Daniel P. Brooks

Campbell Newman Asset Management, Inc. (Campbell Newman) is an independent registered investment advisor headquartered in Milwaukee, Wisconsin. The firm was founded by Campbell Newman provides professional portfolio management services to institutional clients who includes pension and profit-sharing plans, charitable organizations, corporations and government entities, as well as high net worth and other individuals, such as those managed through wrap programs.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Part of Canaccord Genuity Group, Inc., Adams Harkness & Hill Investment Banking is a company based in Boston, MA.

Needham & Co. LLC (Needham) is a registered investment advisor and broker/dealer headquartered in New York City. The firm was founded in 1985 and is a wholly-owned indirect subsidiary of The Needham Group, Inc. Needham provides corporate and institutional clients with high quality research, corporate access, capital markets and trading execution services in both the public and private markets, with an emphasis on growth companies.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients.

Crosby Advisors LLC is a single-family office headquartered in Salem, New Hampshire. The firm manages the family assets of Edward Crosby 'Ned' Johnson III, which owns the Fidelity Investments.

Irving Oil Ltd. operates as regional energy processing, transportation and marketing company. The firm’s operations include supply, refining, cargo, wholesale, specialty fuels, service stations and travel plazas. The company was founded by K. C. Irving in 1924 and is headquartered in St. John, Canada.

Batlivala & Karani Securities India Pvt Ltd. (B&K Securities) is an independent brokerage firm headquartered in Mumbai, India. Founded in 1998, B&K Securities offers investment and financial services such as equity, debt, currency and derivatives research, sales and trading for institutional and corporate clients.

IDBI Asset Management Ltd. (IDBI AM) is the asset management subsidiary of IDBI Bank Ltd. (NSE: IDBI) in India. The firm was founded in 2010 and is headquartered in Mumbai. IDBI AM manages the IDBI mutual fund range for individual and institutional investors.

Bharti Axa Life Insurance Co. Ltd. (Bharti AXA Life) is an independent Indian life insurance firm which was created in 2006 as a joint venture between Bharti Enterprises Ltd. and AXA Asia Pacific Holdings Ltd. Based in Goregaon, the firm brings together the financial expertise of Paris-headquartered AXA Group and Bharti Enterprises, an Indian business group with interests in telecom, agricultural businesses, financial services and retail. Bharti AXA Life's national network of distributors offers a range of innovative insurance and wealth management products and services, including financial advice, to Indian customers.

Start Codon Ltd (Start Codon) is a venture capital firm founded in 2018 by Jason Mellad and Marek Tyl. The firm is headquartered in London, United Kingdom.

H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible.

Concur Japan Ltd. operates as a provider of cloud-based spend management solutions and services. It develops business travel and expense management tools that enable users to organize, plan, and control costs. The firm’s products include expense, travel booking, invoice, insight, messaging, and TripIt management platforms. The company serves the federal government, education, pharmaceutical, biotechnology, medical devices, professional services, hospitals, and healthcare industries. Concur Japan was founded in February 2011 and is headquartered in Tokyo, Japan.

Cleartrip Pvt Ltd. provides online travel agency and related services. It offers hotels, flights and train booking services. The firm offers QPX, which is a management system for airfare pricing and shopping. The company was founded by Stuart Crighton and Hrush Bhatt on May 12, 2005 and is headquartered in Mumbai, India.

Visage Mobile, Inc. provides technology services for mobile virtual network platform. Its products include MobilityCentral, VisagePulse, International Travel Roaming Alerts (ITRA) and Concur Travel Integration. The company was founded by David Fraze and Matthew Johnson in 2001 and is headquartered in Larkspur, CA.

Wyeth Pharmaceuticals LLC develops pharmaceutical, biotechnology and vaccine technologies. The company was registered on May 5, 2003 and is headquartered in Collegeville, PA.

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.