Lisa Walters-Hoffert
Director/Board Member presso FLUX POWER HOLDINGS, INC.
Patrimonio netto: 332 758 $ in data 31/03/2024
Provenienza dei contatti di primo grado di Lisa Walters-Hoffert
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
ROTH Capital Partners LLC
 ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.
156
| Subsidiary | Investment Banks/Brokers | 156 |
| Public Company | Pharmaceuticals: Major | 20 | |
| Public Company | Electrical Products | 17 | |
Altamont Pharma Acquisition Corp.
 Altamont Pharma Acquisition Corp. Financial ConglomeratesFinance Altamont Pharma Acquisition Corp. is a blank check company. It engages in effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities. The company was founded on January 6, 2021 and is headquartered in Austin, TX.
5
| Private Company | Financial Conglomerates | 5 |
Flux Power, Inc.
 Flux Power, Inc. Electrical ProductsProducer Manufacturing Flux Power, Inc. develops and sells lithium-ion energy storage systems. Its products include battery packs for motive power in the lift equipment, tug and tow and robotics markets, portable power for military applications, and stationary power for grid storage. The company was founded by Christopher L. Anthony, and Michael Johnson in 1998 and is headquartered in Vista, CA.
5
| Subsidiary | Electrical Products | 5 |
Daré Bioscience Operations, Inc.
 Daré Bioscience Operations, Inc. Pharmaceuticals: MajorHealth Technology Part of Daré Bioscience, Inc., Daré Bioscience Operations, Inc. provides pharmaceutical products. The private company is based in La Jolla, CA. The company was founded by Lisa Walters-Hoffert, Mark Walters, Roger L. Hawley. Daré Bioscience Operations was acquired by Cerulean Pharma, Inc. on July 19, 2017 for $1.99 million.
2
| Subsidiary | Pharmaceuticals: Major | 2 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Lisa Walters-Hoffert tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Wedbush Securities, Inc.
 Wedbush Securities, Inc. Investment Banks/BrokersFinance Wedbush Securities, Inc. is a full-service investment bank and brokerage firm headquartered in Los Angeles, California. The firm was founded in 1955 as Wedbush Morgan Securities, Inc. They are a subsidiary of Wedbush Financial Services LLC, which is owned by Wedbush, Inc. Wedbush Securities provides a wide range of securities brokerage, wealth management, and investment banking services to private and institutional clients. Their research focuses on providing coverage of small and mid-sized companies in the following industries: (1) consumer products and services (2) technology (3) entertainment and media (4) life sciences and (5) industrial growth and clean technology. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Corporate Officer/Principal Analyst-Equity | |
| INTERMUNE INC | Biotechnology | Corporate Officer/Principal General Counsel Director/Board Member | |
A.G.P. / Alliance Global Partners Corp.
 A.G.P. / Alliance Global Partners Corp. Investment Banks/BrokersFinance A.G.P. / Alliance Global Partners Corp. (AGP) is a FINRA-registered broker-dealer headquartered in Westport, Connecticut. Formerly known as Euro Pacific Capital, Inc., the firm was founded by Peter Schiff in 1997 and is a subsidiary of Alliance Global LLC. AGP provides prime brokerage services to hedge funds, family offices, professional traders and top tier small/mid-cap investment funds. It offers multi-clearing, cloud based, high-touch client service solutions tailored to each client’s business needs. | Investment Banks/Brokers | Analyst-Equity Institutional Sales | |
Elan Pharmaceuticals, LLC
 Elan Pharmaceuticals, LLC Pharmaceuticals: MajorHealth Technology Elan Pharmaceuticals LLC develops and manufactures pharmaceutical products. It specializes in treatment of neurological and autoimmune diseases. The firm's drugs are used in the treatment of for Alzheimer's, Parkinson's, and rheumatoid arthritis diseases. The company is headquartered in South San Francisco, CA. | Pharmaceuticals: Major | Sales & Marketing General Counsel | |
Digital Offering LLC
 Digital Offering LLC Investment ManagersFinance Digital Offering LLC is an investment bank that specializes in helping high-quality private and public growth companies access capital markets and achieve their growth objectives. Digital Offering is based in Newport Beach, CA. The private company applies best practices of traditional investment banking to new securities industry rules to enhance efficiency in capital raising. The company leverages their expertise, strategic alliances, and long-standing relationships in the broker-dealer and registered investment advisor industries to widely distribute their offerings to maximize deal awareness among the right investors. The company was founded in 2012 by Christopher Cruttenden, Louis Albert Bevilacqua, William Gordon McBean. Chad Jonas Cooper has been the CEO of the company since 2014. | Investment Managers | Analyst-Equity Analyst-Equity | |
| Brown University | College/University | Undergraduate Degree Undergraduate Degree | |
Jefferies LLC
 Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| Stanford University | College/University | Masters Business Admin Undergraduate Degree | |
| University of Pittsburgh | College/University | Masters Business Admin Undergraduate Degree | |
| University of Pennsylvania | College/University | Corporate Officer/Principal Doctorate Degree Undergraduate Degree Undergraduate Degree | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree | |
Merriman Capital, Inc.
 Merriman Capital, Inc. Investment Banks/BrokersFinance Founded in 1986, Merriman Capital, Inc. is an SEC-registered broker/dealer and investment banking firm headquartered in San Francisco. The firm is a subsidiary of Merriman Holdings, Inc. (NASDAQ: MERR), a financial services firm that focuses on fast-growing companies and their institutional investors. Merriman provides advisory and investment banking, equity research, institutional services, corporate services and venture services primarily to corporate clients. Merriman Capital provides research, brokerage and trading services primarily to institutional clients. The firm offers a full range of specialized and integrated services including: equity research, specialized trade execution, equity capital markets, corporate finance, mergers and acquisitions, sales and trading, market making, corporate and venture services, restructurings and strategic advisory services. Merriman Capital employs bottom-up, fundamental analysis of small-cap companies in select industries including clean technology, healthcare, technology and consumer/Internet/media. The firm also has expertise in emerging markets, with emphasis on emerging markets in China. Merriman Capital is known to engage in shareholder activist investment strategies. Merriman Capital is a member of the NASD, the SIPC and FINRA. The firm serves as an introducing broker/dealer for Pershing LLC. They do not hold or maintain funds or securities or provide clearing services for other broker/dealers. | Investment Banks/Brokers | Analyst-Equity Trading-Equity | |
B. Riley Securities, Inc.
 B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity Chief Executive Officer Corporate Officer/Principal | |
| University of California, Los Angeles | College/University | Masters Business Admin Undergraduate Degree | |
| University of California, Irvine | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin Masters Business Admin Corporate Officer/Principal Undergraduate Degree | |
| Loyola Marymount University | College/University | Masters Business Admin Graduate Degree Masters Business Admin | |
| Tulane University (Louisiana) | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree | |
| San Diego State University | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree | |
Cessation Therapeutics, LLC
 Cessation Therapeutics, LLC Pharmaceuticals: MajorHealth Technology Cessation Therapeutics, LLC is a clinical-stage pharmaceutical company that develops immunobiologics to prevent and protect against overdose. The company is based in San Jose, CA. The company's monoclonal antibodies are designed to target fentanyl and future synthetic opioids and other substances. The company has the potential to treat a range of substance use disorders and improve the lives of patients and families affected by the addiction crisis. Cessation was founded in 2018 by Mark Pearson and John D. Harkey, Jr., experienced, successful long-term biotech investors. The CEO is Mark E. Pearson. | Pharmaceuticals: Major | Director/Board Member Founder Chief Executive Officer | |
| The University of Texas at Austin | College/University | Doctorate Degree Director/Board Member Undergraduate Degree | |
| The California State University | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
Ardour Capital Investments LLC
 Ardour Capital Investments LLC Investment Banks/BrokersFinance Founded in 2002, Ardour Capital Investments LLC is a broker/dealer located in New York City. They provide a wide range of financial services for both public and private growth companies. They focus primarily on several sectors including alternative energy resources, distributed generation, environmental, energy efficiency and enabling technology. They provide independent research compiled by their network of industry specialists. They also maintain coverage of the sector's key publicly-traded companies | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| Purdue University | College/University | Doctorate Degree Graduate Degree | |
| The University of North Carolina at Charlotte | College/University | Undergraduate Degree Undergraduate Degree | |
| Stony Brook University | College/University | Corporate Officer/Principal Doctorate Degree | |
| United States Air Force Academy | College/University | Corporate Officer/Principal Undergraduate Degree | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Graduate Degree Masters Business Admin | |
| University of California, Santa Barbara | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Arizona | College/University | Undergraduate Degree Undergraduate Degree | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin | |
| University of Kansas | College/University | Undergraduate Degree Undergraduate Degree | |
| Stanford Graduate School of Business | College/University | Masters Business Admin Graduate Degree | |
Alveo Technologies, Inc.
 Alveo Technologies, Inc. Medical SpecialtiesHealth Technology Alveo Technologies, Inc. operates a pre-clinical stage medical diagnostics company that creates infectious disease diagnostic devices. The company was founded by Ron Chiarello, Michael A. Aicher, Lawrence M. Blatt and Sumita Pennathur in 2014 and is headquartered in Alameda, CA. | Medical Specialties | Director/Board Member Director/Board Member | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
Aptera Motors Corp.
 Aptera Motors Corp. Electric UtilitiesUtilities Aptera Motors Corp. operates as electric automobile manufacturer. The company was founded by Michael Johnson and is headquartered in San Diego, CA. | Electric Utilities | Founder Founder | |
| University of San Francisco | College/University | Undergraduate Degree Undergraduate Degree |
Statistiche
Distribuzione geografica
| Stati Uniti | 50 |
Settori
| Consumer Services | 26 |
| Finance | 15 |
| Health Technology | 8 |
| Consumer Durables | 2 |
| Utilities | 2 |
Posizioni
| Director/Board Member | 182 |
| Corporate Officer/Principal | 179 |
| Analyst-Equity | 109 |
| Undergraduate Degree | 90 |
| Independent Dir/Board Member | 44 |
Contatti più connessi
| Insiders | |
|---|---|
| John Harkey | 44 |
| John Cosentino | 34 |
| Jay Shepard | 30 |
| Cheryl Blanchard | 23 |
| Cheemin Bo-Linn | 19 |
| Gene Mannheimer | 19 |
| Sabrina Johnson | 17 |
| Mark Tobin | 15 |
| John M. White | 14 |
| Min Xu | 14 |
| Theodore David Roth | 14 |
| Ron Dutt | 13 |
| Mark Pearson | 13 |
| Robin Steele | 13 |
| Donald H. Straszheim | 13 |
- Borsa valori
- Insiders
- Lisa Walters-Hoffert
- Connessioni Società
