corp. (TPE: 2883), a financial holding company headquartered in Taiwan. Founded in 1997, KGI Asia offers a broad range of brokerage services to corporate, institutional and individual clients throughout Asia.

Yuanta Securities (Hong Kong) Co., Ltd. (YSHK) is a brokerage firm headquartered in Hong Kong. The firm is a wholly-owned subsidiary of Yuanta Securities Asia Financial Services Ltd., ultimately owned by Yuanta Financial Holding Co. Ltd. (TPE: 2885) in Taiwan. YSHK provides brokerage services to global and local institutional clients, corporate clients as well as individual investors.

Part of GF Securities Co., Ltd., GF Securities (Hong Kong) Brokerage Ltd. is a licensed firm recognized by the Hong Kong Securities and Futures Commission. The company offers a range of services including Hong Kong and US stock trading, stock quotes, bond and fund investments, wealth management, investment immigration, and ESOP. The company is based in Hong Kong, Hong Kong. GF Securities (Hong Kong) Brokerage is a wholly-owned subsidiary of GF Holdings (Hong Kong) Corporation Limited, which was established in 2006 and approved by the China Securities Regulatory Commission. The Chinese parent company manages and plans the business of GF Securities' wholly-owned subsidiaries in Hong Kong, including GF Securities (Hong Kong) Brokerage, GF Financing (Hong Kong) Co., Ltd., GF Asset Management (Hong Kong) Limited, GF Investment (Hong Kong) Co., Ltd., and GF Global Capital Limited. GF Investment (Hong Kong) Co., Ltd. and its subsidiaries are the overseas investment and private equity management platform of GF Securities, with extensive experience in domestic and foreign private equity and M&A investment and capital market operations. The company has established a variety of funds, including Pre-IPO, cross-border M&A, growth funds, and healthcare funds, with a focus on biomedicine, TMT, high-end manufacturing, and consumer sectors.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

Part of SinoPac Financial Holdings Co., Ltd., SinoPac Securities Corp. is a Taiwanese company that provides online brokerage and consultancy services. The company is based in Taipei, Taiwan. The company was founded in 1988. The CEO is Wei Yuan Chiang.

Beijing Gao Hua Securities Co., Ltd. is a financial services company based in Beijing, China. and has subsidiaries in China. The company's description is written in Chinese, but it appears to offer a range of financial services, including securities trading, investment banking, and asset management. The private company's website includes information about its history, services, and team, as well as news and research reports. The company was founded in 2004, and Xing Zhang has been the CEO of the company since 2004.

BOCOM International Securities Ltd. (BISL) is the wholly-owned brokerage subsidiary of BOCOM International Holdings Co. Ltd., itself a wholly-owned subsidiary of Bank of Communications Co., Ltd. (PK: BCMXY) in China. The firm was created in 2007 when BCOM Securities Co. Ltd., restructured and became BOCOM International Holdings Co., Ltd., establishing BOCOM International-Asia, BOCOM International Securities Ltd., and BOCOM International Asset Management Ltd. as wholly-owned subsidiaries, each specifically designed to focus on their unique businesses. Based in Hong Kong, BISL specializes in providing platforms for securities, futures, contracts trading and margin financing business activities. Clients can place trading instructions directly to investment advisors via designated telephone lines, including a secured on-line trading platform for both securities and futures contracts. As a member of the Hong Kong Stock Exchange, the firm provides direct execution via the AMS/3 System to their clients for all Hong Kong listed shares.