Thomas L. Harter

Responsabile della Conformità presso

Allianz Global Investors U.S. Holdings LLC

51 anni

Miscellaneous

Finance

Profilo

Thomas L.
Harter is currently the Director & Senior Compliance Manager at Allianz Global Investors U.S.
Holdings LLC and the Chief Compliance Officer at Allianzgi Institutional Multi-Series Trust since 2014.
He has formerly served as the Chief Compliance Officer for multiple firms including The Korea Fund, Inc., PCM Fund, Inc., PIMCO Strategic Income Fund, Inc., PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate & Income Strategy Fund, PIMCO California Municipal Income Fund II, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PIMCO High Income Fund, Virtus AllianzGI Dividend, Interest & Premium Strategy Fund, PIMCO Income Opportunity Fund, PIMCO Dynamic Income Fund, PIMCO Dynamic Credit & Mortgage Income Fund, Virtus Diversified Income & Convertible Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Equity & Convertible Income Fund, Virtus Convertible & Income 2024 Target Term Fund, and Virtus Artificial Intelligence & Technology Opportunities Fund.

Posizioni attive di Thomas L. Harter

Società	Posizione	Inizio
Allianz Global Investors U.S. Holdings LLC Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company	Responsabile della Conformità	-

Tutte le posizioni attive di Thomas L. Harter

Precedenti posizioni note di Thomas L. Harter

Società	Posizione	Fine
Allianzgi Institutional Multi-Series Trust Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust	Responsabile della Conformità	26/05/2021
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II	Responsabile della Conformità	-
PIMCO MUNICIPAL INCOME FUND III	Responsabile della Conformità	-
PIMCO MUNICIPAL INCOME FUND II	Responsabile della Conformità	-
VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND	Responsabile della Conformità	-

Vedi nel dettaglio l'esperienza di Thomas L. Harter

Esperienze
Posizioni ricoperte

Attive

Inattive

Società nel listino

Aziende private

Vedi nel dettaglio l'esperienza di Thomas L. Harter

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Aziende connesse in 1º grado

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Donna

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Vedi i contatti personali

Società collegate

Aziende private	26
The Korea Fund, Inc. The Korea Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Allianzgi Institutional Multi-Series Trust Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust	Miscellaneous
Virtus AllianzGI Dividend Interest & Premium Strategy Fund Virtus AllianzGI Dividend Interest & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PCM Fund Inc. PCM Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund III PIMCO California Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Dynamic Income Fund PIMCO Dynamic Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Corporate & Income Strategy Fund PIMCO Corporate & Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO High Income Fund PIMCO High Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Income Opportunity Fund PIMCO Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund PIMCO Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund II PIMCO Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund III PIMCO Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO New York Municipal Income Fund PIMCO New York Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO New York Municipal Income Fund III PIMCO New York Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Strategic Income Fund Inc. PIMCO Strategic Income Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Dynamic Credit & Mortgage Income Fund PIMCO Dynamic Credit & Mortgage Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Diversified Income & Convertible Fund Virtus Diversified Income & Convertible Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Convertible & Income 2024 Target Term Fund Virtus Convertible & Income 2024 Target Term Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus AllianzGI Artificial Intelligence & Technology Opps Virtus AllianzGI Artificial Intelligence & Technology Opps Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Allianz Global Investors U.S. Holdings LLC Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company	Finance
Virtus Convertible & Income Fund Virtus Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Convertible & Income Fund II Virtus Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Equity & Convertible Income Fund Virtus Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous