Carlo V. di Florio
Corporate Officer/Principal presso Financial Industry Regulatory Authority, Inc.
Provenienza dei contatti di primo grado di Carlo V. di Florio
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
114
| Non-Profit Organization | Miscellaneous Commercial Services | 114 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Carlo V. di Florio tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Chief Operating Officer Chief Tech/Sci/R&D Officer | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree Undergraduate Degree Graduate Degree | |
| Financial Services Institute, Inc. | Director/Board Member Director/Board Member Director/Board Member | ||
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Council on Foreign Relations, Inc.
 Council on Foreign Relations, Inc. Investment Trusts/Mutual FundsMiscellaneous Council on Foreign Relations, Inc. provides and disseminates ideas on foreign policies to individuals, corporate members, journalists and policy makers. It operates a forum for government officials, students and other interested parties to study and discuss world issues and impact on American foreign policies. The company publishes Foreign Affairs, a magazine that comes out six times a year, along with books and studies by its own scholars. Council on Foreign Relations was founded in 1921 and is headquartered in New York City, NY. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
| Columbia Business School | College/University | Corporate Officer/Principal Masters Business Admin Masters Business Admin | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Massachusetts Institute of Technology | College/University | Director/Board Member Graduate Degree Graduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Doctorate Degree Graduate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
| University of Notre Dame | College/University | Masters Business Admin Chairman | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Comptroller/Controller/Auditor | |
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | General Counsel Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Chairman Director/Board Member | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
Commodity Futures Trading Commission
 Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | General Counsel Corporate Officer/Principal | |
Neo Exchange, Inc. (Canada)
 Neo Exchange, Inc. (Canada) Investment Banks/BrokersFinance Neo Exchange, Inc. operates as a stock exchange. It offers trading venue and a value added listing venue for capital raising companies and investment products. The company was founded in March 2015 and is headquartered in Toronto, Canada. | Investment Banks/Brokers | Chairman Director/Board Member | |
| Yale University | College/University | Graduate Degree Undergraduate Degree | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal President | |
| University of Toronto | College/University | Undergraduate Degree Undergraduate Degree | |
| Investment Industry Regulatory Organization of Canada | General Government | Chief Executive Officer Corporate Officer/Principal | |
Northeastern University
 Northeastern University Other Consumer ServicesConsumer Services Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools. | College/University | Undergraduate Degree Doctorate Degree | |
National Womens Law Center
 National Womens Law Center Miscellaneous Commercial ServicesCommercial Services The National Women's Law Center is a law center based in Washington that advocates for women's rights through litigation and policy initiatives. The center operates to ensure that women have equal opportunities and access to justice in all aspects of their lives. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
| Ontario Securities Commission | General Government | Chairman Chief Executive Officer | |
| Brown University | College/University | Graduate Degree Undergraduate Degree | |
Rockefeller Capital Management LP
 Rockefeller Capital Management LP Investment ManagersFinance Rockefeller Capital Management L.P. operates as a privately-owned financial services firm. It offers asset management and strategic advisory services. The company was founded by John D. Rockefeller in 1882 and is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Public Communications Contact Corporate Officer/Principal | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Director/Board Member Corporate Officer/Principal | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
The Guardian Life Insurance Company of America
 The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Masters Business Admin | |
| GE AEROSPACE | Industrial Machinery | Director/Board Member Director/Board Member | |
NYSE Group, Inc.
 NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | General Counsel Corporate Officer/Principal | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Graduate Degree Masters Business Admin | |
The Partnership for New York City, Inc.
 The Partnership for New York City, Inc. Miscellaneous Commercial ServicesCommercial Services The Partnership for New York City operates as a charitable organization. It is a network of business leaders and corporations working for the economic and cultural betterment of all five boroughs of the city. The firm provides networking opportunities, conducts research, participates in policy making and lobbies government. The company was founded by David Rockefeller in 2002 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| Boston University | College/University | Undergraduate Degree Graduate Degree | |
| Manhattan College | College/University | Director/Board Member Director/Board Member | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Cboe Exchange, Inc. (Illinois)
 Cboe Exchange, Inc. (Illinois) Investment Banks/BrokersFinance Cboe Exchange, Inc. provides options exchange services. It trades equity options, security index options, options on exchange traded notes and products, binary options, one-week and quarterly options, long-term equity anticipation securities options, and flexible exchange options. The firm also provides information on various stock and options trading strategies, options trading tools, stock and option quotes and data; and options information and education. Additionally, they offer access to product information, conference notices, portfolio management tools, and educational materials for institutional investors and products and strategies for advisors to protect client’s portfolios. The company was founded in 1973 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member |
Statistiche
Distribuzione geografica
| Stati Uniti | 45 |
| Canada | 5 |
| Messico | 2 |
| Israele | 2 |
Settori
| Consumer Services | 21 |
| Finance | 19 |
| Commercial Services | 7 |
| Government | 4 |
| Miscellaneous | 2 |
Posizioni
| Director/Board Member | 345 |
| Corporate Officer/Principal | 217 |
| Independent Dir/Board Member | 87 |
| President | 70 |
| Undergraduate Degree | 70 |
Contatti più connessi
| Insiders | |
|---|---|
| Rochelle Lazarus | 31 |
| Gary Wunderlich | 29 |
| William Heyman | 26 |
| Josh S. Levine | 25 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| Richard Ketchum | 22 |
| Seth Waugh | 22 |
| Robert Scully | 21 |
| Eileen Murray | 19 |
| Susan Jenah | 19 |
| William G. Stanley | 17 |
| Brian Woodland | 17 |
| John Brennan | 16 |
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- Carlo V. di Florio
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