M. Andrews Yeo

Stream S&P Market Neutral Commodity Fund is a closed-end investment fund/investment trust. The firm issues beneficial interest, which represent units of fractional undivided beneficial interest in and ownership of the fund. The company is headquartered in New York, NY.

STREAM Exchange Traded Trust is a statutory trust, which provides various investment services. The trust consists of two series of funds: STREAM Enhanced Volatility Fund and STREAM S&P Dynamic Roll Global Commodities Fund. It's fund portfolio is managed by BNP Paribas Quantitative Strategies LLC. It has a sole trustee, Wilmington Trust Co., which has nominal duties and liabilities towards Trust and its funds. STREAM Exchange Traded Trust was founded on April 30, 2010 and is headquartered in New York, NY.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.