Profilo
Mr. Charles Kessler is Chief Compliance Officer at SecondMarket Inc. He joined the firm in December 2010.
Prior to joining the firm, he was Senior Vice President at BNY ConvergEx Group LLC.
He is a Securities professional with several years experience.
He received his BA in Liberal Arts from Canaan College.
Precedenti posizioni note di Charles Kessler
| Società | Posizione | Fine |
|---|---|---|
Genesis Global Trading, Inc.
 Genesis Global Trading, Inc. Investment Banks/BrokersFinance Founded in 2005 by Barry E. Silbert, Genesis Global trading, Inc. is an SEC-registered broker/dealer located in New York City. The firm was formerly known as SecondMarket, Inc., and prior to that, as Green Drake Capital Corp. Genesis is a subsidiary of Bitcoin Opportunity Corp. and their ultimate parent is Digital Currency Group, Inc. Genesis member of FINRA, the MSRB and the SIPC. The firm provides liquidity and trading solutions to institutional and accredited investors who hold restricted securities positions in public and private companies. They offer services such as auction-rate securities, bankruptcy claims, collateralized debt obligations, limited partnership interests, private company stock, residential and commercial mortgage-backed securities, restricted securities and blocks in small-cap companies and whole loans. | Responsabile della Conformità | 01/09/2015 |
ConvergEx Group LLC
 ConvergEx Group LLC Investment Banks/BrokersFinance ConvergEx Group LLC provides global brokerage and trading related services. The firm's services include commission management, trading, prime services, clearing, capital markets, independent research consulting, and FIX services. The company was founded in October 2006 and is headquartered in New York, NY. | Corporate Officer/Principal | 30/11/2010 |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società quotate in Borsa
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 2 |
|---|---|
Genesis Global Trading, Inc.
Genesis Global Trading, Inc. Investment Banks/BrokersFinance Founded in 2005 by Barry E. Silbert, Genesis Global trading, Inc. is an SEC-registered broker/dealer located in New York City. The firm was formerly known as SecondMarket, Inc., and prior to that, as Green Drake Capital Corp. Genesis is a subsidiary of Bitcoin Opportunity Corp. and their ultimate parent is Digital Currency Group, Inc. Genesis member of FINRA, the MSRB and the SIPC. The firm provides liquidity and trading solutions to institutional and accredited investors who hold restricted securities positions in public and private companies. They offer services such as auction-rate securities, bankruptcy claims, collateralized debt obligations, limited partnership interests, private company stock, residential and commercial mortgage-backed securities, restricted securities and blocks in small-cap companies and whole loans. | Finance |
ConvergEx Group LLC
ConvergEx Group LLC Investment Banks/BrokersFinance ConvergEx Group LLC provides global brokerage and trading related services. The firm's services include commission management, trading, prime services, clearing, capital markets, independent research consulting, and FIX services. The company was founded in October 2006 and is headquartered in New York, NY. | Finance |
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