Gerald Cummins

Gerald Cummins

Compliance Officer presso OXFORD SQUARE CAPITAL CORP.

69 anni
Finance
Miscellaneous
Consumer Services

Profilo

Mr. Cummins has served as Chief Compliance Officer pursuant to an agreement between Oxford Funds and ACA Group (“ACA”) and, prior to their merger, Foreside Consulting Service, LLC (“Foreside”), compliance consulting firms.
Mr. Cummins currently serves as the Chief Compliance Officer of Oxford Funds, LLC, Oxford Park Income Fund, Inc., Oxford Park Management, LLC, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Lane Capital Corp., Oxford Lane Management, LLC, and Oxford Gate Management, LLC.
Mr. Cummins has been a director of ACA/Foreside since June 2014 and in that capacity, he also serves as the Chief Compliance Officer to three unaffiliated business development companies.
Prior to joining ACA/Foreside, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development.
Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the COO and the CCO for BroadArch Capital and from 2009 to 2011 the CFO and CCO to its predecessor New Castle Funds, a long-short equity asset manager.
Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management, where he was a Managing Director and held senior compliance, controllers, and operations risk positions.
Mr. Cummins graduated with a B.A.
in Mathematics from Fordham University.

Posizioni attive di Gerald Cummins

SocietàPosizioneInizio
OXFORD SQUARE CAPITAL CORP. Compliance Officer 24/06/2015
OXFORD LANE CAPITAL CORP. Compliance Officer 01/06/2015
Director/Board Member 01/06/2014
Compliance Officer -
Compliance Officer 01/06/2015
Oxford Gate Management, LLC Compliance Officer -
Director/Board Member 01/05/2022
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Precedenti posizioni note di Gerald Cummins

SocietàPosizioneFine
Director of Finance/CFO 30/12/2011
Compliance Officer 30/09/2011
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Formazione di Gerald Cummins

Fordham University Undergraduate Degree

Esperienze
Posizioni ricoperte

Attive

Inattive

Società quotate in Borsa

Aziende private

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Relazioni

100 +

Relazioni di 1° grado

12

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Uomo

Donna

Amministratori

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Società collegate

Aziende private11

Finance

Finance

Miscellaneous

Finance

Finance

Finance

Finance

Finance

Finance

Oxford Gate Management, LLC

Finance

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