![Daniel Sullivan](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Daniel Sullivan
Responsabile della Conformità presso
Greenwich Wealth Management LLC
Profilo
Daniel Jerry Sullivan is currently Partner & Chief Compliance Officer at Greenwich Wealth Management LLC since 2007.
Formerly, Mr. Sullivan was Principal at Leigh Baldwin & Co. LLC from 2013 to 2015, Registered Representative at Saxony Securities, Inc. in 2013, Principal at Prudential Investment Portfolios, Inc. 10 in 2000, and Member at Commodity Exchange, Inc. in 1999.
Mr. Sullivan completed undergraduate studies at The Ohio State University in 1986.
Posizioni attive di Daniel Sullivan
| Società | Posizione | Inizio |
|---|---|---|
Greenwich Wealth Management LLC
 Greenwich Wealth Management LLC Investment ManagersFinance GWM uses fundamental, technical, and macro-economic analysis to formulate investment strategies tailored to meet each client's investment objectives, risk tolerance and tax considerations. The firm invests across the full breadth of the market. However, the backbone of many of their investment portfolios has increasingly been supported by the use of Exchange Traded Funds (ETFs). | Responsabile della Conformità | 01/10/2007 |
Precedenti posizioni note di Daniel Sullivan
| Società | Posizione | Fine |
|---|---|---|
Leigh Baldwin & Co. LLC
 Leigh Baldwin & Co. LLC Investment ManagersFinance LBC manages discretionary account portfolios based upon the client’s risk tolerance, future goals, and financial well-being. The firm builds portfolios with individual securities (i.e. stocks and bonds), passive and active funds (i.e. exchange traded funds and mutual funds), and cash equivalents. They believe in active investment management, but they will utilize passive investment vehicles to obtain low-cost and targeted exposure to different asset classes. | Corporate Officer/Principal | 01/11/2015 |
Saxony Securities, Inc.
 Saxony Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 30/06/2013 |
Prudential Investment Portfolios, Inc. 10
 Prudential Investment Portfolios, Inc. 10 Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Corporate Officer/Principal | 31/12/2000 |
Commodity Exchange, Inc.
 Commodity Exchange, Inc. Investment Banks/BrokersFinance Provides information about all types of commodities | Corporate Officer/Principal | 31/12/1999 |
Formazione di Daniel Sullivan
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
93
Relazioni di 1° grado
6
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 6 |
|---|---|
Leigh Baldwin & Co. LLC
Leigh Baldwin & Co. LLC Investment ManagersFinance LBC manages discretionary account portfolios based upon the client’s risk tolerance, future goals, and financial well-being. The firm builds portfolios with individual securities (i.e. stocks and bonds), passive and active funds (i.e. exchange traded funds and mutual funds), and cash equivalents. They believe in active investment management, but they will utilize passive investment vehicles to obtain low-cost and targeted exposure to different asset classes. | Finance |
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Greenwich Wealth Management LLC
Greenwich Wealth Management LLC Investment ManagersFinance GWM uses fundamental, technical, and macro-economic analysis to formulate investment strategies tailored to meet each client's investment objectives, risk tolerance and tax considerations. The firm invests across the full breadth of the market. However, the backbone of many of their investment portfolios has increasingly been supported by the use of Exchange Traded Funds (ETFs). | Finance |
The Ohio State University
 The Ohio State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Prudential Investment Portfolios, Inc. 10
Prudential Investment Portfolios, Inc. 10 Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Commodity Exchange, Inc.
Commodity Exchange, Inc. Investment Banks/BrokersFinance Provides information about all types of commodities | Finance |
