William Ha

Provides brokerage services

Moab Capital Partners seeks to make investments that have asymmetric risk-return profiles. These investments may include, but aren't limited to, common and preferred equity securities, bonds, notes, debentures, loans, swaps and options. The firm allocates a varying percentage of the Master Fund’s assets between event-driven investments in different asset classes and industries with capital appreciation and/or current income opportunities; and non-distressed corporate credit opportunities offering current income but little or no capital appreciation. When appropriate, the the firm or their investment professionals may take activist roles, typically in conjunction with parallel holders, to maximize the intrinsic value of a security in the portfolio.

EagleRock is a value manager that employs a multi-strategy, event-driven investment approach that focuses primarily on investments in the stocks of small-cap companies. The firm specializes in long/short credit, long/short special situations equities and capital structure arbitrage. EagleRock invests primarily in the stocks of companies in the electronic technology and process industries sectors.