Gregg Steven Glaser

Part of Lehman Brothers Holdings, Inc., Shearson Lehman Brothers Holdings, Inc. provides security broker services. The company is based in New York, NY.

LaSalle Investment Management Securities LLC (LaSalle Securities) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a subsidiary of LaSalle Investment Management, Inc. and their ultimate parent is Jones Lang LaSalle Inc. (JLL) (NYSE: JLL). LaSalle Securities was founded in 1985 as Alex. Brown Realty Advisors, a subsidiary of the investment bank of Alex. Brown & Sons in Baltimore. LaSalle Partners acquired Alex. Brown Realty Advisors in 1994. In 1999, LaSalle Partners completed a merger with Jones Lang Wootton to form JLL. LaSalle Securities provides portfolio management services with respect to real estate securities to high-net worth and institutional clients.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA.

Founded by Paul Violich in 1999, Violich Capital Management is a registered investment advisor located in San Francisco. The firm was formerly known as Paul A. Violich, Inc. They provide investment management services to individual and institutional clients.

Advanced Equities Fabric 7 Investment I LLC provides investment advisory services. It invests in securities of late-stage, privately held, and technology based products and service companies. The company is headquartered in Chicago, IL.

Atlas Capital Advisors LLC (Atlas) is an independent, privately owned wealth management firm and SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Jonathan Tunney in 2003. Atlas provides investment advice to individuals and family offices; pension and profit-sharing plans; trusts, estates, foundations and charitable organizations; and corporations or other business entities.

Spencer Trask Collaborative Innovations LLC provides entrepreneurs with financial and intellectual capital to transform ideas into opportunities. It serves corporations and businesses, government entities, non-profit clients, institutions, and individuals in the public and private sectors. The company was founded in 2009 and is headquartered in Greenwich, CT.

Dutchess Holdings Corp. operates as a blank check company. The company was founded on August 29, 2012 and is headquartered in New York, NY.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients.

Founded in 1974, LaSalle Street Securities LLC is a privately owned broker/dealer headquartered in Elmhurst, Illinois. The firm's product line includes access to individual securities, options, wrap programs, syndicate offerings/IPOs, mutual funds and insurance. LaSalle Street Securities clears through National Financial Services LLC. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. LaSalle Street Securities is a member of FINRA, the NASD and the SIPC. They are affiliated with Tilden Loucks & Woodnorth LLC and LaSalle Street Investment Advisors LLC.

MetricStream, Inc. provides enterprise-wide Governance, Risk, Compliance (GRC) and quality management solutions. It offers risk management programs, quality management process, regulatory and industry mandated compliance, and other corporate governance initiatives. Its solutions include enterprise GRC, financial control, vendor governance, supplier audit, and social compliance. The company was founded in 1999 and is headquartered in Palo Alto, CA.

Founded by Chet Paulson in 1978, Paulson Investment Co., Inc. is an independent brokerage firm and investment banking firm located in headquartered in Portland, Oregon. They are a Paulson Capital Corp. (NASDAQ: PLCC). Paulson Investment Co. provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of FINRA/SIPC.

Laidlaw & Co. (UK) Ltd. (US) (L&C US) is the US-based brokerage division of Laidlaw & Co. (UK) Ltd., which is ultimately held by Laidlaw Holdings Ltd. The firm is headquartered in New York City and was founded in 1842. L&C US provides brokerage services to their clients.

Riverside Management Group LLC (Venture Capital) (Riverside Management Group) is a venture capital/private equity division of Riverside Management Group LLC founded in 1996 by D James Carpenter, Mark A. Bernegger, and Christopher Robin Wood. The firm is headquartered in Westport, CT.

Celeritas LLC acquires and develops businesses in sports, marketing, and entertainment. The company was founded on October 9, 2008 and is headquartered in Norfolk, VA.

Intuitive Venture Partners LLC (Intuitive Venture Partners) is a venture capital firm founded in 2010 by Eric Rubenstein, David Landskowsky, Timothy Herrmann, Aaron Segal, Scott Cardone and Tokdd Harrigan. The firm is headquartered in White Plains, New York.

ROTH Venture Finance Group is a Venture Capital firm, subsidiary of ROTH Capital Partners LLC founded in 2013. The firm is headquartered in Newport Beach, California.

Realty Services Co. LLC provides residential real estate services. The company is headquartered in Birmingham, MI.

GC Two Holdings, Inc. operates as a holding company which interests in firms that invest in middle-market companies. The company was founded in 2018 and is headquartered in San Francisco, CA.

The Carlyle Group LP (Global Private Equity) is a private equity firm founded in the year 1990 by William E. Conway, Jr. and Daniel A. D'Aniello. The firm is headquartered in Washington DC.