Zhen Feng Sun

Part of Polaris Bay Group Co., Ltd., Huachuang Securities Co., Ltd. is a Chinese company that provides securities brokerage services. The company is based in Guiyang, China. The company was founded in 2002. Qiang Chen has been the CEO of the company since 2013. Huachuang Securities Co. was acquired by Polaris Bay Group Co., Ltd. on September 01, 2016 for $1,924.84 million.

Galaxy Asset Management Co., Ltd. (Galaxy AMC) is an independent Chinese fund management firm which was founded in 2002. Headquartered in Shanghai, Galaxy AMC manages a closed-end fund and several mutual funds for individual and institutional investors.

CPIC Fund Management Co. Ltd. (CPIC Fund Management) is the asset management subsidiary of Pacific Asset Management Co. Ltd., which is owned by China Pacific Insurance (Group) Co., Ltd. (SHA: 601601) in China. The firm was originally founded as Guotai Junan Allianz Fund Management Co., Ltd. through a joint venture between Guotai Junan Securities Co., Ltd. (China) and Allianz AG (Germany) in 2003. CPIC Fund Management is headquartered in Shanghai and provides fund management services to individual and institutional investors.

Bohai Securities Co., Ltd. (Broker) (Bohai Securities-Broker) is the brokerage division of Bohai Securities Co., Ltd., an investment firm headquartered in Tianjin, China. Founded in 2001, the firm provides securities brokerage to various types of clients.

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.

China Merchants Securities Co., Ltd. (Broker) (CMS) is the securities brokerage division of China Merchants Securities Co., Ltd. (SHA: 600999) in China. Headquartered in Shenzhen, CMS was founded in 1991 and provides comprehensive securities service platform for private, corporate, and institutional clients in domestic and international capital markets.

China Southern Asset Management Co., Ltd. (CSAM) is an independent Chinese fund management firm which was founded in 1998. Headquartered in Shenzhen, the firm launched China's first listed open-ended fund in 2004 and manages a range of close-ended and open-ended investment funds for institutional clients and private individuals. They are one of the investment managers selected by the Chinese government to manage an institutional mandate for the National Social Security Fund. In 2007, CSAM acquired QDII status (Qualified Domestic Institutional Investors) allowing them to invest in the overseas capital markets under the foreign exchange control system in China. They announced the launching, in cooperation with US-based Mellon Financial Corporation, of their first QDII investment fund in 2007.