Brett James Bennett

Envestnet Asset Management, Inc. (dba Envestnet PMC) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1999 by Judson Bergman, James Lumberg, Brandon Thomas, and Bill Crager. They are a wholly-owned subsidiary of Envestnet, Inc. (NYSE: ENV). Envestnet PMC provides investment management and investment advisory services through independent investment advisor firms (Advisors) for use with Advisors’ clients. The firm also serves institutional clients such as pension or profit-sharing plans, trusts, estates, and corporations and provides advisory and research services directly to Advisors.

Founded in 1998, Charles Schwab Canada Co., formerly known as Porthmeor Securities, is a broker/dealer located in Vancouver, British Columbia. The firm became a subsidiary of US-based Charles Schwab Corp. (NYSEArca: SCHG) in 2000. Charles Schwab Securities Corp. is a securities brokerage, banking and financial services firm that was founded in 1986 and is headquartered in San Francisco, California. Charles Schwab's brokerage services include a variety of investment products including CDs, insurance annuities, non-US securities, ADRs, WEBs and Canadian foreign orders.