Rick Hartfiel
President presso ROTH CH ACQUISITION V CO.
Patrimonio netto: 1 M $ in data 31/03/2024
Provenienza dei contatti di primo grado di Rick Hartfiel
| Entità | Tipo di entità | Settore Industriale | |
|---|---|---|---|
Craig-Hallum Capital Group LLC
 Craig-Hallum Capital Group LLC Investment Banks/BrokersFinance Craig-Hallum Capital Group LLC (Craig-Hallum) is an employee-owned, idea-driven research, trading and investment banking firm headquartered in Minneapolis, Minnesota. The firm was founded by Bradley Baker and Kevin Harris in 1997. Craig-Hallum provides research, institutional sales and trading and investment banking services to institutional investors and growth companies.
126
| Private Company | Investment Banks/Brokers | 126 |
15
| Extinct | Financial Conglomerates | 15 |
| Public Company | Financial Conglomerates | 13 | |
| Public Company | Financial Conglomerates | 11 | |
10
| Extinct | Financial Conglomerates | 10 |
| Extinct | Financial Conglomerates | 7 | |
| Subsidiary | Financial Conglomerates | 7 |
Grafico delle società connesse in secondo grado
Relazione in diverse aziende
Società connesse a Rick Hartfiel tramite i suoi contatti personali
| Società | Settore | Persone collegate | Posizione principale |
|---|---|---|---|
Wedbush Securities, Inc.
 Wedbush Securities, Inc. Investment Banks/BrokersFinance Wedbush Securities, Inc. is a full-service investment bank and brokerage firm headquartered in Los Angeles, California. The firm was founded in 1955 as Wedbush Morgan Securities, Inc. They are a subsidiary of Wedbush Financial Services LLC, which is owned by Wedbush, Inc. Wedbush Securities provides a wide range of securities brokerage, wealth management, and investment banking services to private and institutional clients. Their research focuses on providing coverage of small and mid-sized companies in the following industries: (1) consumer products and services (2) technology (3) entertainment and media (4) life sciences and (5) industrial growth and clean technology. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
Piper Sandler & Co. (Broker)
 Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Graduate Degree | |
| Stanford University | College/University | Graduate Degree Undergraduate Degree | |
ROTH Capital Partners LLC
 ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Investment Banks/Brokers | Director of Finance/CFO Chief Executive Officer Analyst-Equity Private Equity Investor | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| University of California, Los Angeles | College/University | Undergraduate Degree | |
| St. Olaf College | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Northland Securities, Inc.
 Northland Securities, Inc. Investment Banks/BrokersFinance Northland Securities, Inc. (NSI) is a dually registered, full-service broker dealer and investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2002 and is owned by Northland Capital Holdings, Inc., which was acquired by First National of Nebraska, Inc. (OTCMKTS: FINN) in 2023. NSI is actively engaged in buying and selling securities for its own account as well as for clients. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Analyst-Equity Analyst-Equity | |
University of St. Thomas
 University of St. Thomas Other Consumer ServicesConsumer Services The University of St. Thomas is an institution that values diversity, equity, and inclusion. The private company is based in St. Paul, MN. It offers over 150 undergraduate majors and minors, as well as graduate programs in various fields such as business, engineering, law, education, social work, and arts and humanities. The University of St. Thomas was founded in 1885 by John Ireland. | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree Masters Business Admin Undergraduate Degree Corporate Officer/Principal Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
University of Minnesota
 University of Minnesota Other Consumer ServicesConsumer Services Digi-Key Corp. distributes electronic components. It also distributes semiconductors, discrete, electromechanical parts. Its products include audio products, batteries, cable assemblies, capacitors, computer & video accessories, connectors, crystals & oscillators, discrete semiconductor products and many more. The company was founded by Ronald A. Stordahl in 1972 and is headquartered in Thief River Falls, MN. | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
Reservoir Media Management, Inc.
 Reservoir Media Management, Inc. Commercial Printing/FormsCommercial Services Reservoir Media Management, Inc. provides music publishing services. The firm also manages copyrights and master recordings. The company was founded by Golnar Winston Khosrowshahi in 2007 and is headquartered in New York, NY. | Commercial Printing/Forms | Director/Board Member Director/Board Member Founder Director/Board Member President | |
| RESERVOIR MEDIA, INC. | Chairman Director/Board Member Founder Director/Board Member President | ||
| Boston College | College/University | Graduate Degree Graduate Degree Graduate Degree Undergraduate Degree Graduate Degree | |
| Gustavus Adolphus College | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
RBC Capital Markets LLC
 RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
| Tulane University (Louisiana) | College/University | Graduate Degree Masters Business Admin Undergraduate Degree | |
ROTH Capital Partners LLC (Asset Management)
 ROTH Capital Partners LLC (Asset Management) Investment ManagersFinance ROTH Capital Partners LLC (Asset Management) (ROTH AM) is the investment management division of ROTH Capital Partners LLC, a registered investment advisor and broker-dealer headquartered in Newport Beach, California. Founded in 1984, the firm is a subsidiary of CR Financial Holdings LLC. ROTH AM is a full-service investment banking firm that provides financing and advisory services to emerging growth companies worldwide. | Investment Managers | Director of Finance/CFO Chairman Chief Investment Officer | |
| University of Minnesota Duluth | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The Curtis L. Carlson School of Management | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Carleton College | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Wisconsin | College/University | Masters Business Admin Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Masters Business Admin Undergraduate Degree | |
| The University of Chicago | College/University | Undergraduate Degree Masters Business Admin | |
RX3 Growth Partners LLC
 RX3 Growth Partners LLC Investment ManagersFinance RX3 Growth Partners LLC (RX3 Growth Partners) is an venture capital firm founded in 2018 by Byron Roth, Nate Raabe and Aaron Rodgers. The firm is headquartered in Newport Beach, California. | Investment Managers | Founder Private Equity Investor | |
University of Miami
 University of Miami Other Consumer ServicesConsumer Services University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL. | College/University | Graduate Degree Doctorate Degree | |
| Kellogg School of Management | College/University | Masters Business Admin Masters Business Admin | |
| Fairfield University | College/University | Undergraduate Degree Undergraduate Degree | |
Boys & Girls Clubs of America
 Boys & Girls Clubs of America Miscellaneous Commercial ServicesCommercial Services Boys & Girls Clubs of America offers school programs. The firm's programs include character and leadership, education and career, health & life skills, the arts, sports, fitness and recreation. Boys & Girls Clubs of America was founded in 1860 and is headquartered in Atlanta, GA. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
| McDonough School of Business | College/University | Masters Business Admin | |
| QUALTEK SERVICES INC. | Engineering & Construction | Director/Board Member | |
| VBI VACCINES INC. | Biotechnology | Director/Board Member |
Statistiche
Distribuzione geografica
| Stati Uniti | 40 |
Settori
| Consumer Services | 22 |
| Finance | 14 |
| Commercial Services | 4 |
| Industrial Services | 2 |
| Health Technology | 2 |
Posizioni
| Director/Board Member | 163 |
| Corporate Officer/Principal | 128 |
| Analyst-Equity | 114 |
| Undergraduate Degree | 91 |
| Independent Dir/Board Member | 50 |
Contatti più connessi
| Insiders | |
|---|---|
| Ezra Field | 31 |
| Adam Rothstein | 29 |
| Dan Friedberg | 26 |
| Molly Montgomery | 23 |
| Gordon Roth | 22 |
| Golnar Khosrowshahi | 20 |
| Byron Roth | 19 |
| Tom Erickson | 19 |
| Joseph Tonnos | 19 |
| Neil de Gelder | 17 |
| Sam Chawla | 15 |
| Mark L. Alderman | 13 |
| Aaron Gurewitz | 13 |
| Roger William Norberg | 12 |
| John Lipman | 12 |
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