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Faron Webb
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Profilo
Mr. Faron Webb, CPA, is General Counsel at Instinet LLC.
He joined Instinet in February 2007 and was appointed General Counsel in April 2008.
Prior to joining Instinet, he served as a Managing Director and Chief Compliance Officer of Société Générale and Cowen & Co., as the head of US Equity Compliance for J.P.
Morgan, and as a senior attorney and regulatory advisor for PaineWebber.
He also previously worked as senior counsel for the United States Securities and Exchange Commission and engaged in the private practice of law.
Mr. Webb is a graduate of Eastern New Mexico University and Texas Tech University and is a certified public accountant.
Precedenti posizioni note di Faron Webb
Società | Posizione | Fine |
---|---|---|
PaineWebber, Inc. | Corporate Officer/Principal | - |
Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Corporate Officer/Principal | - |
J.P. Morgan & Co., Inc. (Old) | Corporate Officer/Principal | - |
Instinet LLC
![]() Instinet LLC Investment Banks/BrokersFinance Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions. | Consigliere Generale | - |
Formazione di Faron Webb
Eastern New Mexico University | Undergraduate Degree |
Texas Tech University | Graduate Degree |
Esperienze
Posizioni ricoperte
Società collegate
Aziende private | 4 |
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Instinet LLC
![]() Instinet LLC Investment Banks/BrokersFinance Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions. | Finance |
Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Finance |
J.P. Morgan & Co., Inc. (Old) | Finance |
PaineWebber, Inc. | Finance |
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