Philipp Buff

Goldman Sachs International (GSI) is the Great Britain-based, wholly-owned brokerage subsidiary of Goldman Sachs Group UK Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. The firm was founded in 1988 and formerly known as Trushelfco Ltd. Headquartered in London, GSI provides prime brokerage, securities lending, futures services and financing services for a range of clients such as corporations, financial institutions, governments and high-net worth individuals.

Arete Research Services LLP (Arete) is a leading independent UK provider of equity research which was established in 2000. Based in London, the firm specializes in the global technology, telecom and alternative energy sectors.

Forensic Logic LLC provides software-as-a-service information technology to local/state/federal government workers and private sector organizations interested in using the fullest possible breadth of relevant data to combat crime and reduce the human and economic losses resulting from criminal activity. It offers LEAP Search, an intuitive search function that provides law enforcement officers on the ground immediate access to data necessary to perform their jobs; and LEAP Analytics tools that allow users to not just assess past crimes, but predict where and when crimes will occur next. The company was founded by Robert L. Batty in 2003 and is headquartered in Walnut Creek, CA.

Pictet Asset Management Ltd. (Pictet AM) is an alternative investment management firm headquartered in London, UK. The firm was founded in 1980 and is wholly owned by Pictet Asset Management Holding SA, which is ultimately owned by Banque Pictet & Cie SA in Switzerland. Pictet AM provides discretionary investment management services on a global scale to a wide range of international institutional clients. Furthermore, the firm also acts as the investment adviser or sub-adviser to US-based investment companies and other regulated and unregulated collective investment schemes in international jurisdictions. Pictet AM adheres to the UN Principles for Responsible Investment (UNPRI).

AXA Investment Managers (Paris) SA (AXA-IM Paris) is the wholly-owned asset management subsidiary of AXA Investment Managers SA, itself a subsidiary of AXA SA (XP: CS, ADR: AXAHY) in France. Headquartered in Puteaux, the firm traces their origins to 1994 when the AXA Group created the AXA Asset Management division. In 1997, the division was renamed AXA Investment Managers. AXA-IM Paris has a network of investment centers worldwide which cater to institutional investors, distributors and AXA Group insurance firms. They are a socially responsible investor which offers SRI funds and integrates ESG criteria into their investment processes.

BNP Paribas Asset Management Europe SAS (BNP Paribas France) is the investment management subsidiary of BNP Paribas SA (EPA: BNP). Headquartered in Paris, the firm was founded in 1980. BNP Paribas France provides discretionary and pooled investment management for French and international private individuals, companies and institutions.

HSBC Global Asset Management (UK) Ltd. (HSBC GAM-UK) is the wholly owned asset management subsidiary of HSBC Global Asset Management Ltd., ultimately part of HSBC Holdings plc (LON: HSBA, ADR: HSBC) in Great Britain. Headquartered in London, HSBC GAM-UK was founded in 1985 and acts as a discretionary investment manager that offers a wide range of investment solutions across equity, fixed income, liquidity and multi-asset strategies. Their clients include the Group’s retail and private banking customers, financial intermediaries and distributors and institutions.

Bellevue Asset Management AG (Bellevue AM) is the wholly-owned asset management subsidiary of Bellevue Group AG (SWX: BBN), an independent Swiss financial group. The firm is headquartered in Küsnacht, Switzerland and has additional offices in Germany, Austria and Luxembourg. Founded in 1993, Bellevue AM provides a diverse spectrum of top-tier investment solutions with a focus on global healthcare sector for private and institutional clients. They offer their flagship investment vehicle, the listed investment company BB Biotech AG.

Oddo BHF SCA (Broker) is the securities brokerage division of Oddo BHF SCA, a financial services company headquartered in Paris, France. The firm provides equity brokerage services to various investors.

Credit Suisse AG (Private Banking) (CSPB) is the Zurich-based private banking division of Credit Suisse AG, itself a subsidiary of Credit Suisse Group AG (VX: CSGN) in Switzerland. Established in 1856, CSPB provides comprehensive advice and a range of investment products and services to private, corporate and institutional clients. The firm is a leading provider of innovative alternative investment products. Their wealth management solutions include tax planning, pension planning, life insurance solutions, wealth and inheritance advice, trusts and foundations.

Gryphon Investors,LLC (Gryphon Investors) is a private equity firm founded in 1995 by R.David Andrews. The firm is headquartered in San Francisco, California.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

Morgan Stanley & Co. International Plc (MSCI) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Morgan Stanley Investments (UK), ultimately held by Morgan Stanley (NYSE: MS) in the US. MSCI provides a range of brokerage services to corporations, governments and financial institutions.

Francisco Partners Management LP (Francisco Partners) is a private equity firm founded in 1999 by Benjamin Ball, Dipanjan Deb, Neil Garfinkel, Sanford Robertson and David Stanton. The firm is headquartered in San Francisco and London.

Joh. Berenberg, Gossler & Co. KG (United Kingdom) (Berenberg-UK) is the Great Britain-based broker/dealer division of Joh. Berenberg, Gossler & Co. KG, a multinational full-service investment bank in Germany. Headquartered in London, Berenberg-UK was founded in 2003 and provides trading and brokerage services to institutional and corporate clients.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

Kepler Cheuvreux SA (Switzerland) (Kepler Cheuvreux Switzerland) is the Swiss broker/dealer division of Kepler Cheuvreux SA in France. The firm was founded in 1999 and is headquartered in Zurich. Kepler Cheuvreux Switzerland provides execution services platform that supports Equities, Fixed Income, Derivatives, ETFs, and Convertible Bonds.

Citigroup Global Markets Ltd. (Spain) (CGML-Spain) is the Spanish broker-dealer division of Citigroup Global Markets Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. The firm was founded in 1917 and is headquartered in Madrid. CGML-Spain acts as a dealer, market maker and underwriter in equity and fixed income securities and offers risk based solutions to producers and investors in commodity markets. Their trading activities encompass cash, exchange traded and OTC derivative markets. Its major counterparties are banks, investment banks, investment managers, insurers and hedge funds and CGML-Spain has moderate trading exposure to corporates. They do not originate securitizations or engage in leveraged finance transactions.

Redburn (Europe) Ltd. (dba Redburn Atlantic) is an equity brokerage firm headquartered in London, UK. The firm was founded in 2003 by Jeremy Evans and Nick Glydon. They are a wholly owned subsidiary of Rothschild & Co. Continuation Holdings AG, ultimately owned by Rothschild & Co SCA. (EPA: ROTH) in France. Redburn Atlantic provides institutional investors with US and European equity research, trade execution and capital markets services. Their Execution Services division delivers high-touch sales trading and execution as well as low-touch execution and algorithmic solutions. The division also offers market structure and trading analytics.

Mainsail Management Co LLC (Mainsail Management) is a private equity firm founded in 2003 by Jason Payne and Gavin Turner. The firm is headquartered in San Francisco, California.

NN Investment Partners (Middle East) Ltd. is an United Arab Emirates-based asset management company. Headquartered in Dubai, the firm was established in 2007 as ING Investment Management (Dubai) Ltd and is governed by the rules and regulations of the Dubai International Financial Center. They are a responsible investor which offers clients the combination of their network of offices and specialists and their in-house expertise.

RWC Asset Management LLP (RWC) is the alternative asset management subsidiary of RWC Partners Ltd. in Great Britain. The firm was founded by John H. Innes in 2007 as MPC Asset Management LLP. Headquartered in London, RWC primarily provides discretionary investment advisory services to pooled investment vehicles as well as separately managed accounts.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

Robeco Schweiz AG is the Switzerland-based asset management subsidiary of ORIX Corporation Europe NV, itself a subsidiary of ORIX Corp. (TSE: 8591) in Japan. Formerly known as SAM Sustainable Asset Management AG, the firm was founded in 1995 as the first asset manager focused exclusively on Sustainability Investing. They were acquired by Robeco Group in 2007 and renamed RobecoSAM AG in 2013 as part of Robeco's strategy to further align its group-wide Sustainability Investing activities. The firm became Robeco Schweiz AG in 2020. Headquartered in Zurich, Robeco Schweiz offers a comprehensive palette of products including in-house asset management, Sustainability Indices, corporate sustainability assessments, active ownership and engagement, and customized portfolio benchmarking solutions for private and institutional investors.

DWS Investment GmbH (DWS) is an asset and wealth management firm headquartered in Frankfurt, Germany. The firm was founded in 2013 and is a subsidiary of Deutsche Bank AG (ETR: DBK). DWS offers traditional and alternative investments across asset classes to institutional clients such as public and private pension funds, national and supranational entities, corporations, charities and foundations. They also provide customized wealth management solutions and private banking services to high-net worth individuals and family offices.

Perennium SA provides financial advisory services. The private company is based in Geneva, Switzerland.

Pictet Alternative Advisors SA (Pictet) is a private equity division of Pictet Group founded in 1989. The firm is headquartered in Geneva.

Calibrium AG provides investment advice. The private company is based in Zurich, Switzerland and has subsidiaries in Switzerland, Germany, the Cayman Islands, and Luxembourg. The Swiss company was founded in 2006 by David N. Hartford. Felix Peter Meyer has been the CEO of the company since 2016.

Al Dhabi Capital Ltd. (ADC) is an independent asset management firm headquartered in Al Maryah Island, UAE. The firm was founded by Ahmed Al Romaithi and Nabil M. Sleiman in 2017. ADC manages investment portfolios in securities for institutions, family office, and qualified high net-worth individuals in the UAE, MENA and globally.