Thomas Ulrich
President presso SPROTT FOCUS TRUST, INC.
Patrimonio netto: 64 175 $ in data 31/03/2024
Provenienza dei contatti di primo grado di Thomas Ulrich
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Geneva Advisors LLC
 Geneva Advisors LLC Investment ManagersFinance Founded in 2003, Geneva Advisors LLC is an independent registered investment advisor located in Chicago, Illinois. The firm is 100% owned by Geneva Holding Company of Chicago LLC which is owned by Geneva employees. They generally provide investment advice to individuals, trusts, estates, charitable organizations, pension and profit sharing plans, retirement accounts, corporations or other business entities and registered and unregistered mutual funds. ^
14
| Extinct | Investment Managers | 14 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
Altegris Advisors LLC
 Altegris Advisors LLC Investment ManagersFinance Altegris Advisors LLC (Altegris) is a SEC-registered investment advisor and holding firm headquartered in La Jolla, California. The firm was founded in 2010 by Matthew Osborne and James Waldinger. Altegris serves as the investment adviser to the following categories of Fund clients: (i) Mutual and Closed-End Funds, and their respective subsidiaries, as applicable; and (ii) Private Funds.
1
| Holding Company | Investment Managers | 1 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Thomas Ulrich tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Analyst-Equity | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal | |
Gofen & Glossberg LLC
 Gofen & Glossberg LLC Investment ManagersFinance Gofen & Glossberg LLC is a wealth management firm headquartered in Chicago, Illinois. The firm was founded in 1932 by Samuel Gofen and William Glossberg. In 2021, they became a majority-owned subsidiary of Corient Private Wealth LLC, which is ultimately owned by CI Financial Corp. (TSX: CIX; NYSE: CIXX) in Canada. Gofen & Glossberg offers customized investment solutions and tailored planning solutions to primarily high-net-worth families. | Investment Managers | Analyst-Equity | |
Thrivent Investment Management, Inc.
 Thrivent Investment Management, Inc. Investment ManagersFinance Thrivent Investment Management, Inc. (Thrivent) is a SEC-registered investment advisor and fund manager headquartered in Minneapolis, Minnesota. The firm was founded in 1986 and is a subsidiary of Thrivent Financial Holdings, Inc., itself a subsidiary of Thrivent Financial for Lutherans, a faith-based, not-for-profit membership organization and financial services firm. Thrivent provides investment management and advisory services to individuals, trusts, estates, non-profit organizations, corporations and other business entities. | Investment Managers | Analyst-Equity | |
CIBC Private Wealth Advisors, Inc.
 CIBC Private Wealth Advisors, Inc. Investment ManagersFinance CIBC Private Wealth Advisors, Inc. (CPWA) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1932 and formerly known as AT Investment Advisers, Inc. They are a subsidiary of CIBC Private Wealth Group LLC, ultimately held by Canadian Imperial Bank of Commerce (NYSE, TSE: CM) in Canada. CPWA provides investment advisory and wealth advisory services to individuals, trusts, estates, families, charitable organizations, employee benefit and contribution plans, corporations, state or municipal government entities, pension and profit-sharing plans, and other investment advisers. The firm also participates in wrap fee programs offered by third party sponsors. | Investment Managers | Analyst-Equity Portfolio Manager-Equities Analyst-Fixed Income Analyst-Equity | |
UBS Securities LLC
 UBS Securities LLC Investment Banks/BrokersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Banks/Brokers | Analyst-Equity | |
| GUARDIAN CAPITAL GROUP LIMITED | Regional Banks | Director of Finance/CFO | |
| SPROTT INC. | Investment Managers | Chief Executive Officer Director of Finance/CFO Director/Board Member Comptroller/Controller/Auditor | |
| SPROTT PHYGOLD CA UN | Investment Trusts/Mutual Funds | Director/Board Member Chief Investment Officer Director of Finance/CFO Director of Finance/CFO | |
| SPROTT PHYSICAL SILVER TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chief Investment Officer Director of Finance/CFO Director of Finance/CFO | |
Sprott 2015 Flow-Through LP-CDE Units
 Sprott 2015 Flow-Through LP-CDE Units Financial ConglomeratesFinance Sprott 2015 Flow-Through LP-CDE Units operates as a non-redeemable investment fund. The company’s primarily objective is to achieve capital appreciation and significant tax benefits for Limited Partners by investing in a diversified portfolio of flow-through shares and other securities. The company was founded on October 31, 2014 and is headquartered in Toronto, Canada. | Financial Conglomerates | Director of Finance/CFO | |
Sprott 2015 Flow-Through LP-CEE Units
 Sprott 2015 Flow-Through LP-CEE Units Financial ConglomeratesFinance Sprott 2015 Flow-Through LP CEE Units Operates as a non-redeemable investment fund. The company’s primarily objective is to achieve capital appreciation and significant tax benefits for limited partners by investing in a diversified portfolio of flow-through shares and other securities. The company was founded on October 31, 2014 and is headquartered in Toronto, Canada. | Financial Conglomerates | Director of Finance/CFO | |
| Sprott Gold Equity Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin | |
Sprott Asset Management LP
 Sprott Asset Management LP Investment ManagersFinance Sprott Asset Management LP (Sprott AM) is a Canadian alternative investment management firm headquartered in Toronto, Ontario. The firm was founded by Eric Sprott in 1981 and is a subsidiary of Sprott Asset Management GP, Inc., which is owned by Sprott, Inc. (NYSE, TSX: SII). Sprott AM offers a wide variety of investment solutions to Canadian and international investors. | Investment Managers | Chief Investment Officer Chief Investment Officer | |
William Blair & Co. LLC
 William Blair & Co. LLC Investment Banks/BrokersFinance William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Masters Business Admin | |
| Toronto Metropolitan University of | College/University | Undergraduate Degree | |
| University of Illinois | College/University | Graduate Degree Undergraduate Degree Masters Business Admin Masters Business Admin | |
| University of Cape Town | College/University | Graduate Degree | |
| St. Lawrence University | College/University | Undergraduate Degree | |
Cambridge Associates LLC
 Cambridge Associates LLC Investment ManagersFinance Cambridge Associates LLC is a privately-held, SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1973 by James Bailey and Henry Lewis. Cambridge Associates provides investment management and advisory services to colleges and universities, foundations and other non-profit institutions. They also act as an investment adviser to private clients, family offices, corporations, healthcare institutions, insurance groups, pension plans and ERISA pools and public and government-related groups. | Investment Managers | Corporate Officer/Principal | |
CFA Society Toronto
 CFA Society Toronto Miscellaneous Commercial ServicesCommercial Services CFA Society Toronto supports the professional and business development of charterholders. It provides member services including educational programs, sponsored events, employment postings, and networking opportunities. The company was founded in 1936 and is headquartered in Toronto, Canada. | Miscellaneous Commercial Services | Director/Board Member | |
South Dade Chamber of Commerce
 South Dade Chamber of Commerce Miscellaneous Commercial ServicesCommercial Services South Dade Chamber of Commerce operates as a chamber of commerce. The company was founded in 1915 and is headquartered in Homestead, FL. | Miscellaneous Commercial Services | Director/Board Member | |
The Catalyst Capital Group, Inc. (Canada)
 The Catalyst Capital Group, Inc. (Canada) Investment ManagersFinance The Catalyst Capital Group Inc (catalyst capital group) is private equity firm founded in 2002 by Jeremy Keele, Patrick McKenna, James Lee Sorenson. The firm is headquartered in Ontario, Canada. | Investment Managers | Director of Finance/CFO | |
St. Stephen's Community House (Canada)
 St. Stephen's Community House (Canada) Services to the Health IndustryHealth Services St. Stephen's Community House operates childcare centre. It offers child care, community development and social action, conflict and resolution training, housing and homeless services, newcomer, senior and youth services. The company was founded in 1962 and is headquartered in Toronto, Canada. | Services to the Health Industry | Director/Board Member | |
| SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Director of Finance/CFO | |
| The University of Chicago Booth School of Business | College/University | Masters Business Admin Masters Business Admin | |
First Light Asset Management LLC
 First Light Asset Management LLC Investment ManagersFinance First Light Asset Management LLC (First Light) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Edina, Minnesota. The firm was founded in 2013 by Matthew Arens and Brett Johnson. First Light provides discretionary advisory services to individuals, high-net worth individuals, institutional clients, pension plans or profit-sharing plans, corporations, and charitable organizations on a discretionary basis through separately managed accounts. | Investment Managers | Analyst-Equity | |
| McIntire School of Commerce | College/University | Undergraduate Degree | |
Sprott 2014 Corp.
 Sprott 2014 Corp. Financial ConglomeratesFinance Sprott 2014 Corp. provides investment services. The private company is based in Toronto, Canada. | Financial Conglomerates | Director of Finance/CFO | |
Sprott 2014-II Corp.
 Sprott 2014-II Corp. Financial ConglomeratesFinance Sprott 2014-II Corp. provides financial services. The private company is based in Toronto, Canada. | Financial Conglomerates | Director of Finance/CFO | |
Sprott 2015-II Flow-Through LP
 Sprott 2015-II Flow-Through LP Finance/Rental/LeasingFinance Sprott 2015-II Flow-Through LP operates as a non-redeemable investment fund. Its investment objective is to achieve capital appreciation and significant tax benefits for limited partners by investing in a diversified portfolio of flow-through shares and other securities. The company was founded on June 4, 2015 and is headquartered in Toronto, Canada. | Finance/Rental/Leasing | Director of Finance/CFO | |
Lopez Levi Lowenstein Glinsky PA
 Lopez Levi Lowenstein Glinsky PA Miscellaneous Commercial ServicesCommercial Services Lopez Levi Lowenstein PA provides accounting services. Its services include tax advisory, business advisory & consulting, forensic & fraud, assurance & auditing. The company was founded by Raimundo Lopez-Lima Levi and James R. Pierce, Jr. in 1977 and is headquartered in Coral Gables, FL. | Miscellaneous Commercial Services | Founder | |
| SPROTT PHYSICAL GOLD AND SILVER TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO | |
| SPROTT PHYSICAL URANIUM TRUST FUND | Investment Trusts/Mutual Funds | Chief Investment Officer Director of Finance/CFO | |
Sprott Physical Battery Metals Trust
 Sprott Physical Battery Metals Trust Investment Trusts/Mutual FundsMiscellaneous Sprott Physical Battery Metals Trust is a closed-end investment fund. It invests and hold it assets in physical nickel metal, cobalt metal and lithium carbonate. It also seeks to provide investment alternative for investors interested in holding battery metals. The company was founded on July 7, 2022 and is headquartered in Toronto, Canada. | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO | |
Sprott Asset Management GP, Inc.
 Sprott Asset Management GP, Inc. Investment ManagersFinance Part of Sprott, Inc., Sprott Asset Management GP, Inc. provides investment advice. The private company is based in Toronto, Canada. The CEO of the Canadian company is John Anthony Ciampaglia. | Investment Managers | Director/Board Member Director of Finance/CFO |
Statistiche
Distribuzione geografica
| Canada | 26 |
| Stati Uniti | 24 |
| Sud Africa | 2 |
Settori
| Finance | 26 |
| Miscellaneous | 10 |
| Consumer Services | 10 |
| Commercial Services | 5 |
| Process Industries | 2 |
Posizioni
| Corporate Officer/Principal | 38 |
| Director/Board Member | 35 |
| Analyst-Equity | 23 |
| Director of Finance/CFO | 23 |
| Undergraduate Degree | 20 |
Contatti più connessi
- Borsa valori
- Insiders
- Thomas Ulrich
- Connessioni Società
