Profilo
Mr. Joe Ladeira is Chief Compliance Officer at Byron Capital Markets.
He joined Byron in March 2011.
His Compliance Department advises and assists the members of the firm to ensure compliance with applicable laws, rules and regulations.
He has extensive knowledge and experience in the securities industry with both large and small institutional dealers and has previously served as the Chief Compliance Officer at Richardson GMP Limited and Magna Partners Limited.
Previously, he also spent eight years at Scotia Capital Inc. as a Director of Retail Compliance and he also has experience working for IIROC.
Mr. Ladeira received his B.A. in Economics from University of Victoria in 1986.
He is also a Certified Management Accountant and a Certified Fraud Examiner.
Precedenti posizioni note di Joe Ladeira
| Società | Posizione | Fine |
|---|---|---|
Investment Industry Regulatory Organization of Canada
Investment Industry Regulatory Organization of Canada General GovernmentGovernment Regulates the Canadian investment industry | Corporate Officer/Principal | - |
Scotia Capital, Inc.
Scotia Capital, Inc. Investment ManagersFinance Provides investment advisory, securities trading, financial planning and related services | Corporate Officer/Principal | - |
Richardson Wealth (USA) Ltd.
Richardson Wealth (USA) Ltd. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Velocity Trade Capital Ltd.
Velocity Trade Capital Ltd. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Byron Capital Markets Ltd.
Byron Capital Markets Ltd. Investment Banks/BrokersFinance Provides brokerage services | Responsabile della Conformità | - |
Formazione di Joe Ladeira
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 6 |
|---|---|
Scotia Capital, Inc.
Scotia Capital, Inc. Investment ManagersFinance Provides investment advisory, securities trading, financial planning and related services | Finance |
University of Victoria
University of Victoria Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Velocity Trade Capital Ltd.
Velocity Trade Capital Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Investment Industry Regulatory Organization of Canada
Investment Industry Regulatory Organization of Canada General GovernmentGovernment Regulates the Canadian investment industry | Government |
Richardson Wealth (USA) Ltd.
Richardson Wealth (USA) Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Byron Capital Markets Ltd.
Byron Capital Markets Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
















