Profilo
Lisa Curcio is currently the Chief Compliance Officer at The Royce Fund, Royce Capital Fund, and Royce Global Trust, Inc. She previously held the position of Chief Compliance Officer at Royce Micro-Cap Trust, Inc., Royce Small-Cap Trust, Inc., and Sprott Focus Trust, Inc. Before that, she worked as a Vice President at Bank of New York (New York Branch) from 2001 to 2004.
Posizioni attive di Lisa Curcio
| Società | Posizione | Inizio |
|---|---|---|
| ROYCE GLOBAL TRUST, INC. | Responsabile della Conformità | 01/01/2004 |
Royce Capital Fund
Royce Capital Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Responsabile della Conformità | 13/01/2014 |
The Royce Fund
The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Responsabile della Conformità | 01/10/2004 |
Precedenti posizioni note di Lisa Curcio
| Società | Posizione | Fine |
|---|---|---|
Bank of New York (New York Branch)
Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Corporate Officer/Principal | 01/06/2004 |
| ROYCE MICRO-CAP TRUST, INC. | Responsabile della Conformità | - |
| SPROTT FOCUS TRUST, INC. | Responsabile della Conformità | - |
| ROYCE SMALL-CAP TRUST, INC. | Responsabile della Conformità | - |
Esperienze
Posizioni ricoperte
Attive
Inattive
Società nel listino
Aziende private
Relazioni
Relazioni di 1° grado
Aziende connesse in 1º grado
Uomo
Donna
Amministratori
Dirigenti
Società collegate
| Aziende private | 7 |
|---|---|
The Royce Fund
The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Royce Capital Fund
Royce Capital Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Royce Small Cap Trust
Royce Small Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Sprott Focus Trust
Sprott Focus Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Micro Cap Trust
Royce Micro Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Global Trust Inc.
Royce Global Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Bank of New York (New York Branch)
Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Finance |
















