Raymond Joseph di Sanza
Corporate Officer/Principal presso Securities Industry & Financial Markets Association, Inc.
Provenienza dei contatti di primo grado di Raymond Joseph di Sanza
Entità | Tipo di entità | Settore Industriale | |
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Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen.
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| Private Company | Miscellaneous Commercial Services | 94 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Raymond Joseph di Sanza tramite i suoi contatti personali
Società | Settore | Persone collegate | Posizione principale |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
American Bar Association
American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member | |
Global Financial Markets Association
Global Financial Markets Association Miscellaneous Commercial ServicesCommercial Services Global Financial Markets Association (GFMA) is an association that represents the common interests of the world's leading financial and capital market participants. The non-profit company is based in New York, NY. GFMA advocates for policies that address risks with no borders, regional market developments that impact capital markets, and policies that promote efficient cross-border capital flows to end-users. The association efficiently connects savers and borrowers, benefiting broader economic growth. GFMA has affiliate members in Europe, Asia, and North America, namely AFME, ASIFMA, and SIFMA, respectively. The association is actively monitoring global and regional developments relating to COVID-19 and is engaged in the Basel Committee's capital and liquidity framework and the Financial Stability Board's priorities. GFMA's mission is to provide a platform for its members to collaborate and address common challenges. Adam Farkas has been the CEO of the company since 2022. | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer President Chairman | |
Deloitte & Touche LLP
Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
New York University | College/University | Masters Business Admin Undergraduate Degree Graduate Degree Masters Business Admin | |
The Options Clearing Corp.
The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Chief Executive Officer Director/Board Member Chief Operating Officer | |
MORGAN STANLEY | Investment Managers | Chief Administrative Officer Chief Operating Officer Corporate Officer/Principal Corporate Officer/Principal | |
JPMORGAN CHASE & CO. | Major Banks | Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal General Counsel | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
The Jones Financial Cos. LLLP
The Jones Financial Cos. LLLP Investment Banks/BrokersFinance The Jones Financial Cos. LLLP engages in the provision of securities brokerage services. It operates under the United States and Canada geographical segments. The company was founded on June 5, 1987 and is headquartered in St. Louis, MO. | Investment Banks/Brokers | Corporate Officer/Principal General Counsel Corporate Officer/Principal | |
The Catholic University of America | College/University | Undergraduate Degree Graduate Degree Graduate Degree | |
The Trustees of Columbia University in The City of New York | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
The University of Chicago | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
University of Virginia | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Knight Capital Group, Inc.
Knight Capital Group, Inc. Investment Banks/BrokersFinance Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ. | Investment Banks/Brokers | Director/Board Member Chief Operating Officer Chairman | |
University of Notre Dame | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | President Human Resources Officer Corporate Officer/Principal | |
The Wharton School of the University of Pennsylvania | College/University | Graduate Degree Undergraduate Degree Masters Business Admin | |
New York State Bar Association
New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
National Society of Compliance Professionals | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | ||
FMR LLC
FMR LLC Investment ManagersFinance FMR LLC engages in the provision of financial and investment services. It offers financial planning and advice, wealth management, retirement plans, trading and brokerage services, and investment products. The company was founded by Edward C. Johnson II in 1946 and is headquartered in Boston, MA. | Investment Managers | Corporate Officer/Principal Director/Board Member Corporate Officer/Principal | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
University of Missouri | College/University | Undergraduate Degree Masters Business Admin | |
Brown University | College/University | Graduate Degree Undergraduate Degree | |
New York Law School | College/University | Graduate Degree Graduate Degree | |
Fairfield University | College/University | Undergraduate Degree Undergraduate Degree | |
STIFEL FINANCIAL CORP. | Investment Managers | Director/Board Member Chief Executive Officer | |
Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
University of St. Thomas
University of St. Thomas Other Consumer ServicesConsumer Services The University of St. Thomas is an institution that values diversity, equity, and inclusion. The private company is based in St. Paul, MN. It offers over 150 undergraduate majors and minors, as well as graduate programs in various fields such as business, engineering, law, education, social work, and arts and humanities. The University of St. Thomas was founded in 1885 by John Ireland. | College/University | Director/Board Member Director/Board Member | |
Piper Sandler & Co. (Broker)
Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology. | Investment Banks/Brokers | Chief Executive Officer Director of Finance/CFO | |
NYSE Chicago, Inc.
NYSE Chicago, Inc. Investment Banks/BrokersFinance NYSE Chicago, Inc. offers technology based national securities exchange services. It provides business to transact in all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX acts as a venue for hedge funds, options market markers, quantitative, professional and active individual traders that require immediate and automated execution. The firm provides services through its technology products including CHXBD, CHX SHARE and SNAP. The company was founded in 1882 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | President Chief Executive Officer | |
Charles Schwab & Co., Inc.
Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Investment Managers | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
THE GOLDMAN SACHS GROUP, INC. | Investment Banks/Brokers | Corporate Secretary Corporate Officer/Principal | |
LPL FINANCIAL HOLDINGS INC. | Investment Banks/Brokers | President Chief Executive Officer | |
PRIMERICA, INC. | Life/Health Insurance | President Director/Board Member | |
Cantor Fitzgerald LP
Cantor Fitzgerald LP Investment Banks/BrokersFinance Cantor Fitzgerald LP provides brokerage services. It offers capital market, investment banking and portfolio business services. The company was founded in 1945 and is headquartered in New York, NY. | Investment Banks/Brokers | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
Virtu Americas LLC
Virtu Americas LLC Investment Banks/BrokersFinance Virtu Americas LLC is an SEC-registered broker/dealer headquartered in New York City and was founded in 2012. The firm is a direct subsidiary of Virtu Strategic Holdings LLC and their ultimate parent is Virtu Financial, Inc. (NASDAQ: VIRT). Virtu provides brokerage services to their clients. | Investment Banks/Brokers | Corporate Officer/Principal Chairman | |
Villanova University | College/University | Undergraduate Degree Undergraduate Degree |
Statistiche
Distribuzione geografica
Stati Uniti | 49 |
Svizzera | 2 |
Bermuda | 2 |
Settori
Finance | 25 |
Consumer Services | 17 |
Commercial Services | 9 |
Technology Services | 2 |
Posizioni
Director/Board Member | 396 |
Corporate Officer/Principal | 343 |
Chairman | 86 |
Undergraduate Degree | 84 |
President | 74 |
Contatti più connessi
Insiders | |
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T. Ryan | 40 |
Ned J. Kelly | 36 |
Ronald Kruszewski | 30 |
Gary Wunderlich | 30 |
Blythe Masters | 26 |
James Rosenthal | 24 |
Thomas Michael Joyce | 24 |
Joe Sullivan | 22 |
Brian S. Hamburger | 22 |
John D. Meserve | 22 |
Karen Peetz | 22 |
Lucia R. Riddle | 20 |
Paul Reilly | 18 |
Lloyd Wennlund | 18 |
Richard Frederick Brueckner | 17 |
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